Heat treatment of steels is a process of modifying the mechanical properties by solid-state phase transformations or microstructural changes through heating and cooling. The material volume changes with phase transformations, which is one of the main sources of distortion. The thermal stress also contributes to the distortion, and its effect increases with solidstate phase transformations, as the material stays in the plastic deformation field due to the TRIP effect. With the basic understanding described above, the sources of distortion from a quench hardening process can be categorized as: 1) nonuniform austenitizing transformation during heating, 2) nonuniform austenite decomposing transformations to ferrite, pearlite, bainite or martensite during quenching, 3) adding of carbon or nitrogen to the material, and forming carbides or nitrides during carburizing or nitriding, 4) coarsening of carbide in tempered martensite during tempering, 5) stress relaxation from the initial state, 6) thermal stress caused by temperature gradient, and 7) nonhomogeneous material conditions, etc. With the help of computer modeling, the causes of distortion by these sources are analyzed and quantified independently. In this article, a series of modeling case studies are used to simulate the specific heat treatment process steps. Solutions for controlling and reducing distortion are proposed and validated from the modeling aspect. A thinwalled part with various wall section thickness is used to demonstrate the effectiveness of stepped heating on distortion caused by austenitizing. A patented gas quenching process is used to demonstrate the controlling of distortion with martensitic transformation for high temperature tempering steels. The effect of adding carbon to austenite on size change during carburizing is quantified by modeling, and the distortion can be compensated by adjusting the heat treat part size.

AISI 8620 low carbon steel is widely used due to its relatively low cost and excellent case hardening properties. The nominal chemistry of AISI 8620 can have a large range, affecting the phase transformation timing and final hardness of a carburized case. Different vendors and different heats of steel can have different chemistries under the same AISI 8620 range which will change the result of a well-established heat treatment process. Modeling the effects of alloy element variation can save countless hours and scrap costs while providing assurance that mechanical requirements are met. The DANTE model was validated using data from a previous publication and was used to study the effect of chemistry variations on hardness and phase transformation timing. Finally, a model of high and low chemistries was executed to observe the changes in hardness, retained austenite and residual stress caused by alloy variation within the validated heat treatment process.

The notion that compressive residual stresses can extend the service life of components subject to rolling contact fatigue is well documented. However, the exact nature of the relationship between effective case depth and the residual stress state is not well understood for components with case depths greater than 0.050 in. (1.27 mm). It is expected that compressive residual stresses gradually transition to tensile stresses as case depth increases beyond a threshold value. This study will measure the residual stress state of components with different case depths before and after simulated service in order to determine where the compressive to tensile transition occurs. It will also investigate the role of retained austenite and the effect of strain-induced transformation caused by rolling contact. Residual stress and retained austenite measurements will be conducted using X-ray diffraction.

In this work, the authors employ computer modeling to investigate a quenching process recently demonstrated at Karlsruhe Institute of Technology. A matrix of models was run to assess the effects of heat transfer and phase transformation kinetics on residual stress and microstructure in a relatively thick walled tube. The experiments at Karlsruhe were conducted using a high pressure water quench to produce martensite and residual compressive stress in the bore of a 4140 steel tube. Results show that the timing and rate of martensite formation and bainite kinetics have a significant effect on both the in-process and residual stress state.