Carburizing is frequently utilized in the automotive industry in order to increase the surface hardness of a steel alloy while retaining toughness and ductility in the core. At elevated temperatures where some carburizing processes are performed, abnormal grain growth (AGG) can occur. During AGG, the microstructure undergoes bimodal grain growth with some grains growing exponentially faster than others. The growth of large austenite grains through AGG compromises the fatigue performance of carburized steels. AGG is further exacerbated by cold work introduced into the alloy prior to carburizing. Warm work is also sometimes utilized in part forming prior to carburizing. In this study, the effects of warm work on AGG were investigated. AISI 4121 and a modified AISI 4121 that contains Nb and Mo microalloying additions rather than Al for grain size control were warm worked in a range of 0-50% at a temperature of 900°C and then heated in a furnace for various lengths of time at a temperature of 930 °C to simulate a carburizing thermal history. The average prior austenite grain size (PAGS) tended to decrease as the degree of warm work increased, with the NbMo-modified alloy presenting a finer PAGS at all percentages of warm reduction and different lengths of time at the simulated carburization temperature. Specimens of the 50% warm reduced condition were also cold rolled at 5, 10, and 25% reductions, typical of cold sizing, prior to simulated carburization. The average PAGS of these CR samples was finer than their 0% CR counterparts, but the PAGS increased with CR in the modified alloy after 328 minutes of simulated carburization.

Carburizing and induction hardening are two commonly used surface heat treatments that increase fatigue life and surface wear resistance of steels without sacrificing toughness. It is hypothesized that induction hardening following carburizing could yield further increased torsional fatigue performance through reducing the magnitude of the tensile residual stresses at the carburizing case-core interface. If successful, manufacturers could see gains in part performance by combining both established approaches. A carburizing heat treatment with a case depth of 1.0 or 1.5 mm and an induction hardening heat treatment with a case depth of 0, 2.0, or 3.0 mm were applied to torsional fatigue specimens of 4121 steel modified with 0.84 wt pct Cr. The carburized samples without further induction processing, the 0 mm induction case depth, served as a baseline for comparison. The as-received microstructure of the alloy was a combination of polygonal ferrite and upper bainite with area fractions of approximately 27% and 73% respectively. The case microstructure of the heat-treated conditions was primarily tempered martensite and transitioned to a bainitic microstructure around the deepest overall case depth. Material property characterization consisted of radial cross-sectional hardness testing and torsional fatigue testing. The hardness profiles confirmed that the designed case depths were achieved for all conditions. Torsional fatigue testing was conducted using a Satec SF-1U Universal Fatigue Tester. Of the six tested conditions, the condition with the deepest case depths, i.e. carburized to 1.5 mm and induction hardened to 3.0 mm, was expected to have the greatest increase in fatigue performance. However, initial fatigue results potentially indicate the opposite effect as the non-induction hardened samples exhibited longer fatigue lives on average.

The objective of this work was conducted to investigate the influence of nickel (Ni) content and retained austenite on rolling-sliding contact fatigue (RSCF) life in carburized gear steel. In order to evaluate Ni and retained austenite effects, this study utilized carburized steel specimens of 4120 (0.13 wt pct Ni) and 4820 (3.38 wt pct Ni), which were subjected to RSCF testing. The specimens were gas carburized with a resulting case depth of approximately 1.3 mm, based on a hardness of 500 HV. The retained austenite was measured using x-ray diffraction at depths beneath the surface of 50, 250, 450, 650 μm. The 4120 specimens have a higher surface retained austenite content than the 4820. Specimens were surface ground to an average surface roughness of 0.2 μm to decrease the effect of as-carburized surface roughness on the fatigue life. The specimens underwent RSCF testing, with a surface contact stress of 2.5 GA and a slide to roll ratio of -20 pct, until a pit formed, as detected by an accelerometer. The pits that formed on the surface of the specimens were analysed with secondary electron microscopy, macrophotographs, and light optical microscopy. The pits that formed from the RSCF testing conditions were surface-initiated. The fatigue life of the 4820 specimens was higher than the fatigue life of the 4120 specimens, suggesting that the higher Ni level is beneficial to the fatigue life.

The proposition that compressive residual stresses are beneficial in improving the service life of components subject to rolling contact fatigue is well documented. However, the exact nature of the relationship between effective case depth (ECD) and the residual stress state is not well understood for components with deep case depth (>0.050inches, 1.27mm). It is expected that compressive residual stresses will gradually transition to tensile stresses as the case depth increases beyond a threshold value. In addition, the strain-induced transformation of retained austenite and its influence on the residual stress state of components resulting from service was explored. This study measured the residual stress state of components prepared with various ECD before and after simulated service with the goal of determining where the compressive to tensile transition occurs. Residual stress and retained austenite measurements were conducted using X-ray diffraction.

Carburization is a common method of hardening steel surfaces to be wear-resistant for a wide range of mechanical processes. One critical characteristic of the carburization process is the increase in carbon content that leads to the formation of martensite in the surface layer. Combustion and spark-OES are two common methods for determination of carbon in steels. However, these techniques do not effectively separate carbon from near surface contaminants, carburized layers, and base material composition. Careful consideration of glow discharge spectroscopy as a method of precisely characterizing carbon concentration in surface layers as part of a production process should be evaluated in terms of how the resulting data align with other common analytical and metallurgical measurements. When used together, glow discharge spectroscopy, optical microscopy, and microhardness testing are all useful, complementary techniques for characterizing the elemental composition, visually observable changes in material composition, and changes in surface hardness throughout the hardened case, respectively. Close agreement between related measurements can be used to support the use of each of these techniques as part of a strong quality program for heat treatment facilities.

As consumers embrace Electric Vehicle (EV) technology, the automotive industry is moving quickly into replacing internal combustion engines (ICE) and traditional transmissions. The change to electrically driven vehicles offers new challenges to the gear manufacturing world, and most importantly new specifications to heat treat these gears - specifically quieter gear sets and higher torque ratings. Today’s EVs have a much lower tolerance for noise from the gear set to power the vehicle; therefore, this continues the need for even quieter and stronger gears. This technical presentation will illustrate the heat treat and distortion specifications for these new gears, along with answering the “why” of selecting low pressure vacuum carburizing (LPC) for new programs around the world.

Precision cold-forging processes are used to produce near-netshape parts that may then be carburized. During carburization thermal cycles, abnormal grain growth (AGG) after cold forging is known to develop microstructures which limit fatigue strength. In the present study, a small 0.04 wt.% Nb addition was made to a low-alloyed AISI 4121 steel containing 0.3 wt.% Mo. Subcritically annealed specimens were cold rolled (to simulate cold forging) at selected reduction ratios up to 50%, heated according to a simulated gas carburizing cycle at 930 °C, and water quenched to produce a final martensitic microstructure. The number density of abnormally grown grains increased rapidly as the cold rolling reduction ratio increased from 0 to 10%. With a further increase in reduction ratio, the extent of AGG decreased and was absent in samples subjected to the maximum reduction ratio of 50%. The evolution of fine (Nb, Mo)(C,N) precipitates at various stages of processing was characterized by thermodynamic calculations and electron microscopy and compared to the occurrence of abnormal austenite grain growth. The significance of these results for controlling AGG and thus optimizing fatigue performance in commercially-produced cold-forged and carburized components is discussed.

The cooling history of carburized heat-treated gears plays a significant role in developing microstructure, hardness, and residual stress in the tooth that influences the fatigue performance of the gear. Evaluating gear carburizing heat treatment should include a microstructure and hardened depth evaluation. This can be done on an actual part or with a test piece. The best practice for a test piece is to use a section size that closely approximates the cooling rate at the gear flank of the actual gear. This study furthers work already presented showing the correct test piece size that should be used for different gear modules (tooth thicknesses). Metallurgical comparisons between test pieces, actual gears, and FEA simulations are shown.

AISI 8620 low carbon steel is widely used due to its relatively low cost and excellent case hardening properties. The nominal chemistry of AISI 8620 can have a large range, affecting the phase transformation timing and final hardness of a carburized case. Different vendors and different heats of steel can have different chemistries under the same AISI 8620 range which will change the result of a well-established heat treatment process. Modeling the effects of alloy element variation can save countless hours and scrap costs while providing assurance that mechanical requirements are met. The DANTE model was validated using data from a previous publication and was used to study the effect of chemistry variations on hardness and phase transformation timing. Finally, a model of high and low chemistries was executed to observe the changes in hardness, retained austenite and residual stress caused by alloy variation within the validated heat treatment process.

The notion that compressive residual stresses can extend the service life of components subject to rolling contact fatigue is well documented. However, the exact nature of the relationship between effective case depth and the residual stress state is not well understood for components with case depths greater than 0.050 in. (1.27 mm). It is expected that compressive residual stresses gradually transition to tensile stresses as case depth increases beyond a threshold value. This study will measure the residual stress state of components with different case depths before and after simulated service in order to determine where the compressive to tensile transition occurs. It will also investigate the role of retained austenite and the effect of strain-induced transformation caused by rolling contact. Residual stress and retained austenite measurements will be conducted using X-ray diffraction.

Vacuum carburizing 9310 gear steel followed by austenitizing, oil quench, cryogenic treatment, and tempering is known to impact the residual stress state of the material. Residual stress magnitude and depth distribution can have adverse effects on part distortion during intermediary and finish machining steps. This study provides residual stress measurement, microstructural, and mechanical property data for test samples undergoing a specific heat treat sequence. Test rings of 9310 steel are subjected to a representative gear manufacturing sequence that includes normalizing, rough machining, vacuum carburizing to 0.03”, austenitizing, quench, cryo-treatment, temper, and finish machining. The rings along with metallurgical samples are characterized after each step in order to track residual stress and microstructural changes. The results presented here are particularly interesting because the highest compressive residual stresses appear after removal of copper masking, not after quenching as expected. Data can be used for future ICME models of the heat treat and subsequent machining steps. Analytical methods employed include X-ray diffraction, optical and electron microscopy, and hardness testing.

Low pressure carburizing (LPC) is a proven, robust case hardening process whose potential is only limited by the style and size of vacuum furnace. Today, LPC is typically used in horizontal vacuum furnaces where the opportunity to carburize large parts is limited. In this paper we present a new adaptation of the technology in large pit type vacuum furnaces, capable of opening to air at elevated temperature. This underscores the potential of LPC to carburize larger, more massive parts in a clean, effective and efficient process. The result is quality casehardened parts without the undesirable side effects of atmosphere gas carburizing such as the use of a flammable atmosphere, reduced CO and NOx emissions, no intergranular oxidation, and limited retort life. Another significant advantage is decreased process time. The case study presented here shows that eliminating furnace conditioning and increasing process temperature can significantly reduce cycle durations by nearly three times and cut utility costs in half. Under these conditions, a return on investment (ROI) is in the neighborhood of 1 – 2 years is possible, making LPC in a pit style furnace a cost-effective solution than traditional atmosphere gas carburizing technologies.

Low pressure carburizing (LPC) in combination with high-pressure gas quenching (HPGQ) is a robust and versatile case hardening technology. This paper shows how recent advancements in LPC and HPGQ are being employed in the heat treatment of automotive and aerospace components. Significant progress has been made in areas such as fixturing, load densities, cycle times, distortion control, automation, traceability, and the integration of heat treatment into manufacturing lines. Practical applications are shown for both multiple- and single-layer treatment.

This paper compares and contrasts heat treat processes and equipment typically used to harden gears. It discusses the basic design and operation of vacuum, controlled atmosphere, and hybrid furnaces and process techniques such as carburizing, carbonitriding, nitriding, nitrocarburizing, and neutral hardening. It also includes information on operating and maintenance costs, using batch integral quench furnaces as the base case for comparison. A discussion on when to consider continuous furnace types is included as well.

The objective of this work is to develop the material and numerical models needed to simulate the carburizing process of an automotive gear. The paper discusses the factors that influence calculation time and accuracy and presents important equations and material property data. It describes how the simulation predicts local carbon content based on diffusion and how quenching computation provides information on stress states and residual stresses. It also explains how to account for the effects of grain growth, volume variation due to phase changes, and transformation plasticity.

Two stainless steel parts used in automotive engines are carburized in the course of their production to achieve desired properties. To reduce costs and improve product quality, the gas carburizing process that had been used was replaced by low-pressure vacuum carburizing. The two parts are similar in composition except that one contains 0.25 wt% Mo and the other 0.4 wt% Mo. Both also contain around 17 wt% Cr and thus naturally form a Cr 2 O 3 passivation layer that provides corrosion resistance but also acts as a barrier to carbon. As a result, the parts are etched in a pickling solution prior to carburizing. In the initial assessment of the new carburizing and pretreatment process, engineers observed differences in the pitting and oxide regeneration behaviors of the two stainless steels. The paper describes how the engineers determined the cause of the pitting and the extent to which it could be controlled. Because of the tradeoffs involved, the engineers decided to make both parts from the same material and optimize process parameters accordingly.

As a novel manufacturing technology additive manufacturing (AM) has advantages such as energy saving, reduced material waste, faster design-to-build time, design optimization, reduction in manufacturing steps, and product customization compared to conventional manufacturing processes. Heat treatment is widely used to improve the properties of conventional manufactured steel parts. The response of additively manufactured steel parts to heat treatment may be different from conventionally manufactured steel parts due to variations in microstructure. An understanding of heat treatment processes for additively manufactured steel parts is necessary to develop their heat treatment process parameters. In the present work 20MnCr5 steel was selected to investigate the carburization heat treatment of additively manufactured parts. These parts were fabricated by selective laser melting (SLM) for the carburization study. It was found that the AM parts fabricated by the SLM process show the microstructure of tempered martensite while the microstructure of as-received wrought part is ferrite and pearlite. It was also experimentally found that the SLM process decarburizes the entire SLM part. Before carburizing, a normalization process was conducted on both SLM and wrought 20MnCr5 parts to reduce the effect of the pre-carburizing microstructure. The objective of this project is to determine the carburization performance of additively manufactured steel parts. The results for the SLM parts in terms of carbon concentration and microhardness profiles are compared with the results for the wrought steel. It was found that the carburized SLM part in the present work has higher carbon concentration near the surface, deeper case depth, and higher total carbon flux than the carburized wrought part.

Integral quench furnaces combine the benefits of low-pressure vacuum carburizing (LPC) with atmosphere oil quenching. This paper discusses key milestones in the development of integral quench furnaces and the advantages they provide in annealing, normalizing, and hardening applications.

Vacuum carburizing with high pressure gas quenching is increasingly employed to reduce near-surface intergranular oxidation and quenching distortion. It has also been shown to reduce processing times because it can be conducted at higher temperatures, up to 1100 °C. These temperatures, however, may cause austenite grain coarsening, making steel more susceptible to fatigue failure. This paper presents a study showing how microalloying carburizing steels with Mo and Nb improves resistance to austenite grain growth. The control of grain size is attributed to solute and precipitation effects.

Microstructure refinement strategies for carburized steel were evaluated to assess their effect on the fatigue performance of case carburized components. Commercial 52100 steel samples were subjected to various treatments and analyzed to determine the micro-geometry of plate martensite and the size distribution of retained-austenite regions. Decreasing reheat temperature produced finer austenite grain size, while multiple reheating cycles helped narrow grain size distribution. The refinement of austenite grain size also led to a reduction in martensite plate size and finer distribution of retained austenite.