During the installation of power transmission lines across a major interstate highway, a temporary anchor stabilizing one of the poles failed, resulting in the loss of the pole and the associated power lines. It also contributed to a single vehicle incident on the adjacent roadway. Post-failure analysis revealed that the fracture was precipitated by a preexisting weld-related crack. Closed form and numerical stress analyses were also conducted, with the results indicating that the anchor was installed properly within the parameters intended by the manufacturer.

This article focuses on characterizing the fracture-surface appearance at the microscale and contains some discussion on both crack nucleation and propagation mechanisms that cause the fracture appearance. It begins with a discussion on microscale models and mechanisms for deformation and fracture. Next, the mechanisms of void nucleation and void coalescence are briefly described. Macroscale and microscale appearances of ductile and brittle fracture are then discussed for various specimen geometries (smooth cylindrical and prismatic) and loading conditions (e.g., tension compression, bending, torsion). Finally, the factors influencing the appearance of a fracture surface and various imperfections or stress raisers are described, followed by a root-cause failure analysis case history to illustrate some of these fractography concepts.

The cross bars of conveyor belt links that served to transport glass containers through a stress relief furnace fractured in many cases. They consisted of wires of 5 mm diam made of low-carbon Siemens-Martin steel, while the interwoven longitudinal bars were made of strip steel of 4 x 2 sq mm. The furnace temperature was said to be 500 deg C. In addition to the fractures they also showed many more or less advanced cracks. These occurred in the circumferential grooves that recurred at regular intervals. The fractures were abraded and oxidized. They could have been fatigue fractures. The fracture probably was induced by the pressing-in or abrading of the sharp steel band edges into the surface of the cross bars. Torsion fatigue fractures may have started from these notches. Relaxation then contributed positively through recovery and recrystallization. Such damage occurs less frequently in round wire conveyor belt links because the round wire neither impresses so sharply nor abrades against the cross bars, and it also exerts less torsion than the flat wire.

Superelastic nitinol wires that fractured under various conditions were examined under a scanning electron microscope in order to characterize the fracture surfaces, produce reference data, and compare the findings with prior published work. The study revealed that nitinol fracture modes and morphologies are generally consistent with those of ductile metals, such as austenitic stainless steel, with one exception: Nitinol exhibits a unique damage mechanism under high bending strain, where damage occurs at the compression side of tight bends or kinks while the tensile side is unaffected. The damage begins as slip line formation due to plastic deformation, which progresses to cracking at high strain levels. The cracks appear to initiate from slip lines and extend in shear (mode II) manner.

During dismantling of an eccentric camshaft of 340 mm diam that had worked for a total of 450,000 load reversals, it was found that it had cracked on both sides of the eccentric cam. The shaft was made of chromium-molybdenum alloy steel 34 Cr-Mo4 (Material No. 1.7220) according to DIN 17200. Microstructural examination showed the shaft had ran hot, and there were no material defects. The shaft probably was overstressed by torsion forces. The presence of surface checks on both sides of the cam lobe that were filled with bearing metal proved that overstressing occurred through galling of the end faces of the bearing liners.

A valve-seat retainer spring (made of 0.23 mm thick 17-7 PH stainless steel) from a fuel control on an aircraft engine was found to be broken after 3980 h of service. The two inner tabs were found to be broken off. The part was revealed to be in relative rotation against its contacting member by the radial wear marks on the convex surface. Beach marks indicating that fatigue fracture had been initiated at the convex surface of the washer and had propagated across to the concave surface were revealed by examination of the fractured surfaces of the washer. The cracks were revealed to have originated in the 0.38-mm radius fillet between the tab and the body of the washer. It was interpreted from the analysis of the compound fracture that it was composed of fatigue fractures caused by the formed tab being loaded so as to compress the spring along the axis of its centerline and produce torsional vibrations. It was concluded that the two inner tabs had broken in fatigue as the result of cyclic loading that compressed and torsionally vibrated the spring. The fillets were replaced with slots to minimize stress concentration at the corners as a corrective measure.

This article provides a description of the microscale models and mechanisms for deformation and fracture. Macroscale and microscale appearances of ductile and brittle fracture are discussed for various specimen geometries and loading conditions. The article reviews the general geometric factors and materials aspects that influence the stress-strain behavior and fracture of ductile metals. It highlights fractures arising from manufacturing imperfections and stress raisers. The article presents a root cause failure analysis case history to illustrate some of the fractography concepts.

A forged 4140 steel shaft that connected two runners in a hydroturbine failed catastrophically after approximately 5900 h of service. The runner and the mating section of the broken shaft were examined and tested by various methods. The results of the analyses indicated that the shaft failed by torsional fatigue starting at subsurface crack initiation sites. The forging contained regions of crack like flaws associated with particles rich in chromium, manganese, and iron. Fracture features indicated that the fatigue cracks propagated under a relatively low stress.

An electric transport vehicle, similar to an electric trolley or subway rail car, experienced frequent breakdowns due to in-service fractures of torsion springs that support the weight of an overhead electric pickup assembly. Scanning electron microscopy and metallographic examinations determined that the fractures stemmed from electric arc damage. Intergranular quench cracks in the transformed untempered martensite on the surface of the spring provided crack initiations that propagated during operation causing fatigue fracture.

An agricultural tine, which is a relatively large double torsion spring with outer legs that are used to sweep through hay or other crops and turn them over, had failed. It was made hard-drawn carbon steel. Bending fatigue was revealed by visual examination to be almost certainly the cause of failure. The fatigue fracture origin was found on the inside surface of the legs at the point where they joined the coiled body of the spring. It was established that the tines after being wound up by loading with hay, sprung back through the neutral unloaded position and into the unwind direction. This movement into the unwind direction was concluded to be happening often enough to initiate fatigue. The stress relieving temperature was recommended to be increased to reduce the residual stresses from coiling and hence improve fatigue performance.

A 4340 steel piston engine crankshaft in a transport aircraft failed catastrophically during flight. The fracture occurred in the pin radius zone. Fractographic studies established the mode of failure as fatigue under a complex combination of bending and torsional stresses. SEM examination revealed that the fracture origin was a subsurface defect-a hard refractory (Al2O3) inclusion—in the zone close to the pin radius. Chemical analysis showed the crankshaft material to be of inferior quality. It was recommended that magnetic particle inspection using the dc method be used to cheek for cracks during periodic maintenance overhauls.

This article describes concepts and tools that can be used by the failure analyst to understand and address deformation, cracking, or fracture after a stress-related failure has occurred. Issues related to the determination and use of stress are detailed. Stress is defined, and a procedure to deal with stress by determining maximum values through stress transformation is described. The article provides the stress analysis equations of typical component geometries and discusses some of the implications of the stress analysis relative to failure in components. It focuses on linear elastic fracture mechanics analysis, with some mention of elastic-plastic fracture mechanics analysis. The article describes the probabilistic aspects of fatigue and fracture. Information on crack-growth simulation of the material is also provided.

This article describes the underlying fundamentals, applications, the relevance and necessity of performing proper stress analysis in conducting a failure analysis. It presents an introduction to the stress analysis of bodies containing crack-like imperfections and the topic of fracture mechanics. The fracture mechanics approach is an important part of stress analysis at the tips of sharp cracks or discontinuities. The article reviews fracture mechanics concepts, including linear elastic fracture mechanics, elastic-plastic fracture mechanics, and subcritical fracture mechanics. It also provides information on the applications of fracture mechanics in failure analysis.

This paper presents a failure analysis of a reverse shaft in the transmission system of an all-terrain vehicle (ATV). The reverse shaft with splines fractured into two pieces during operation. Visual examination of the fractured surface clearly showed cracks initiated from the roots of spline teeth. To find out the cause of fracture of the shaft, a finite element analysis was carried out to predict the stress state of the shaft under steady loading and shock loading, respectively. The steady loading was produced under normal operation, while the shock loading could be generated by an abrupt change of operation such as start-up or sudden braking during working. Results of stress analysis reveal that the highest stressed area coincided with the fractured regions of the failed shaft. The maximum stress predicted under shock loading exceeded the yield strength and was believed to be the stimulant for crack initiation and propagation at this weak region. The failure analysis thus showed that the premature fatigue fracture of the shaft was caused by abnormal operation. Finally, some suggestions to enhance service durability of the transmission system of ATV are discussed.

A pilot-valve bushing fractured after only a few hours of service. In operation, the bushing was subjected to torsional stresses with possible slight bending stresses. A slight misalignment occurred in the assembly before fracture. The bushing was made of 8617 steel and was case hardened to a depth of 0.13 to 0.4 mm (0.005 to 0.015 in.) by carbonitriding. Specifications required that the part be carbonitrided, cooled, rehardened by quenching from 790 deg C (1450 deg F), then tempered at about 175 deg C (350 deg F). Visual examination, hardness testing, and metallographic and microstructural investigation supported the conclusion that the bushing fractured in fatigue because of a highly stressed case-hardened surface of unsatisfactory microstructure and subsurface nonmetallic inclusions. Cracks initiated at the highly stressed surface and propagated across the section as a result of cyclic loading. The precise cause of the unsatisfactory microstructure of the carbonitrided case could not be determined, but it was apparent that heat-treating specifications had not been closely followed. Recommendations included that inspection procedures be modified to avoid the use of steel containing nonmetallic stringer inclusions and that specifications for carbonitriding, hardening, and tempering be rigorously observed.

Rheology is defined as the study of the flow and deformation of matter. This article begins with an examination of flow behavior. It describes the geometries and methods employed for rheological testing of polymers in their molten state. It also discusses materials that are predominantly in the solid state and the methods employed for solids testing. Examples of unidirectional and dynamic oscillatory testing are provided for different mechanical behaviors.

Fundamentals of fatigue failure are outlined. Addressed are fatigue crack characteristics, basic crack types, unidirectional bending, alternate bending, rotary bending, torsion, direct stress, and combined stress. Stress cycle, endurance limits, under and overstressing, stress concentration, and surface condition are discussed. Sections are devoted to fatigue crack assessment, corrosion relation to fatigue failure, and the micro-mechanisms of fatigue failure. Materials considered include steels. Photographs of service failures are used to illustrate features alluded to in the text.

A high-speed pinion gear shaft, part of a system that compresses natural gas, was analyzed to determine why it failed. An abnormal wear pattern was observed on the shaft surface beneath the inner race of the support bearings. Material from the shaft had transferred to the bearing races, creating an imbalance (enough to cause noise and fumes) that operators noted two days before the failure. Macrofeatures of the fracture surface resembled those of fatigue, but electron microscopy revealed brittle, mostly intergranular fracture. Classic fatigue features such as striations were not found. To resolve the discrepancy, investigators created and tested uniaxial fatigue samples, and the microfeatures were nearly identical to those found on the failed shaft. The root cause of failure was determined to be fatigue, and it was concluded that cracks on the pinion shaft beneath the bearings led to the transfer of material.

This article describes three design-life methods or philosophies of fatigue, namely, infinite-life, finite-life, and damage tolerant. It outlines the three stages in the process of fatigue fracture: the initial fatigue damage leading to crack initiation, progressive cyclic growth of crack, and the sudden fracture of the remaining cross section. The article discusses the effects of loading and stress distribution on fatigue cracks, and reviews the fatigue behavior of materials when subjected to different loading conditions such as bending and loading. The article examines the effects of load frequency and temperature, material condition, and manufacturing practices on fatigue strength. It provides information on subsurface discontinuities, including gas porosity, inclusions, and internal bursts as well as on corrosion fatigue testing to measure rates of fatigue-crack propagation in different environments. The article concludes with a discussion on rolling-contact fatigue, macropitting, micropitting, and subcase fatigue.

To samples of helical compression springs were returned to the manufacturer after failing in service well short of the component design life. Spring design specifications required conformance to SAE J157, “Oil Tempered Chromium Silicon Alloy Steel Wire and Springs.” Each spring was installed in a separate heavy truck engine in an application in which spring failure can cause total engine destruction. The springs were composed of chromium-silicon steel, with a hardness ranging from 50 to 54 HRC. Chemical composition and hardness were substantially within specification. Failure initiated from the spring inside coil surface. Examination of the fracture surface using scanning electron microscopy showed no evidence of fatigue. Final fracture occurred in torsion. X-ray diffraction analysis revealed high inner-diameter residual stresses, indicating inadequate stress relief from spring winding. It was concluded that failure initiation was caused by residual stress-driven stress-corrosion cracking, and it was recommended that the vendor provide more effective stress relief.