A commercial aircraft wheel half, machined from an aluminum alloy 2014 forging that had been heat treated to the T6 temper, was removed from service because a crack was discovered in the area of the grease-dam radius during a routine inspection. Neither the total number of landings nor the roll mileage was reported, but about 300 days had elapsed between the date of manufacture and the date the wheel was removed from service. The analysis (visual inspection, macrographs, micrographs, electron microprobe) supported the conclusions that the wheel half failed by fatigue. The fatigue crack originated at a material imperfection and progressed in more than one plane because changes in the direction of wheel rotation altered the direction of the applied stresses. Recommendations included rewriting the inspection specifications to require sound forgings.

During the preproduction stages of forging, an initial batch of 50 mm (2 in.) diam Al-4Cu alloy (L77) extruded bar stock material was found to be cracking randomly. Failure analysis was conducted to determine the metallurgical factors underlying the phenomenon. Microexamination of sections across the defects revealed intergranular cracks tracing a path of round, segregated particles and oxide film discontinuities. The segregated particles were rich in copper It was concluded that the cracking was the result of segregations occurring in poor-quality raw material. The source of segregation was suspected to be the use of improperly made master alloys. Use of improved melting techniques and proper master alloys was recommended.

A series of poppet-valve stems fabricated from 17-4 PH (AISI type 630) stainless steel failed prematurely in service during the development of a large combustion assembly. The poppet valves were part of a scavenging system that evacuated the assembly after each combustion cycle. The function of the valve is to open and close a port; thus, the valve is subjected to both impact and tensile loading. Analysis (visual inspection, hardness testing, and stress analysis) supported the conclusions that the valve stems were impact loaded to stresses in excess of their yield strength. That they failed in the threaded portion also suggests a stress-concentration effect. Recommendations included changing the material spec to a higher-strength material with greater impact strength. In this case, it was recommended that the stems, despite any possible design changes, be manufactured from an alloy such as PH 13-8Mo, which can be processed to a yield strength of 1379 MPa (200 ksi), with impact energies of the order of 81 J (60 ft·lbf) at room temperature.

Material samples collected from failed booster pumps were analyzed to determine the cause of failure and assess the adequacy of the materials used in the design. The pumps had been in service at a power plant, transporting feedwater from a deaerator to a main turbine boiler. Samples from critical areas of the pump were examined using optical and scanning electron microscopy, electrochemical analysis, and tensile testing. Based on microstructure and morphology, estimated corrosion rates, and particle concentrations in the feedwater, it was concluded that cavitation and erosion were the dominant failure mechanisms and that the materials and processes used to make the pumps were largely unsuited for the application.

Splined rotor shafts (constructed from 1151 steel) used on small electric motors were found to miss one spline each from several shafts before the motors were put into service. Apparent peeling of splines on the induction-hardened end of each rotor shaft was revealed by visual and stereo-microscopic examination. One tooth on each shaft was found to be broken off. It was revealed by metallographic examination of an unetched section through the fractured tooth that the fracture surface was concave and had an appearance characteristic of a seam. Partial decarburization of the surface was revealed after etching with 1% nital. The presence of a crack, with typical oxides found in seams at its root, was disclosed by an unetched section through the shaft in an area unaffected by induction heating. The etched samples revealed similar decarburization as was noted on the fracture surface of the tooth. It was concluded that the seam had been present before the shaft was heat treated and these seams acted as stress raisers during induction hardening to cause the shaft failure. It was recommended that the specifications should specify that the shaft material should be free of seams and other surface imperfections.

Flow forming technology has emerged as a promising, economical metal forming technology due to its ability to provide high strength, high precision, thin walled tubes with excellent surface finish. This paper presents experimental observations of defects developed during flow forming of high strength SAE 4130 steel tubes. The major defects observed are fish scaling, premature burst, diametral growth, microcracks, and macrocracks. This paper analyzes the defects and arrives at the causative factors contributing to the various failure modes.

A Lynx helicopter from the Royal Netherlands Navy lost a rotor blade during preparation for take-off. The blade loss was due to failure of a rotor hub arm by fatigue. The arm was integral to the titanium alloy rotor hub. An extensive material based failure analysis covered the hub manufacture, service damage, and estimates of service stresses. There was no evidence for failure due to poor material properties. However, fractographic and fracture mechanics analyses of the service failure, a full scale test failure, and specimen test failures indicated that the service fatigue stress history could have been more severe than anticipated. This possibility was subsequently supported by a separate investigation of the assumed and actual fatigue loads and stresses.

The failure of a boiler operating at 540 °C and 9.4 MPa was investigated by examining material samples from the near-failure region and by thermodynamic analysis. A scanning Auger microprobe, SEM, and commercial thermodynamic software codes were used in the investigation. Results indicated that the boiler failure was caused by grain-boundary segregation of phosphorous, tin, and nitrogen and the in-service formation of carbide films and granules on the grain boundaries.

This article focuses on the visual or macroscopic examination of damaged materials and interpretation of damage and fracture features. Analytical tools available for evaluations of corrosion and wear damage features include energy dispersive spectroscopy, electron probe microanalysis, Auger electron spectroscopy, secondary ion mass spectroscopy, and X-ray powder diffraction. The article discusses the analysis and interpretation of base material composition and microstructures. Preparation and examination of metallographic specimens in failure analysis are also discussed. The article concludes with a review of the evaluation of polymers and ceramic materials in failure analysis.

Examination of a damaged component involves a chain of activities that, first and foremost, requires good observation and documentation. Following receipt and documentation, the features of damage can be recorded and their cause(s) investigated, as this article briefly describes, for typical types of damage experienced for metallic components. This article discusses the processes involved in visual or macroscopic examination of damaged material; the interpretation of fracture features, corrosion, and wear damage features; and the analysis of base material composition. It covers the processes involved in the selection of metallurgical samples, the preparation and examination of metallographic specimens in failure analysis, and the analysis and interpretation of microstructures. Examination and evaluation of polymers and ceramic materials in failure analysis are also briefly discussed.

Welded low-carbon steel bomb fins were rejected because of poor weld practice. Visual and metallographic examination revealed that the resistance plug welds that attach the outer skin to the inner spar displayed inadequate weld penetration. Recommended changes to the resistance welding parameters resulted in acceptable welds.

Several back up rolls of 1400 mm barrel diam from a broad strip mill broke after a relatively short operating time as a result of bending stresses when the rolls were dismantled. The fracture occurred in the conical region of the neck at about 600 mm diam. The rolls were shaped steel castings with 0.8 to 1.0% C, 1% Mn, 1% Cr, 0.5% Mo and 0.4% Ni and were heat treated to a tensile strength of 950 N/sq mm. Because the bending stress on mounting was only 42 N/sq mm in the fracture cross section, it was evident at the outset that material defects had promoted the fracture. In the case of this roll and the other broken rolls, the cracking and fracture were promoted by various casting defects. Investigation of the rolls showed that both the breaking off of the neck and the disintegration of the barrel edges was caused by material defects, more exactly casting defects. The fractures on the other rolls examined were so badly rusted or contaminated that they were incapable of yielding any information.

The cause of fracture of two piston rods of hammers of a drop forge was determined. The first rod of 180 mm diam consisted of an unalloyed steel with 0.37% C and 0.67% Mn and had a strength of 56 kp/sq mm at 26% elongation. Fatigue fractures propagated from several points which could be recognized as flaky cracks already in the fracture, and which later were united. No material defects could be detected in the cross section parallel to the fracture plane except for these very short cracks. These comparatively insignificant defects were sufficient to cause the fracture during high impact fatigue stresses in the drop forge. The second piston rod of 120 mm diam consisted of a steel with 0.25% C and 1.00% Mn. It allegedly had 57 kp/sq mm tensile strength and 26% elongation. The basic structure of the 120 mm piston rod was ferritic-pearlitic and hardness of 155 Brinell was accordingly low, corresponding to approximately 53 kp/sq mm tensile strength. The incipient fractures had no connection with the material defects in this shaft and therefore the fracture could not have been caused by them. Probably the low strength of the piston rod was insufficient for the high stresses.

This article briefly introduces the concepts of failure analysis and root cause analysis (RCA), and the role of failure analysis as a general engineering tool for enhancing product quality and failure prevention. It reviews four fundamental categories of physical root causes, namely, design deficiencies, material defects, manufacturing/installation defects, and service life anomalies, with examples. The article describes several common charting methods that may be useful in performing an RCA. It also discusses other failure analysis tools, including review of all sources of input and information, people interviews, laboratory investigations, stress analysis, and fracture mechanics analysis. The article concludes with information on the categories of failure and failure prevention.

An explosion occurred in a portion of a horizontal, U-shaped expansion loop in a steam main approximately 10-in. diam which had been operating at 400 psi for six years. Steam conditions varied from 538 deg C (450 deg F) saturated to 343 deg C (650 deg F) superheated. Fracture occurred longitudinally through the upper wall over a length of approximately 68 in. The sample received for examination was ultrasonically tested, which indicated a band of internal defects extending 1 in. in from the edge. Subsequently, the portion of the pipe embodying the other side of the rupture was obtained for examination. Transverse sections through this and the mating portion already received, followed by magnetic crack detection, revealed the presence of defective zones. Subsequent ultrasonic examination of other sections of the steam main indicated suspect areas in a number of lengths of pipe. These defects were basically laminations of a similar form to those which resulted in the failure of the portion of pipe.

A 2 ft. diam 20 ft. long cylinder with a wall thickness of 1 in. used for the transportation of a compressed gas failed by cracking. The cylinder was forged in a low ally steel. The working pressure was 3000 psi and it had been in service for about seven years. A longitudinal crack, about 2 in. long, developed at the approximate mid-length of the vessel, and allowed slow de-pressurization. Subsequent examination by radiography and ultrasonic means indicated the crack was associated with an irregularly shaped, laminar type of defect located within the wall of the vessel. It was concluded that failure of this vessel resulted from the development of a radial crack orientated in the axial direction. This appeared to have originated on the bore surface in a region where the laminar defect closely approached this surface. The defect was introduced during the manufacture of the vessel, probably originating as a secondary pipe in the ingot which was subsequently displaced and forced into the wall of the vessel during the piercing operation.

The paper discusses the analysis of a coating defect on a high phosphorus electroless nickel (Ni-11 wt. % P) deposit plated on an aluminum alloy substrate. Preliminary investigations had indicated that the elongated defects were possibly caused by the entrapment of long fibers or particles during the plating. The possible sources of fibers were identified. The SEM/EDS analysis of fibers collected from the air duct filters correlated very well with the defect shape and the EDS profile collected from under the defect site. It appears that the fibers from air duct filters directly above the plating line were blown into the plating tank and getting co-deposited. The paper describes the step-by-step analysis of the defect that led to successful identification of the root cause of the defect.

Following the fusing of one of the copper leads in the choke circuit of an electric welder, a piece of the affected lead was obtained for examination. The sample had large internal cavities and surface bulges. It is remarkable that a wire containing defects of the magnitude present in this case could have been drawn without failure. Failure in service was due to overheating resulting from the inability of the conductor to carry the current where its cross section was reduced by the presence of a cavity. Another failure of a conductor occurred in one of the field coils of a direct-current motor. The mode of failure and the changes in the microstructure showed that fracture was due to a defective resistance butt-weld which had been made when the wire was in process of drawing. A further example of a conductor failure occurred in a 12 SWG copper connection between the rotor contactor and the resistance in a starter. A transverse section through the zone of failure showed an oxide layer extended almost completely across the plane of a weld, and also the grain growth that had occurred in this region.

Several heavy truck Cr-Mo steel steering arms in service less than three years fractured during stationary or low-speed turning maneuvers that required power-assisted steering. Metallographic examination of the cracked AISI 4135 arms, heat treated to a hardness of 285 to 341 HB, revealed that fatigue crack initiation occurred from the tip of oxide scale inclusions forged into the U-shaped arm at the inside radius. Corrective action involved redesigning the steering arm to increase the minimum forging radius and reduce the stress level at the inner-bend radius, and reducing the level of power assistance to the wheels to encourage the driver to put the vehicle in motion prior to turning.

A maintenance worker was injured when his 3/4 in. (19 mm) open-ended wrench failed, fracturing in overload fashion along the jaw. The failed wrench was unavailable for testing, but an identical one that failed in the same manner was acquired and subjected to hardness, chemistry, SEM, and metallurgical analyses. SEM imaging revealed microvoid coalescence within the fracture zone. The microvoids were flat and smooth edged indicating insufficient bonding. In addition, a cross sectional sample, mounted and etched using alkaline chromate, revealed an oxygen-rich zone in the jaw. It was concluded that the failures stemmed from forging laps in the jaw that broaching failed to remove.