A motorboat engine connecting rod forged from carbon steel fractured in two places and cracked at the small end during service. The analysis (visual inspection, 50x micrographs of sections etched with 2% nital, magnetic-particle inspection, and metallographic examination) supported the conclusion that the connecting rods were rendered susceptible to fatigue-crack initiation and propagation by the notch effect of coarse folds formed during the forging operation. One fracture was caused by fatigue resulting from operating stresses, and the other was a secondary tensile fracture. No recommendations were made.

Carbon steel axle forgings were rejected due to internal cracks observed during final machining. To determine the cause of the cracks, the preforms of the forging were analyzed in detail at each stage of the forging. The analysis revealed a large central burst in the intermediate stage of the forging preform, which subsequently increased in the final stage. A high upset strain during forging, especially in the final stage, accentuated the center burst by high lateral flow of the metal. It was concluded that the center burst of the axle forging resulted from a high concentration of nonmetallic inclusions in the central portion of the raw bar stock rather than the usual problem of improper forging temperature. Strict control over the inclusion content in the raw material by changing the vendor eliminated the problem.

Two outboard main-wheel halves (aluminum alloy 2014-T6 forged) from a commercial aircraft were removed from service because of failure. One wheel half was in service for 54 days and had made 130 landings (about 1046 roll km, or 650 roll mi) when crack indications were discovered during eddy-current testing. The flange on the second wheel half failed after only 31 landings, when about 46 cm (18 in.) of the flange broke off as the aircraft was taxiing. Stains on the fracture surfaces were used to determine when cracking was initiated. The analysis (visual inspection, liquid penetrant inspection, and micrographs with deep etching in aqueous 20% sodium hydroxide) supported the conclusion that failure on both wheel halves was by fatigue caused by a forging defect resulting from abnormal transverse grain flow. The crack in the first wheel half occurred during service, and the surfaces became oxidized. Because the fracture surface of the second wheel half had chromic acid stains, it was obvious that the forging defect was open to the surface during anodizing. No recommendations were made except to notify the manufacturer.

A ring clamp (8740 (AMS 6322), steel forged and cadmium plated) used for attaching ducts to an aircraft engine became loose after three hours of service. When the clamp was removed from the engine, the hinge tabs on one clamp half were found to be broken. Analysis (visual inspection and microscopic and metallographic examination) supported the conclusion that both hinge tabs on the clamp half fractured in a brittle manner as the result of gross overheating, or burning, during forging. The mechanical properties of the metal, especially toughness and ductility, were greatly reduced by burning. Evidence that burning was confined to the hinge end of the clamp indicated that the metal was overheated before or during the upset forging operation. Recommendations included notifying the supplier of the burned condition on the end of the clamp. The clamps should be macroetched before cadmium plating to detect overheating. The clamps in stock should be inspected to ensure that the metal had not been weakened by overheating during the upset forging operation.

To forged AISI 4140 steel trailer kingpins fractured after 4 to 6 months of service. Fractographic and metallographic examination revealed that cracks were present in the spool-flange shoulder region of the defective kingpins prior to installation on the trailers. The cracks grew and coalesced during service. Consideration of the manufacturing process suggested that the cracks were the result of overheating of the kingpin blanks prior to forging, which was exacerbated during forging by deformation heating in the highly-strained region. This view was supported by results of two types of tensile tests conducted near the incipient melting temperature at the grain boundaries. All kingpins made by the supplier of the fractured ones were ultrasonically inspected and six more anticipated to fail were found. It was recommended that the heating of forging blanks be more carefully controlled, especially with respect to the accuracy of the optical pyrometer temperature readout. Also, procedures must be developed such that forging blanks that trigger the over-temperature alarm are reliably and permanently removed from the production line.

Several heavy truck Cr-Mo steel steering arms in service less than three years fractured during stationary or low-speed turning maneuvers that required power-assisted steering. Metallographic examination of the cracked AISI 4135 arms, heat treated to a hardness of 285 to 341 HB, revealed that fatigue crack initiation occurred from the tip of oxide scale inclusions forged into the U-shaped arm at the inside radius. Corrective action involved redesigning the steering arm to increase the minimum forging radius and reduce the stress level at the inner-bend radius, and reducing the level of power assistance to the wheels to encourage the driver to put the vehicle in motion prior to turning.

The pointed ends of several stainless steel forceps split or completely fractured where split portions broke off. All the forceps were delivered in the same lot. The pointed ends of the forceps are used for probing and gripping very small objects and must be true, sound, and sharp. Analysis supported the conclusion that the failures to be the result of seams in the steel that were not joined during hot working. Recommendations included that closer inspection of the product take place at all stages of manufacturing. Inspection at the mill will minimize discrepancies at the source, and the inspection of the finished product will help detect obscure seams.

A cross-recessed die of D5 tool steel fractured in service. The die face was found to be subjected to shear and tensile stresses as a result of the forging pressures from the material being worked. The presence of numerous slag stringers was revealed by microscopic examination of an unetched longitudinal section taken through the die. The pattern was microscopically revealed after etching with 5 % nital to be due to severe chemical segregation or banding. Considerable variation in the hardness, corresponding to the banded and non-banded regions across the face of the specimen was observed. The fracture was found to have originated near the high-stress region of the die face examination of the fracture surface. Failure of the die was concluded to have originated in an area of abnormally high hardness which is prone to microcracking during heat treatment for this grade of tool steel

The head of a socket spanner made of heat-treated 0.40C-0.34Cr steel cracked in service. The pronounced fibrous structure of the component became evident as soon as it was etched with 2% nital. Folds in the material originating from the shaping process were visible, and the micrograph showed that cracks ran along these folds oriented according to the fiber. The fissures, with the exception of the hardening crack, were partly filled with oxide and showed signs of decarburization at the edges. From this it could be assumed that parts of the external skin had been forced into the folds during forging. This evidence supported the conclusion that even through there was some indication of chemical segregation, the folds made during forging initiated the main crack. Furthermore, even if the steel had been more homogeneous, hardening cracks would probably have been promoted by the coarse fissures at the fold zones.

Field fatigue failures occurred in a hand-operated gear shift lever mechanism made of 1049 medium carbon steel hardened to 269 to 285 HB. The failures occurred in the 3.18 mm (0.127 in.) radius. Redesign increased the shift lever's diameter to 25 mm (1 in.) and the radius to 4.75 mm (0.187 in.). Also, instead of the as-forged surface, it was expedient to machine the radius. The as-forged surface at 360 MPa (52 ksi) maximum working stress would not ensure satisfactory life because the recalculated maximum stress was 390 MPa (57 ksi). However, the machined surface with a maximum working stress of 475 MPa (69 ksi) gives a safe margin above the 390 MPa (57 ksi) requirement for design stress. Interpreting these values, the forged surface should have a life expectancy of 1,000,000 cycles of stress. However, because the load cycle was somewhat uncertain, the machined radius was chosen to obtain a greater margin of safety. Redesigning eliminated the failures.

A forging of 7075-T6 aluminum alloy, which formed a support for the cylinder of a cargo door, cracked at an attachment hole. Fluorescent penetrant inspection showed the crack ran above and below the hole out onto the machined flat surface of the flange. A 6500x electron fractograph proved the crack to be a forging defect called a cold shut. Because defects of this type are usually detected when the raw forging is inspected, this occurrence was considered to be an isolated instance.

During autofrettage of a thick-wall steel pressure vessel, a crack developed through the wall of the component. Certain forged pressure vessels are subjected to autofrettage during their manufacture to induce residual compressive stresses at locations where fatigue cracks may initiate. The results of the autofrettage process, which creates a state of plastic strain in the material, is an increase in the fatigue life of the component. Analysis (visual inspection, 50x/500x unetched micrographs, and electron microprobe analysis) supports the conclusion that the fracture toughness of the steel was exceeded, and failure through the wall occurred because of the following reason: the high level of iron oxide found is highly abnormal in vacuum-degassed steels. Included matter of this nature (exogenous) most likely resulted from scale worked into the surface during forging. Therefore, it is understandable that failure occurred during autofrettage when the section containing these defects was subjected to plastic strains. Because the inclusions were sizable, hard, and extremely irregular, this region would effect substantial stress concentration. No recommendations were made.

A connecting rod (forged from 15B41 steel and heat treated to a hardness of 29 to 35 HRC) from a truck engine failed after 73,000 Km (45,300 mi) of service. A piece of the I-beam sidewall of the rod, about 6.4 cm (2 in.) long, was missing when the connecting rod arrived at a laboratory for testing. Analysis (visual inspection, 100x nital-etched micrograph, fluorescent magnetic-particle testing, and metallographic examination) supported the conclusion that the rod failed in fatigue with the origin along the lap and located approximately 4.7 mm below the forged surface. The presence of oxides may have been a partial cause for the defect. Recommendations included better inspection of the forgings by fluorescent magnetic-particle testing before machining.

Alloy steel forgings used as structural members of a ski chair lift grip mechanism were identified to have contained forging laps (i.e., sharp-notched discontinuities) during an annual magnetic particle inspection of all chair lift grip structural members at a mountain resort. The material was confirmed to be 34Cr-Ni-Mo6. A heavy oxide on the dark area of one of the broken-open laps was revealed by scanning electron microscopy in conjunction with EDS. A bright area that contained ductile dimple rupture was observed adjacent to the dark area. The oxidized portion of the fracture was established to be the preexisting forging lap while the bright area was created during the breaking-open process. As a corrective action all forgings showing laps were recommended to be removed from service. Critical review and revision of the forging process and revisions to the nondestructive evaluation procedures at the forging supplier was recommended.

The connecting end of two forged medium-carbon steel rods used in an application in which they were subjected to severe low-frequency loading failed in service. The fractures extended completely through the connecting end. The surface hardness of the rods was found to be lower than specifications. The fractures were revealed to be in areas of the transition regions that had been rough ground to remove flash along the parting line. The presence of beach marks, indicating fatigue failure, was revealed by examination. The fracture origin was confirmed by the location and curvature of beach marks to be the rough ground surface. An incipient crack 9.5 mm along with several other cracks on one of the fractured rods was revealed by liquid penetration examination. Metallographic examination of the fractured rods indicated a banded structure consisting of zones of ferrite and pearlite. It was established that the incipient cracks found in liquid-penetrant inspection had originated at the surface in the banded region, in areas of ferrite where this constituent had been visibly deformed by grinding. Closer control on the microstructure, hardness of the forgings and smooth finish in critical area was recommended.

An octagonal steel ingot weighing 13 tons made of manganese-molybdenum steel developed gaping cross-cracks on all eight sides in the forging press during initial pressure application. It was reported that the steel had been melted in a basic 12-ton arc furnace, oxygenated, furnished with 42 kg of 75% ferrosilicon and 12 kg aluminum additions, alloyed with 160 kg of 80% ferromanganese, and finally deoxidized in the ladle with 42 kg calcium silicon. For metallographic examination a plate approximately 100 mm thick was cut parallel to one of the eight planes. Platelet-like particles could be discerned on the conchoidal fracture planes with the SEM. The precipitates proved to be thin and partially transparent platelets of a hexagonal crystal lattice whose parameters resemble those of AIN. The precipitates were at least in part still undissolved in spite of the long holding period at high initial forging temperature. Another block melted under the same conditions and immediately after the defective one, was forged into a gear ring without any trouble. This ring was free of grain boundary precipitates, but it contained only 0.012 % AI and 0.0102 % N.

A maintenance worker was injured when his 3/4 in. (19 mm) open-ended wrench failed, fracturing in overload fashion along the jaw. The failed wrench was unavailable for testing, but an identical one that failed in the same manner was acquired and subjected to hardness, chemistry, SEM, and metallurgical analyses. SEM imaging revealed microvoid coalescence within the fracture zone. The microvoids were flat and smooth edged indicating insufficient bonding. In addition, a cross sectional sample, mounted and etched using alkaline chromate, revealed an oxygen-rich zone in the jaw. It was concluded that the failures stemmed from forging laps in the jaw that broaching failed to remove.

A forging die in a 250-ton press producing brass valves began to show signs of fatigue after a few thousand hits. By the time it reached 30,000 hits, the die was badly damaged and was submitted for analysis along with one of the last forgings produced. The investigation included visual and macroscopic inspection, metallographic and chemical analysis, SEM imaging, optical profilometry, mechanical property testing, and EDX analysis. The die was made of chromium hot-work tool steel and the forgings were made of CuZn39Pb3 heated to an initial working temperature 700 deg C. The entire surface of the die was covered with fatigue cracks and many fillets had been plastically deformed. Several other types of damage were also observed, including areas of oxidation, corrosion pits, voids, abrasive wear, die adhesion, and thermal fatigue. Fatigue cracking was the primary cause of failure with significant contributions from the other damage mechanisms.

During the preproduction stages of forging, an initial batch of 50 mm (2 in.) diam Al-4Cu alloy (L77) extruded bar stock material was found to be cracking randomly. Failure analysis was conducted to determine the metallurgical factors underlying the phenomenon. Microexamination of sections across the defects revealed intergranular cracks tracing a path of round, segregated particles and oxide film discontinuities. The segregated particles were rich in copper It was concluded that the cracking was the result of segregations occurring in poor-quality raw material. The source of segregation was suspected to be the use of improperly made master alloys. Use of improved melting techniques and proper master alloys was recommended.

The primary purpose of this article is to describe general root causes of failure that are associated with wrought metals and metalworking. This includes a brief review of the discontinuities or imperfections that may be common sources of failure-inducing defects in the bulk working of wrought products. The article addresses the types of flaws or defects that can be introduced during the steel forging process itself, including defects originating in the ingot-casting process. Defects found in nonferrous forgings—titanium, aluminum, and copper and copper alloys—also are covered.