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Adrian Pierorazio, Nicholas E. Cherolis, Michael Lowak, Daniel J. Benac, Matthew T. Edel
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Series: ASM Handbook Archive
Volume: 11
Publisher: ASM International
Published: 01 January 2002
DOI: 10.31399/asm.hb.v11.a0003510
EISBN: 978-1-62708-180-1
... Abstract This article provides an overview of the effects of various material- and process-related parameters on residual stress, distortion control, cracking, and microstructure/property relationships as they relate to various types of failure. It discusses phase transformations that occur...
Abstract
This article provides an overview of the effects of various material- and process-related parameters on residual stress, distortion control, cracking, and microstructure/property relationships as they relate to various types of failure. It discusses phase transformations that occur during heat treating and describes the metallurgical sources of stress and distortion during heating and cooling. The article summarizes the effect of materials and the quench-process design on distortion and cracking and details the effect of cooling characteristics on residual stress and distortion. It also provides information on the methods of minimizing distortion and tempering. The article concludes with a discussion on the effect of heat treatment processes on microstructure/property-related failures.
Book Chapter
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.process.c0092148
EISBN: 978-1-62708-235-8
... retained austenite in the failed cylinder to transform to martensite. The increase in volume resulted in sufficient size distortion to cause interference between the cylinder and the spool, seizing, and loss of flow control. The failed parts had been carburized in a process in which the carbon potential...
Abstract
Occasional failures were experienced in spool-type valves used in a hydraulic system. When a valve would fail, the close-fitting rotary valve would seize, causing loss of flow control of the hydraulic oil. The rotating spool in the valve was made of 8620 steel and was gas carburized. The cylinder in which the spool fitted was made of 1117 steel, also gas carburized. Investigation (visual inspection, low magnification images, 400x images, metallographic exam, and hardness testing) supported the conclusion that momentary sliding contact between the spool and the cylinder wall caused unstable retained austenite in the failed cylinder to transform to martensite. The increase in volume resulted in sufficient size distortion to cause interference between the cylinder and the spool, seizing, and loss of flow control. The failed parts had been carburized in a process in which the carbon potential was too high, which resulted in a microstructure having excessive retained austenite after heat treatment. Recommendations included modifying the composition of the carburizing atmosphere to yield carburized parts that did not retain significant amounts of austenite when they were heat treated.
Book Chapter
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.process.c0089738
EISBN: 978-1-62708-235-8
... manufacturing the doubler collar so that it could be placed in intimate contact with the header duct, and a revised weld procedure was recommended to result in a smaller, controlled, homogeneous weld joint with less distortion. Heat exchanger tubes Inlet headers Stress concentration Undercutting...
Abstract
While undergoing vibration testing, a type 347 stainless steel inlet header for a fuel-to-air heat exchanger cracked in the header tube adjacent to the weld bead between the tube and header duct. Investigation (visual inspection and liquid penetrant inspection) supported the conclusion that the crack in the header tube was the result of a stress concentration at the toe of the weld joining a doubler collar to the tube. The stress concentration was caused by undercutting from poor welding technique and an unfavorable joint design that did not permit a good fit-up. Recommendations included manufacturing the doubler collar so that it could be placed in intimate contact with the header duct, and a revised weld procedure was recommended to result in a smaller, controlled, homogeneous weld joint with less distortion.
Series: ASM Handbook Archive
Volume: 11
Publisher: ASM International
Published: 01 January 2002
DOI: 10.31399/asm.hb.v11.a0003573
EISBN: 978-1-62708-180-1
... of the slat track. Corrective Measures Steps were taken to improve control of temperature of parts during austenitization. Warpage and Residual Stress Effects Warpage during heat treatment or during stress-relief annealing is also a common type of distortion failure. Warpage can result from...
Abstract
Distortion failure occurs when a structure or component is deformed so that it can no longer support the load it was intended to carry. Every structure has a load limit beyond which it is considered unsafe or unreliable. Estimation of load limits is an important aspect of design and is commonly computed by classical design or limit analysis. This article discusses the common aspects of failure by distortion with suitable examples. Analysis of a distortion failure often must be thorough and rigorous to determine the root cause of failure and to specify proper corrective action. The article summarizes the general process of distortion failure analysis. It also discusses three types of distortion failures that provide useful insights into the problems of analyzing unusual mechanisms of distortion. These include elastic distortion, ratcheting, and inelastic cyclic buckling.
Book Chapter
Series: ASM Handbook
Volume: 11
Publisher: ASM International
Published: 15 January 2021
DOI: 10.31399/asm.hb.v11.a0006797
EISBN: 978-1-62708-295-2
...-distortion failure because of a change in modulus, as may occur in a control device where accuracy depends on a predictable elastic deflection of a control element or a sensing element. For most structural materials, the curve defining the temperature dependence of elastic and plastic properties...
Abstract
Distortion often is observed in the analysis of other types of failures, and consideration of the distortion can be an important part of the analysis. This article first considers that true distortion occurs when it was unexpected and in which the distortion is associated with a functional failure. Then, a more general consideration of distortion in failure analysis is introduced. Several common aspects of failure by distortion are discussed and suitable examples of distortion failures are presented for illustration. The article provides information on methods to compute load limits, errors in the specification of the material, and faulty process and their corrective measures to meet specifications. It discusses the general process of material failure analysis and special types of distortion and deformation failure.
Book Chapter
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.modes.c0092131
EISBN: 978-1-62708-234-1
... spring and an outer spring (both of patented and drawn high-carbon steel wire) taken from another cylinder in the same engine were examined in the laboratory to determine why one had distorted and the other had not. Investigation (visual inspection, microstructure examination, and hardness testing...
Abstract
The engine of an automobile lost power and compression and emitted an uneven exhaust sound after several thousand miles of operation. When the engine was dismantled, it was found that the outer spring on one of the exhaust valves was too short to function properly. The short steel spring and an outer spring (both of patented and drawn high-carbon steel wire) taken from another cylinder in the same engine were examined in the laboratory to determine why one had distorted and the other had not. Investigation (visual inspection, microstructure examination, and hardness testing) supported the conclusion that the engine malfunctioned because one of the exhaust-valve springs had taken a 25% set in service. Relaxation in the spring material occurred because of the combined effect of improper microstructure (proeutectoid ferrite) plus a relatively high operating temperature. Recommendations included using quenched-and-tempered steel instead of patented and cold-drawn steel or using a more expensive chromium-vanadium alloy steel instead of plain carbon steel; the chromium-vanadium steel would also need to be quenched and tempered.
Series: ASM Handbook
Volume: 11A
Publisher: ASM International
Published: 30 August 2021
DOI: 10.31399/asm.hb.v11A.a0006816
EISBN: 978-1-62708-329-4
... cracking Transformation-induced stresses Transformation from austenite to martensite causes volume change. Increases in volume increase tendency toward distortion and cracking Controlled only by controlling carbon content, where: Δ V V × 100 = 1.68 ( 100 − V c...
Abstract
This article introduces some of the general sources of heat treating problems with particular emphasis on problems caused by the actual heat treating process and the significant thermal and transformation stresses within a heat treated part. It addresses the design and material factors that cause a part to fail during heat treatment. The article discusses the problems associated with heating and furnaces, quenching media, quenching stresses, hardenability, tempering, carburizing, carbonitriding, and nitriding as well as potential stainless steel problems and problems associated with nonferrous heat treatments. The processes involved in cold working of certain ferrous and nonferrous alloys are also covered.
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.modes.c0046414
EISBN: 978-1-62708-234-1
... quantities of air were being drawn into the system when water in the supply tank dropped below a certain level. It was concluded that cavitation erosion (due to the uptake of air) caused metal removal and microstructural damage in the impellers. Recommendations included adding a water-level control...
Abstract
Two water pumps were taken out of service because of reduced output. Visual inspection revealed considerable material loss in both impellers, which were 25.4 cm (10 in.) in diam x 1.3 cm (0.5 in.) wide and made from a cast bronze alloy. Several similar water pumps operating under nearly identical conditions, drawing water from an open tank through a standpipe, had no observable failures. Etched micrographs 100x of samples taken from the impellers showed clean, pockmarked, severely eroded surfaces, characteristic of cavitation damage. Investigation also revealed that considerable quantities of air were being drawn into the system when water in the supply tank dropped below a certain level. It was concluded that cavitation erosion (due to the uptake of air) caused metal removal and microstructural damage in the impellers. Recommendations included adding a water-level control to the piping system and excluding air from the pump inlet.
Series: ASM Failure Analysis Case Histories
Volume: 3
Publisher: ASM International
Published: 01 December 2019
DOI: 10.31399/asm.fach.v03.c9001811
EISBN: 978-1-62708-241-9
... to be homogenous and had no banded structure. However, x-ray diffraction analysis confirmed the presence of up to 6% retained austenite which likely caused the tube to buckle during the 910 °C heat treating procedure. tube buckling retained austenite bainitic steel distortion x-ray diffraction analysis...
Abstract
A deformed steel tube was received for failure analysis after buckling during a heat-treat operation. The tube was subjected to various metallurgical tests as well as nondestructive testing to confirm the presence of residual stresses. The microstructure of the tube was found to be homogenous and had no banded structure. However, x-ray diffraction analysis confirmed the presence of up to 6% retained austenite which likely caused the tube to buckle during the 910 °C heat treating procedure.
Series: ASM Handbook Archive
Volume: 11
Publisher: ASM International
Published: 01 January 2002
DOI: 10.31399/asm.hb.v11.a0003521
EISBN: 978-1-62708-180-1
... overload Brittle overload Fatigue Corrosion Wear Creep Visual, 1 to 50× (fracture surface) Necking or distortion in direction consistent with applied loads Dull, fibrous fracture Shear lips Little or no distortion Flat fracture Bright or coarse texture, crystalline, grainy...
Abstract
This article describes the two critical goals in a failure investigation: damage mechanisms and damage modes. It explains the determination of primary and secondary damage mechanisms and discusses the methodology used to classify the damage mechanisms.
Series: ASM Handbook
Volume: 11
Publisher: ASM International
Published: 15 January 2021
DOI: 10.31399/asm.hb.v11.a0006756
EISBN: 978-1-62708-295-2
... Fatigue Corrosion Wear Creep Visual (fracture surface): Mag: 1 to 50× Necking or distortion in direction consistent with applied loads Dull, fibrous fracture Shear lips Little or no distortion Flat fracture Bright or coarse texture, crystalline, grainy Rays or chevrons...
Abstract
The principal task of a failure analyst during a physical-cause investigation is to identify the sequence of events involved in the failure. Technical skills and tools are required for such identification, but the analyst also needs a mental organizational framework that helps evaluate the significance of observations. This article discusses the processes involved in the characterization and identification of damage and damage mechanisms. It describes the relationships between damage causes, mechanisms, and modes with examples. In addition, some of the more prevalent and encompassing characterization approaches and categorization methods of damage mechanism are also covered.
Series: ASM Failure Analysis Case Histories
Volume: 2
Publisher: ASM International
Published: 01 December 1993
DOI: 10.31399/asm.fach.v02.c9001274
EISBN: 978-1-62708-215-0
... deflection of the tray handles that had occurred in the failed tray. Full distortion of the handles was obtained experimentally only by dropping a full hot tray on its end onto the floor. The test results indicated that the tray had slipped from the hand of the user. Bending Deflection Food packaging...
Abstract
A laminated-paper microwave food tray collapsed with hot food in it. Microscopic examination of the failed tray revealed no structural or material defects. Five additional trays of like construction were also tested to determine the conditions necessary to simulate the permanent deflection of the tray handles that had occurred in the failed tray. Full distortion of the handles was obtained experimentally only by dropping a full hot tray on its end onto the floor. The test results indicated that the tray had slipped from the hand of the user.
Series: ASM Handbook Archive
Volume: 11
Publisher: ASM International
Published: 01 January 2002
DOI: 10.31399/asm.hb.v11.a0001821
EISBN: 978-1-62708-180-1
... Abstract This article illustrates the defects, which result because of poor-quality welds in the bridge components. The cracks resulting from the use of low fatigue strength details are also discussed. The article describes the effect of out-of-plane distortion in floor-beam-girder connection...
Abstract
This article illustrates the defects, which result because of poor-quality welds in the bridge components. The cracks resulting from the use of low fatigue strength details are also discussed. The article describes the effect of out-of-plane distortion in floor-beam-girder connection plates, multiple-girder diaphragm connection plate, and tied-arch floor beams.
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.process.c9001581
EISBN: 978-1-62708-235-8
... Abstract A heavily worked 304 stainless steel wire basket recrystallized and distorted while in service at 650 deg C (1200 deg F). This case study demonstrates that heavily cold worked austenitic stainless steel components can experience large losses in creep strength, and potentially...
Abstract
A heavily worked 304 stainless steel wire basket recrystallized and distorted while in service at 650 deg C (1200 deg F). This case study demonstrates that heavily cold worked austenitic stainless steel components can experience large losses in creep strength, and potentially structural collapse, under elevated temperature service, even at temperatures more than 300 deg C (540 deg F) below the normal solution annealing temperature. The creep strength of the recrystallized 304/304L steel was more than 1000 times less than that achievable with solution annealed 304H. These observations are consistent with limitations (2000 Addendum to ASME Boiler and Pressure Vessel Code) on the use of cold worked austenitic stainless steels for elevated temperature service.
Series: ASM Failure Analysis Case Histories
Volume: 1
Publisher: ASM International
Published: 01 December 1992
DOI: 10.31399/asm.fach.v01.c9001028
EISBN: 978-1-62708-214-3
... to the inside of the endcap prior to resistance spot welding in the areas shown in Fig. 1 . The top of the internal vent tube terminates at a controlled distance just below the inside top surface of the endcap/tank. The endcap/baffle/tube assembly is attached to the forward end of the tank by a gas tungsten...
Abstract
Several AISI type 321 stainless steel welded oil tank assemblies used on helicopter engine systems began to leak in service. One failure, a fracture on the aft side of a spot weld, was submitted for analysis. SEM fractography examination revealed fatigue failure. The failure initiated at an overload fracture near the root of the weld and was followed by mode III fatigue crack propagation (tearing) around the periphery of the weld. The initial overload fracture was caused by a high external load, which produced a concentrated stress and fracture at the weld root. The subsequent fatigue fracture was caused by engine vibrations during operation of the aircraft. Fracture characteristics indicated that the fatigue would not have occurred if the initial damage had not taken place.
Series: ASM Handbook
Volume: 11
Publisher: ASM International
Published: 15 January 2021
DOI: 10.31399/asm.hb.v11.a0006753
EISBN: 978-1-62708-295-2
..., and material, which are discussed in the following sections along with examples. The tools available for failure analysis are then covered. Further, the article describes the categories of mode of failure: distortion or undesired deformation, fracture, corrosion, and wear. It provides information...
Abstract
This article briefly introduces the concepts of failure analysis, including root-cause analysis (RCA), and the role of failure analysis as a general engineering tool for enhancing product quality and failure prevention. It initially provides definitions of failure on several different levels, followed by a discussion on the role of failure analysis and the appreciation of quality assurance and user expectations. Systematic analysis of equipment failures reveals physical root causes that fall into one of four fundamental categories: design, manufacturing/installation, service, and material, which are discussed in the following sections along with examples. The tools available for failure analysis are then covered. Further, the article describes the categories of mode of failure: distortion or undesired deformation, fracture, corrosion, and wear. It provides information on the processes involved in RCA and the charting methods that may be useful in RCA and ends with a description of various factors associated with failure prevention.
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.modes.c9001734
EISBN: 978-1-62708-234-1
... from the center of the fracture, the grains were less distorted and grain boundary melting could be seen between some grains. A small number of grains in the same general area had spots, but no conclusions could be drawn due to the small size and lack of sharp definition. In the outer regions...
Abstract
An aircraft engine in which an in-flight fire had occurred was dismantled and examined. A bracket assembly fabricated from 2024 aluminum, one of several failed components, was of prime interest because of apparent heat damage. Scanning electron microscopy was used to compare laboratory-induced fractures made at room and elevated temperatures with the bracket failure. The service failure exhibited grain separation and loss of delineation of the grain boundaries due to melting. SEM revealed deep voids between grains and tendrils that connected grains, which resulted from surface tension during melting. Microscopic examination of polished, etched section through the fractured surface verified intergranular separation and breakdown of grain facets. The absence of any reduction of thickness on the bracket assembly at the point of fracture, along with evidence of intense heat at this point, indicated that little stress had been applied to the part. Comparisons of the service failure and laboratory-induced failures in conjunction with macroscopic and metallographic observations showed that the bracket assembly failed because an intense, localized flame had melted the material.
Book Chapter
Series: ASM Handbook
Volume: 11A
Publisher: ASM International
Published: 30 August 2021
DOI: 10.31399/asm.hb.v11A.a0006804
EISBN: 978-1-62708-329-4
... and distort or sag, or completely melt. Some of the most common plastics found in an industrial setting are hang tags for scaffolding, caution tape, and plastic handles and buttons for control panels. For example, the fluorescent light fixture in Fig. 11 exhibited sagging of its polycarbonate clear impact...
Abstract
This article addresses the effects of damage to equipment and structures due to explosions (blast), fire, and heat as well as the methodologies that are used by investigating teams to assess the damage and remaining life of the equipment. It discusses the steps involved in preliminary data collection and preparation. Before discussing the identification, evaluation, and use of explosion damage indicators, the article describes some of the more common events that are considered in incident investigations. The range of scenarios that can occur during explosions and the characteristics of each are also covered. In addition, the article primarily discusses level 1 and level 2 of fire and heat damage assessment and provides information on level 3 assessment.
Book Chapter
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.conag.c0092155
EISBN: 978-1-62708-221-1
... of the specified surface hardness of 58 HRC. Ferrite Gear boxes Nitriding 4140 UNS G41400 Heat treating-related failures (Other, general, or unspecified) distortion Slipping of components in the left-side final drive train of a tracked military vehicle was detected after the vehicle had been...
Abstract
Component slippage in the left-side final drive train of a tracked military vehicle was detected after the vehicle had been driven 13,700 km (8500 miles) in combined highway and rough-terrain service. The slipping was traced to the mating surfaces of the final drive gear and the adjacent splined coupling sleeve. Specifications included that the gear and coupling be made from 4140 steel bar oil quenched and tempered to a hardness of 265 to 290 HB (equivalent to 27 to 31 HRC) and that the finish-machined parts be single-stage gas nitrided to produce a total case depth of 0.5 mm (0.020 in.) and a minimum surface hardness equivalent to 58 HRC. Investigation (visual inspection, low-magnification images, 500X images of polished sections etched in 2% nital, spectrographic analysis, and hardness testing) supported the conclusion that the failure occurred by crushing, or cracking, of the case as a result of several factors. Recommendations included reducing the high local stresses at the pitch line to an acceptable level with a design modification. Also suggested was specification of a core hardness of 35 to 40 HRC to provide adequate support for the case and to permit attainment of the specified surface hardness of 58 HRC.
Book Chapter
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.process.c0048733
EISBN: 978-1-62708-235-8
... and to develop corrective measures to minimize future failures. Service History The steam supplied to the plant was normally controlled at 517-kPa (75-psi) line pressure. For the first 18 months of service, the brine heater operated at a maximum temperature of 120 °C (250 °F) and a steam temperature...
Abstract
The brine-heater shell in a seawater-conversion plant failed by bursting along a welded joint connecting the hot well (C70600 per ASTM B 466) to the heater shell (ASTM A285, grade C steel). Three cracks in the welded joints between the heater shell and the hot well were revealed by visual inspection. It was observed that crack 1 and 2 were covered with high-temperature oxidation products which revealed that the surfaces had been separated for quite some time. A very high discontinuity stress which existed at the longitudinal welds between the hot well and the heater shell was revealed by stress analysis. It was interpreted that the cracks had originated shortly after the heater was put into operation and propagated slowly initially. The rate of propagation was interpreted to have increased due to discontinuity stresses greater than yield strength of the material. It was concluded that the brine heater cracked and fractured because it was overstressed in normal operation. The heater design was modified to make the heater shell and the hot well two separate units. A relief valve was recommended in the heater or in the steam line near the heater.
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