To samples of helical compression springs were returned to the manufacturer after failing in service well short of the component design life. Spring design specifications required conformance to SAE J157, “Oil Tempered Chromium Silicon Alloy Steel Wire and Springs.” Each spring was installed in a separate heavy truck engine in an application in which spring failure can cause total engine destruction. The springs were composed of chromium-silicon steel, with a hardness ranging from 50 to 54 HRC. Chemical composition and hardness were substantially within specification. Failure initiated from the spring inside coil surface. Examination of the fracture surface using scanning electron microscopy showed no evidence of fatigue. Final fracture occurred in torsion. X-ray diffraction analysis revealed high inner-diameter residual stresses, indicating inadequate stress relief from spring winding. It was concluded that failure initiation was caused by residual stress-driven stress-corrosion cracking, and it was recommended that the vendor provide more effective stress relief.

A compression hip screw is a device designed to hold fractures in the area of the femur in alignment and under compression. A side plate, which is an integral part of the device, is attached by screws to the femur, and it holds the compression screw in position. The device analyzed had broken across the eighth hole (of nine holes) from the end of the plate. The detailed metallurgical failure analysis of the device, including metallography and fractography, is reported here. It was found that the device had adequate metallurgical integrity for the application for which it was intended. It is believed that failure was caused by the lack of a screw in the ninth hole. Evidence is also presented which indicates that the device was bent prior to insertion, and the local plastic deformation may have caused structural changes leading to premature crack initiation.

A graphite-epoxy tapered-box structure, which consisted of two honeycomb skin panels fastened to a spanwise spar with intermediate chordwise ribs, fractured during testing. Hinge-line deflection of the front spar was revealed. Through-thickness cracks in the forward and trailing edges of the compression-loading skin panel were revealed by nondestructive visual examination. A band of de-lamination between the areas of through-thickness skin fracture at the front and rear spar was revealed. A map of the local directions of crack propagation over the fracture surface was generated by the orientation of river patterns and resin microflow during microscopic examination of sectioned samples of the panel. It was discovered that crack initiation occurred at the periphery of a fastener hole located at the front spar. Propagation occurred chordwise across the compression-loaded skin panel. As a corrective measure, the fastener spacing was reduced to prevent the buckling mode that precipitated fracture.

A helical compression spring with ten turns made of 1.8 mm thick wire which was under high pressure during tension applied to a rocker arm broke on the test stand in the third turn. The fracture was a torsion fracture that initiated in the highly loaded inner fiber and showed in its origin the characteristics of a fatigue fracture. A longitudinal fold was located at the fracture crack breakthrough which could still be observed at the fourth and fifth turns, where a further incipient crack originated. A metallographic section was made directly next to the fracture path and the fold was cut. It showed decarburized edges in the outer slanted part and this most likely occurred during rolling. The inner radially proceeding part, however, was probably a fatigue fracture originating in the fold. The fracture of this highly stressed spring was therefore accelerated by a rolling defect. In order to decrease the stress, the construction has meantime been modified.

Several crankshaft failures occurred in equipment that was being used in logging operations in subzero temperatures. Failure usually initiated at a cracked pin oil hole, and the failure origin was approximately 7.6 mm (0.3 in.) from the shaft surface. The holes were produced by gun drilling, giving rise to surface defects. The fracture surface was characteristic of fatigue in that it was flat, relatively shiny, and exhibited beach marks. The crack surface was at a 45 deg angle to the axis of the shaft, indicating dominant tensile stresses. The material was the French designation AFNOR 38CD4 (similar to AISI type 4140H) and was in the quenched-and-tempered condition, with a yield strength of about 760 MPa (110 ksi). It was treated to have compressive surface stresses, and the prior-austenite grain size was ASTM 8. Analysis (visual inspection, stress analyses, and macrographs) supported the conclusion that failure was caused by fatigue stress caused by surface defects in the oil holes. Recommendation includes drilling the oil holes by a technique that essentially eliminates surface defects.

Several mercury diffusion pump stages in the Tritium Purification process at the Savannah River Site (SRS) have been removed from service for scheduled preventive maintenance. These stages have been examined to determine if failure has occurred. Evidence of fatigue around the flange portion of the pump has been seen. In addition, erosion and cavitation inside the throat of the venturi tube and corrosion on the other surface of the venturi tube has been observed. Several measures are being examined in an attempt to improve the performance of these pumps. These measures, as well as the noted observations, are described. Six stages [two machined (MP) and four electron beam (EB) welded] from the mercury diffusion pumps operating in the Tritium Purification process at SRS have been analyzed to determine their condition after nine months of usage. Several cracks were found around the necked region of the two MP stages. The EB welded stages, however, seemed to perform better in service; only two of four stages showed cracking. The cracking is caused by fatigue that has been enhanced by high stresses and tritium in the flange area. The EB welded stage appears to be a step in the right direction. Since the EB weld is a shrink fit, the surface is in compression, thereby eliminating crack propagation. In addition, shot peening has been employed to produce a compressive material surface since fatigue usually originates at the surface. Pitting was observed down the throat of the venturi. This pitting was caused by cavitation and erosion along the length of the venturi tube. Corrosion and pitting was seen on the exterior walls of the diffuser tubes. Stress-corrosion cracks were observed emanating from these corrosion pits. The corrosion likely occurred from the chloride ions present in the process cooling water. Shot peening is now being used in an attempt to place the outside of the diffuser tube in compression to eliminate the stress-corrosion cracking.

A valve-seat retainer spring (made of 0.23 mm thick 17-7 PH stainless steel) from a fuel control on an aircraft engine was found to be broken after 3980 h of service. The two inner tabs were found to be broken off. The part was revealed to be in relative rotation against its contacting member by the radial wear marks on the convex surface. Beach marks indicating that fatigue fracture had been initiated at the convex surface of the washer and had propagated across to the concave surface were revealed by examination of the fractured surfaces of the washer. The cracks were revealed to have originated in the 0.38-mm radius fillet between the tab and the body of the washer. It was interpreted from the analysis of the compound fracture that it was composed of fatigue fractures caused by the formed tab being loaded so as to compress the spring along the axis of its centerline and produce torsional vibrations. It was concluded that the two inner tabs had broken in fatigue as the result of cyclic loading that compressed and torsionally vibrated the spring. The fillets were replaced with slots to minimize stress concentration at the corners as a corrective measure.

Majority of the water feeders in a new chicken house had stopped working. The water feeders were found to be operated on the principle that when the chickens pecked a plastic bowl, a compressed spring released a squirt of water. The small compression springs were made from type 302 stainless steel, and the operating stresses were safely within the design limits given by the Goodman diagram. The springs were revealed by scanning electron microscopy to contain numerous cracks on their inside surface, and these cracks were all at 45 deg to the wire axis. The solution was recommended as to select a grade of spring steel that would be more corrosion resistant than 302 stainless.

While an attempt was being made to start the diesel engine of a dragline type excavator, a severe explosion took place, the operator unfortunately being killed. The engine was normally started by compressed air from an air bottle or receiver charged to a pressure of 350 psi by a small auxiliary engine driven compressor fitted on the excavators. On an occasion when this had broken down, the air bottle was replenished by the engineer-in-charge from a cylinder of compressed air. The compressor engine remained unserviced and when the starting bottle again became depleted, the excavator operator re-charged it himself from another cylinder without the knowledge of the engineer. The engine was started satisfactorily, and the bottle charged again to 350 psi in readiness for the start on the following day. It was while an attempt was being made to start the engine on this occasion that the explosion took place. The cylinder used by the operator for re-charging the receiver contained not air but oxygen.

Sudden and unexplained bearing cap bolt fractures were experienced with reduced-shank design bolts fabricated from 42 CrMo 4 steel, quenched and tempered to a nominal hardness of 38 to 40 HRC. Fractographic analysis provided evidence favoring stress-corrosion cracking as the operating transgranular fracture failure mechanism. Water containing H7S was subsequently identified as the aggressive environment that precipitated the fractures in the presence of high tensile stress. This environment was generated by the chemical breakdown of the engine oil additive and moisture ingress into the normally sealed bearing cap chamber surrounding the bolt shank. A complete absence of fractures in bolts from one of the two vendors was attributed primarily to surface residual compressive stresses produced on the bolt shank by a finish machining operation after heat treatment. Shot cleaning, with fine cast shot, produced a surface residual compressive stress, which eliminated stress-corrosion fractures under severe laboratory conditions.

A wire hoisting rope on a drilling rig failed during a lift, after a few cycles of operation, causing extensive damage to support structures. The failure investigation that followed included mechanical property testing and chemical, metallurgical, and finite element analysis. The rope was made from multiple strands of 1095 steel wire. Its chemical composition, ferrite-pearlite structure, and high hardness indicate that the wire is a type of extra improved plow steel (EEIPS grade). The morphologies of the fracture surfaces suggest that the wires were subjected to tensile overloading. This was confirmed by finite element analysis, which also revealed compressive contact stresses between the wires and between the rope and sheave surface. Based on the results, it was concluded that a tensile overload, due to the combined effect of a sudden load and undersized sheave, is what ultimately caused the rope to fail.

Cracking was found in the heads on large Yankee dryers, large, cylindrical, rotating, pressurized, high-temperature, cast iron pressure vessels (ASME Boiler and Pressure Vessel Code Section VIII, Rules for Construction of Pressure Vessels), used to remove moisture from sheets of tissue paper during manufacturing. The typical components consist of a cast iron shell, two cast iron concave heads, and a large cast iron internal center stay attached to journals. The heads are attached to the shell and center stay with high-strength bolts. FEA and metallurgical investigation supported the conclusion that the cracking was caused by an unexpected type of load placed on the machine, namely corrosion product buildup at the head/shell interface causing the joint to displace open. It was also found that compressive bolting loads could slightly open the head/shell interface at the periphery. Recommendations included design changes in the head/shell joint, and detailed preventive maintenance inspection procedures were also suggested.

A rail section that failed due to fatigue showed a smooth surface with well-developed conchoidal markings. This indicated successive stages of crack propagation, characteristic of fatigue failure. The crack was one of several which developed in the sections of curved rail which formed the lower roller path on which the superstructure of a walking drag-line excavator slewed. The cracking, which ran horizontally, developed at the junction of the underside of the rail head with the web and originated at surface defects in the form of grooves present on the castings. It was concluded that the cracking was caused by lateral deflection of the rails under in-service loads. The web of a rail would normally be loaded in compression but, should lateral movements occur, then it would be subjected to bending stresses and fatigue cracks could break out in regions where excessive tensile components predominated.

A failure analysis case study on railroad rails is presented. The work, performed under the sponsorship of the Department of Transportation, addresses the problem of shell and detail fracture formation in standard rails. Fractographic and metallographic results coupled with hardness and residual stress measurements are presented. These results suggest that the shell fractures form on the plane of maximum residual tensile stresses. The formation of the shells is aided by the presence of defects in the material in these planes of maximum residual stress. The detail fracture forms as a perturbation from the shell crack under cyclic loading and is constrained to develop as an embedded flaw in the early stages of growth because the crack is impeded at the gage side and surface of the rail head by compressive longitudinal stresses.

A high-speed pinion gear shaft, part of a system that compresses natural gas, was analyzed to determine why it failed. An abnormal wear pattern was observed on the shaft surface beneath the inner race of the support bearings. Material from the shaft had transferred to the bearing races, creating an imbalance (enough to cause noise and fumes) that operators noted two days before the failure. Macrofeatures of the fracture surface resembled those of fatigue, but electron microscopy revealed brittle, mostly intergranular fracture. Classic fatigue features such as striations were not found. To resolve the discrepancy, investigators created and tested uniaxial fatigue samples, and the microfeatures were nearly identical to those found on the failed shaft. The root cause of failure was determined to be fatigue, and it was concluded that cracks on the pinion shaft beneath the bearings led to the transfer of material.

Superelastic nitinol wires that fractured under various conditions were examined under a scanning electron microscope in order to characterize the fracture surfaces, produce reference data, and compare the findings with prior published work. The study revealed that nitinol fracture modes and morphologies are generally consistent with those of ductile metals, such as austenitic stainless steel, with one exception: Nitinol exhibits a unique damage mechanism under high bending strain, where damage occurs at the compression side of tight bends or kinks while the tensile side is unaffected. The damage begins as slip line formation due to plastic deformation, which progresses to cracking at high strain levels. The cracks appear to initiate from slip lines and extend in shear (mode II) manner.

Metallurgical SEM analysis provides many insights into the failure of biomedical materials and devices. The results of several such investigations are reported here, including findings and conclusions from the examination a total hip prosthesis, stainless steel and titanium compression plates, and hollow spinal rods. Some of the failure mechanisms that were identified include corrosive attack, corrosion plus erosion-corrosion, inclusions and stress gaps, production impurities, design flaws, and manufacturing defects. Failure prevention and mitigation strategies are also discussed.

Fasteners, made in high-production progressive dies from 0.7 mm thick cold-rolled 1060 steel, were used to secure plastic fabric or webbing to the aluminum framework of outdoor furniture. It was found that approximately 30% of the fasteners cracked and fractured as they were compressed to clamp onto the framework prior to springback. The heat treatment cycle of the fasteners consisted of austenitizing, quenching, tempering to obtain a tempered martensite microstructure, acid cleaning, zinc electroplating, coating with a clear dichromate and thereafter baking to remove the nascent hydrogen. It was revealed that fasteners treated in this manner were brittle due to hydrogen embrittlement as the baking process was found to not be able to remove all the nascent hydrogen which had induced during acid cleaning and electroplating. The heat treatment cycle was modified to produce a bainitic structure and the method of plating the fastener with zinc was changed from electroplating to a mechanical deposition process to thus avoid hydrogen embrittlement.

A brittle-like crack propagation caused failure in a rubber office-chair roller. A crack initiated from the inside of the roller and propagated in a discontinuous brittle-like fashion, as indicated from the evolution of concentric fracture striations. Compressive fatigue was a dominant mode of loading. Nevertheless, the fracture surface of the failure-causing crack suggested a tensile-stress component was involved in driving failure.

Plunger shafts machined from 4150 steel bar stock were involved in a series of fatigue failures. The fractures consistently occurred at two locations on the shafts: the shaft fillet and either side of a machined notch. The material specification for the shafts required 41xx series steel with a carbon content of 0.38 to 0.53%, a hardness of 35 to 40 HRC for the shaft, and a hardness of 50 to 55 HRC for the notch (which was case hardened). Analysis (visual inspection, chemical analysis, hardness testing, and magnetic particle inspection) supported the conclusions that all the fractures were fatigue-induced failures due to sharp radii in the fillets. The stress-concentrating effects of the fillets caused fatigue cracks to initiate and grow under cyclic loading until the crack depth was critical, causing the shaft to fail and rendering the assembly inoperative. Recommendations included increasing the radii of the notch and shaft fillets. If fatigue cracking had continued to be a problem with this component, shot peening of the subject radii would be appropriate. This process produces residual compressive stresses in the surface of the part, thereby retarding initiation of fatigue cracks.