An axle shaft in an open-pit mining truck hauling overburden failed after operating for 27,000 h. Previous failures had resulted from longitudinal shear, but this had not, bringing material quality into question. Chemical analysis verified that the part was SAE4340 Ni-Cr-Mo alloy steel and thus met material specification. The failure was a result of torsional fatigue in the tensile plane, originating from one of several gouges around the splined radius of the shaft. The fatigue crack progressed for a large number of cycles before final fracture. The shaft met metallurgical requirements and should have withstood normal operating conditions. The spacing of the gouge marks coincided with the spacing of the splines, indicative of careless assembly with the mating wheel gear.

One end of an axle shaft containing the integral spur pinion was submitted for examination, along with the report of a tooth pitting failure. The spur pinion, integral to the axle shaft, operated in a medium-size, off-highway truck at an open-pit mine, for “a relatively short time.” Only the pinion head had been returned. The shaft portion had been torch-cut away. Chemical analysis along with the microstructure confirmed the specified material was SAE 43BV12 Ni-Cr-Mo alloy steel. The mode of failure was surface contact fatigue through the shear plane subsurface at the lowest point of single-tooth contact. The cause of failure was tooth-tip interference from the mating gear teeth. Because the mating parts within the assembly had not been returned or examined, unanswered questions remained.

A spiral bevel gear and pinion set that showed "excessive wear on the pinion teeth" was submitted for analysis. This gear set was the primary drive unit for the differential and axle shafts of an exceptionally-large front-end loader in the experimental stages of development. There was no evidence of tooth bending fatigue on either part. Several cracks were associated with the spalling surfaces on the concave sides of the 4820H NiMo alloy steel pinion teeth. The gear teeth showed no indication of fatigue. The primary mode of failure was rolling contact fatigue of the concave (drive) active tooth profile. The spalled area was a consequence of this action. The pitting low on the profile appeared to have originated after the shift of the pinion tooth away from the gear center. The shift of the pinion was most often due to a bearing displacement or malfunction. The cause of this failure was continuous high overload that may also have contributed to the bearing displacement.

Thermal and transformation stresses, resulting from welding, adding up with operational stresses can result in failure. Examples involving the crankshaft of a shaft-drive to produce artificial waves in a swimming pool, the joint bar of a dredger cast out of a running non-alloyed steel with 39 kg/sq mm tensile strength, which had been strengthened by welding plate strips on both sides had fractured in service; an axle tube out of 40 Mn 4 after DIN 17 200 from a paper fabrication machine, which had three short longitudinal slits distributed uniformly over its surface; welding to repair worn out bearing or fits, and a broken rear axle tube of a bus are described.

This paper presents a failure analysis of a reverse shaft in the transmission system of an all-terrain vehicle (ATV). The reverse shaft with splines fractured into two pieces during operation. Visual examination of the fractured surface clearly showed cracks initiated from the roots of spline teeth. To find out the cause of fracture of the shaft, a finite element analysis was carried out to predict the stress state of the shaft under steady loading and shock loading, respectively. The steady loading was produced under normal operation, while the shock loading could be generated by an abrupt change of operation such as start-up or sudden braking during working. Results of stress analysis reveal that the highest stressed area coincided with the fractured regions of the failed shaft. The maximum stress predicted under shock loading exceeded the yield strength and was believed to be the stimulant for crack initiation and propagation at this weak region. The failure analysis thus showed that the premature fatigue fracture of the shaft was caused by abnormal operation. Finally, some suggestions to enhance service durability of the transmission system of ATV are discussed.

A stepped drive axle (hardened and tempered resulfurized 4150 steel forging) used in a high-speed electric overhead crane (rated at 6800 kg, or 7 tons, and handling about 220 lifts/day with each lift averaging 3625 to 5440 kg, or 4 to 6 tons) broke after 15 months of service. Visual examination of the fracture surface revealed three fracture regions. The primary fracture occurred approximately 50 mm (2 in.) from the driven end of the large-diam keywayed section on the stepped axle and approximately 38 mm (1 in.) from one end of the keyway where the crane wheel was keyed to the axle. Macroscopic, microscopic, and chemical examination revealed composition that was basically within the normal range for 4150 steel. This evidence supports the conclusion that cracking initiated at a location approximately opposite the keyway, and final fracture was due to mixed ductile and brittle fracture. Axial shift of the crane wheel during operation, because of insufficient interference fit, was the major cause of fatigue cracking. Recommendations included redesigning the axle to increase the critical diameter from 140 to 150 mm (5.5 to 6 in.) and to add a narrow shoulder to keep the drive wheel from shifting during operation.

One percent Cr-Mo low alloy constructional steel is widely used for high tensile applications, e.g., for manufacture of high tensile fasteners, heat treated shafts and axles, for automobile applications such as track pins for high duty tracked vehicles etc. The steel is fairly through hardening and heat treatment does not present any serious difficulty. Care is still required in processing to avoid decarburization. In an application of track pins for tracked vehicles, bars about 22 mm diam were required in heat treated and centerless-ground condition prior to induction hardening of the surface. Indifferent results were obtained in induction hardening; cracks were noticed, and patchy hardness figures were obtained on the final product in several batches. Metallographic examination of transverse sections through the defective areas showed decarburization to varying degrees, i.e., from partial to total decarburization. Observations suggested the defects originated at the stages of ingot making and rolling. This was apparently the reason for complete decarburization of the area with original surface defect which opened up further in the oxidizing atmosphere of the furnace with low melting clinkers from scale and furnace lining filling up the crevice of the original defect.

A cylindrical spiral gear, part of a locomotive axle assembly, cracked ten days after it had been press-fit onto a shaft, after which it sat in place as other repairs were made. Workers at the locomotive shop reported hearing a sound, and upon inspecting the gear, found a crack extending radially from the bore to the surface of one of the tooth flanks. The crack runs the entire width of the bore, passing through an oil hole in the hub, across the spoke plate and out to the tip of one of the teeth. Design requirements call for the gear teeth to be carburized, while the remaining surfaces, protected by an anti-carburizing coating, stay unchanged. Based on extensive testing, including metallographic examination, microstructural analysis, microhardness testing, and spectroscopy, the oil hole was not protected as required, evidenced by the presence of a case layer. This oversight combined with the observation of intergranular fracture surfaces and the presence of secondary microcracks in the case layer point to hydrogen embrittlement as the primary cause of failure. It is likely that hydrogen absorption occurred during the gas carburizing process.

Rollover accidents in light trucks and cars involving an axle failure frequently raise the question of whether the axle broke causing the rollover or did the axle break as a result of the rollover. Axles in these vehicles are induction hardened medium carbon steel. Bearings ride directly on the axles. This article provides a fractography/fracture mechanic approach to making the determination of when the axle failed. Full scale tests on axle assemblies and suspensions provided data for fracture toughness in the induction hardened outer case on the axle. These tests also demonstrated that roller bearing indentions on the axle journal, cross pin indentation on the end of the axle, and axle bending can be accounted for by spring energy release following axle failure. Pre-existing cracks in the induction hardened axle are small and are often difficult to see without a microscope. The pre-existing crack morphology was intergranular fracture in the axles studied. An estimate of the force required to cause the axle fracture can be made using the measured crack size, fracture toughness determined from these tests, and linear elastic fracture mechanics. The axle can be reliably said to have failed prior to rollover if the estimated force for failure is equal to or less than forces imposed on the axle during events leading to the rollover.

Failed portions of a 4140 steel axle from a prototype urban transit vehicle were examined to determine the cause of failure. The testing procedures included visual examination, macrofractography, metallography, chemical analysis, and hardness and tensile testing. The analysis showed that a salvage welding repair had resulted in the formation of martensite that developed cracks, leading to fatigue failure of the axle. It was recommended that no weld buildup or repair be permitted on the axles.

Following an accident in which a light pickup truck left the road and overturned, one of the rear axles, made of approximately 0.30C steel, was found to be fractured adjacent to the bearing lock nut. A keyway was present in the failed area, as were threads for the lock nut. Fracture surfaces of the failed axle and exemplar fractures obtained from simulation tests were studied using scanning electron microscope. The examination showed that the outer perimeter fracture in the axle was very flat and composed of cleavage and that the interior portion was composed of both cleavage and dimples. No evidence of prior cracking was found. The exemplar specimens from the simulation impact testing failed in a manner consistent with that observed in the axle. The examination confirmed that the failure was a one-time impact overload fracture and not the result of any prior crack in the material, indicating that the axle failure did not initiate the accident.

In addition to failures in shafts, this article discusses failures in connecting rods, which translate rotary motion to linear motion (and conversely), and in piston rods, which translate the action of fluid power to linear motion. It begins by discussing the origins of fracture. Next, the article describes the background information about the shaft used for examination. Then, it focuses on various failures in shafts, namely bending fatigue, torsional fatigue, axial fatigue, contact fatigue, wear, brittle fracture, and ductile fracture. Further, the article discusses the effects of distortion and corrosion on shafts. Finally, it discusses the types of stress raisers and the influence of changes in shaft diameter.

Carbon steel axle forgings were rejected due to internal cracks observed during final machining. To determine the cause of the cracks, the preforms of the forging were analyzed in detail at each stage of the forging. The analysis revealed a large central burst in the intermediate stage of the forging preform, which subsequently increased in the final stage. A high upset strain during forging, especially in the final stage, accentuated the center burst by high lateral flow of the metal. It was concluded that the center burst of the axle forging resulted from a high concentration of nonmetallic inclusions in the central portion of the raw bar stock rather than the usual problem of improper forging temperature. Strict control over the inclusion content in the raw material by changing the vendor eliminated the problem.

A bolt breaks along a change in cross section well below its rated capacity. An anchoring screw spins freely in place, having snapped at its first supporting thread. A motor unexpectedly disengages its load, its driveshaft having fractured near a keyway. Such failures – involving axles, leaf springs, engine rods, wing struts, bearings, gears, and more – can occur, seemingly without cause, due to vibrational fracture. Vibrational fractures begin as cracks that form under cyclic loading at nominal stresses which may be considerably lower than the yield point of the material. The fracture is proceeded by local gliding and the development of cracks along lattice planes favorably orientated with respect to the principal stress. This non-reversible process is often misleadingly called “fatigue” and presents significant challenges to engineering teams that ill-advisedly take to searching for material faults. Several examples of notch-induced vibrational fractures are presented along with guidelines for investigating their cause.

Factors which may lead to premature roller bearing failure in service include incorrect fitting, excessive pre-load during installation, insufficient or unsuitable lubrication, over-load, impact load vibration, excessive temperature, contamination by abrasive matter, ingress of harmful liquids, and stray electric currents. Most common modes of failure include flaking or pitting (fatigue), cracks or fractures, creep, smearing, wear, softening, indentation, fluting, and corrosion. The modes of failure are illustrated with examples from practice.

The intent of this article is to assist the failure analyst in understanding the underlying engineering design process embodied in a failed component or system. It begins with a description of the mode of failure. This is followed by a section providing information on the root cause of failure. Next, the article discusses the steps involved in the engineering design process and explains the importance of considering the engineering design process. Information on failure modes and effects analysis is also provided. The article ends with a discussion on the consequence of management actions on failures.

This article describes three design-life methods or philosophies of fatigue, namely, infinite-life, finite-life, and damage tolerant. It outlines the three stages in the process of fatigue fracture: the initial fatigue damage leading to crack initiation, progressive cyclic growth of crack, and the sudden fracture of the remaining cross section. The article discusses the effects of loading and stress distribution on fatigue cracks, and reviews the fatigue behavior of materials when subjected to different loading conditions such as bending and loading. The article examines the effects of load frequency and temperature, material condition, and manufacturing practices on fatigue strength. It provides information on subsurface discontinuities, including gas porosity, inclusions, and internal bursts as well as on corrosion fatigue testing to measure rates of fatigue-crack propagation in different environments. The article concludes with a discussion on rolling-contact fatigue, macropitting, micropitting, and subcase fatigue.

This article provides assistance to a failure analyst in broadening the initial scope of the investigation of a physical engineering failure in order to identify the root cause of a problem. The engineering design process, including task clarification, conceptual design, embodiment design, and detail design, is reviewed. The article discusses the design process at the personal and project levels but takes into consideration the effects of some higher level influences and interfaces often found to contribute to engineering failures.