Engineering component and structure failures manifest through many mechanisms but are most often associated with fracture in one or more forms. This article introduces the subject of fractography and aspects of how it is used in failure analysis. The basic types of fracture processes (ductile, brittle, fatigue, and creep) are described briefly, principally in terms of fracture appearances. A description of the surface, structure, and behavior of each fracture process is also included. The article provides a framework from which a prospective analyst can begin to study the fracture of a component of interest in a failure investigation. Details on the mechanisms of deformation, brittle transgranular fracture, intergranular fracture, fatigue fracture, and environmentally affected fracture are also provided.

Sudden and unexplained bearing cap bolt fractures were experienced with reduced-shank design bolts fabricated from 42 CrMo 4 steel, quenched and tempered to a nominal hardness of 38 to 40 HRC. Fractographic analysis provided evidence favoring stress-corrosion cracking as the operating transgranular fracture failure mechanism. Water containing H7S was subsequently identified as the aggressive environment that precipitated the fractures in the presence of high tensile stress. This environment was generated by the chemical breakdown of the engine oil additive and moisture ingress into the normally sealed bearing cap chamber surrounding the bolt shank. A complete absence of fractures in bolts from one of the two vendors was attributed primarily to surface residual compressive stresses produced on the bolt shank by a finish machining operation after heat treatment. Shot cleaning, with fine cast shot, produced a surface residual compressive stress, which eliminated stress-corrosion fractures under severe laboratory conditions.

One of three valves in a dry automatic sprinkler system tripped accidentally, thus activating the sprinklers. Maintenance records showed that the three valves had been in service less than two years. The valve consisted of a cast copper alloy clapper plate that was held closed by a pivoted malleable iron latch. The latch and top surface of the clapper plate were usually in a sanitary-water environment (stabilized, chlorinated well water with a pH of 7.3) under stagnant conditions. Process make-up water that had been clarified, filtered, softened, and chlorinated and had a pH of 9.8 was occasionally used in the system. Analysis (visual inspection and 250x micrograph) supported the conclusions that failure of the latch was caused by plastic deformation from extensive loss of metal by galvanic corrosion and the sudden loading related to the tripping of the valve. Failure in some regions of the contact area was by ductile (transgranular) fracture. Recommendations included changing the latch material from malleable iron to silicon bronze (C87300). The use of silicon bronze prevents corrosion or galvanic attack and proper adjustment of the latch maintains an adequate contact area.

A steam accumulator, constructed with 10.3 mm thick SA515-70 steel heads and an 8 mm thick SA455A steel shell, ruptured after about three years of service. The accumulator was used in plastic molding operations. An extensive lack of weld penetration in this the head-to-shell girth weld was revealed by laboratory examination. Some misalignment of the head to the shell because of radial displacement of the shell and head centerlines was observed which was found to result in excessive clearances between the two parts and a slight difference in the thicknesses of the parts. Transgranular fracture with occasional secondary branching was revealed. It was interpreted by stress analysis that a small amount of misalignment added to lack of penetration increased the stresses to near the tensile strength of the material. The failure was judged to be a short-cycle high-stress notch-fatigue failure.

The cover of a feed cock fitted to an economic boiler suddenly blew off and the plug lifted sufficiently to permit the escape of water. It was found that all four of the studs securing the cover had fractured. In each case fracture had occurred at the end of one of the screwed portions adjacent to the shank. The fractures were of a short nature, with no evidence of progressive cracking by fatigue, nor was there any sign of stretching prior to failure. The fractured faces and the shanks of the studs were of rusted appearance. Microscopic examination of the material showed it to be an austenitic nickel-chromium stainless steel, stabilized by titanium and of the free machining type. Multiple transgranular cracking characteristic of failure from stress-corrosion cracking, was present to an extensive degree. It was considered probable that there had been slight leakage of water from the valve over a period and evaporation resulted in a solution which favored failure from stress-corrosion cracking. If corrosion resistant studs were desired, those of bronze or Monel metal are to be preferred.

A tubular heat exchanger in a refinery reformer unit leaked after one month of service. The exchanger contained 167 type 304 stainless steel U-bent integral-finned tubes. Cracks in the tube wall were revealed during examination. Hardness of the tube was found to be 30 HRC at the inside surface and up to 40 HRC at the base of the fin midway between the roots which indicated that the fins were cold formed and not subsequently annealed thus susceptible to SCC because of a high residual stress level. It was revealed by metallographic examination that the fracture was predominantly by transgranular branched cracking and had originated from the inside surface. It was concluded that the tubes failed in SCC caused by chlorides in the presence of high residual stresses. The finned tubes were ordered in the annealed condition as a corrective measure.

A root cause failure analysis was performed on a vaporizer coil removed from a horizontal forced circulation vaporizer. The carbon steel coil was wound in a right-hand helix with a coil centerline diameter of about 2 m. The vaporizer was gas fired and used Dowtherm A as the heat transfer fluid. Design conditions are based on annular fluid flow to cool the coil wall. NDE, metallographic and fractographic examinations were performed. Numerous, circumferentially oriented, OD initiating cracks were found near the crown for two coils near the non-fired end of the vaporizer. The cracking was confined to the inner diameter of the vaporizer coil at positions from 4:00 to 7:00. The cracking was characterized as transgranular and the fracture surface had beach marks. The failure mechanism was thermal fatigue. The heat transfer calculation predicted that dryout of the coil would occur for coils at the non-fired end of the vaporizer during low flow transients. Dryout results in rapid increase in the tube wall temperature. Thermal cycling of the coil is completed by liquid quenching resulting from resumption of normal flow rates and the return to annular flow. The probable root cause of failure was low flow transient operation.

Six ASTM A-574 steel cap screws from a hydraulic coupling failed after 3 months in service. The screws were replacements for smaller-diameter cap screws that had been installed during an outage. Six new cap screws were examined along with the failed screws. Eight fracture locations were identified—three at the head-to-shank fillet, four at the eighth thread root from the cap, and one at the sixth thread root from the cap. Fracture surfaces were examined using a stereomicroscope and SEM, and the fracture mode was shown to be transgranular. EDS on the fracture surfaces showed sulfur and chlorine in the surface deposits. The observations indicated that the screws had failed by fatigue. Insufficient preloading was considered to be the most likely cause of the fatigue cracking. It was recommended that the proper preload on the screws be verified and maintained.

A large pressure vessel designed for use in an ammonia plant failed during hydrostatic testing. It was fabricated from ten Mn-Cr-Ni-Mo-V steel plates which were rolled and welded to form ten cylindrical shell sections and three forgings of similar composition. The fracture surfaces were metallographically examined to be typical for brittle steel fracture and associated with the circumferential weld that joined the flange forging to the first shell section. Featureless facets in the HAZ were observed and were revealed to be the fracture-initiation sites. Pronounced banding in the structure of the flange forging was revealed by examination. A greater susceptibility to cracking was interpreted from the higher hardenability found within the bands. Stress relief was concluded to have not been performed at the specified temperature level (by hardness and impact tests) which caused the formation of hard spots. The mode of crack propagation was established by microstructural examination to be transgranular cleavage. It was concluded that failure of the pressure vessel stemmed from the formation of transverse fabrication cracks in the HAZ fostered by the presence of hard spots. It was recommended that normalizing and tempering temperatures be modified and a revised forging practice explored.

Leaks developed in 22 admiralty brass condenser tubes. The tubes were part of a condenser that was being used to condense steam from a nuclear power plant and had been in operation for less than 2 years. Analysis identified three types of failure modes: stress-corrosion cracking, corrosion under deposit (pitting and crevice), and dezincification. Fractures were transgranular and typical of stress-corrosion cracking. The primary cause of the corrosion deposit was low-flow conditions in those parts of the condenser where failure occurred. Maintenance of proper flow conditions was recommended.

Galvanized A36 steel unsleeved shear-type anchor bolts failed during installation. The galvanized steel bolts were approximately 18 mm (0.7 in.) in diameter with a 90 deg bend between the long and short legs. As-fractured, sawcut, and unfractured specimens were examined. Failure analysis revealed dark thumbnail regions at the fracture origins and a very narrow and uniform shear lip. The thumbnail region exhibited zinc deposits with no apparent fracture detail, indicating preexisting cracks that had occurred before galvanizing. The balance of the fracture exhibited a transgranular mode with cleavage and ductile, dimpled shear. Hardness values as high as 35 HRC were measured in the bend area. The as-galvanized bolts fractured in a brittle manner. Failure was attributed to improper bending of the bolts, which provided a severely cold-worked bend area susceptible to strain-age embrittlement.

A coupling in a line-shaft vertical turbine pump installed in a dam foundation fractured after a very short time. The coupling material was ASTM A582 416 martensitic stainless steel. Visual, macrofractographic, and scanning electron microscopic examination of the coupling showed that the fracture was brittle and was initiated by an intergranular cracking mechanism. The mode of fracture outside the crack initiation zone was transgranular cleavage. No indication of fatigue was found. The failure was attributed to improper heat treatment during manufacture, which resulted in a brittle microstructure susceptible to corrosion. The crack initiated either by stress-corrosion or hydrogen cracking. It was recommended that the couplings in the system be examined for surface cracking and, if present, corrective measures be taken.

After being in service for ten years, two admiralty brass heat-exchanger tubes from a cooler in a refinery catalytic reforming unit cracked circumferentially in the area of U-bends. A blunt transgranular cracking with minimal branching propagating from the inside surface of the tube was revealed by metallography which was typical of cracking by corrosion fatigue mechanism. Corrosion deposits on both the inside- and outside-diam surfaces were found in the tubes. The presence of copper, zinc, iron, and small amounts of chloride, sulfur, silicon, tin, and manganese was revealed by energy-dispersive analysis of the deposits. It was interpreted by the hardness values (higher than typical for annealed copper tubing) that the tubes may not have been annealed after the U-bends were formed and thus the role of residual stresses in the crack was revealed. It was concluded that the tubes failed by corrosion fatigue initiated by pitting at the inside-diam surface. The tubes were recommended to be annealed after bending to reduce residual stresses from the bending operation to an acceptable level.

Fractography is the means and methods for characterizing a fractured specimen or component. This includes the examination of fracture-exposed surfaces and the interpretation of the fracture markings as well as the examination and interpretation of crack patterns. This article describes the former of these two parts of fractography. It presents the techniques of fractography and explains fracture markings using glass and ceramic examples. The article also discusses the fracture modes in ceramics and provides examples of fracture origins.

A forged pressure vessel made from high temperature austenitic steel X8Cr-Ni-MoVNb 16 13 K (DIN 1.4988) failed. The widest part of the burst had fine cracks on the internal wall running longitudinally. When the internal wall was cleaned, numerous even finer cracks were exposed. On the fracture surfaces in this region an irregularly formed zone was visible in the direction of the internal wall and a fibrous oriented fracture zone towards the external wall. The fracture was typical of stress-corrosion cracking in austenitic steels. Vanadium trichloride was present and tensile stresses were of necessity set up by the internal pressure. Stress-corrosion cracking does not occur if one of the basic requirements is lacking. Because the chloride agent and tensile stresses were inevitably present, the only possible way to prevent future reoccurrence is to forge the entire pressure vessel from a material immune to stress-corrosion cracking or to use interchangeable linings of such a material. A nickel alloy could be considered.

An 8 in. diam stainless steel black liquor feed pipe to a carbon steel digester had failed within one year of service. The material was type 316 molybdenum-containing austenitic stainless steel. The service environment was alkaline black liquor at 175 deg C (350 deg F). The pipe had developed cracks on the inside surface coincident with an external support gusset. The cracks initiated at wide corrosion grooves. The early stages were corrosion-assisted fatigue cracks. The cracks initiated at the corrosion grooves and propagated as transgranular SCC with characteristic branching. Evaluation indicated the cracks were localized in an area of high cyclic stresses as a consequence of geometrical constraints on the piping and unsupported cantilever loads. No cracks were found elsewhere in the pipe. In the absence of highly localized service stresses (exceeding yield strength of the material), the corrosion grooving and subsequent SCC would not have occurred in this service environment. The pipe support system was modified with additional gussets to reduce the magnitude of cyclic stresses at the critical areas. The modification was apparently successful.

During installation, a clamp-strap assembly, specified to be type 410 stainless steel-austenitized at 955 to 1010 deg C (1750 to 1850 deg F), oil quenched, and tempered at 565 deg C (1050 deg F) for 2 h to achieve a hardness of 30 to 35 HRC, and used for securing the caging mechanism on a star-tracking telescope, fractured transversely across two rivet holes closest to one edge of the pin retainer in a completely brittle manner. Comparison with a non-failed strap using microscopic examination, spectrographic analysis, and slow-bend tests showed that both fit the 410 stainless steel specs, but hardness and grain size were different. Reheat treatment of full-width specimens showed that coarse grain size (ASTM 2 to 3) was responsible for the brittle fracture, and excessively high temperature during austenitizing caused the large grain size in the failed strap. The fact that the hardness of the strap that failed was lower than the specified hardness of 30 to 35 HRC had no effect on the failure because that of the non-failed strap was even lower. Recommendation was that the strap should be heat treated as specified to maintain the required ductility and grain size.

A die-cast zinc adapter used in a snowthrower failed catastrophically in a brittle overload manner. The component had a chemical composition similar to standard zinc alloy ZA-27 (UNS Z35840), although the iron content was much higher and the copper slightly lower. The mechanical properties and alloy designation were not specified. Investigation (visual inspection, 187x SEM images, unetched 30x images, hardness testing, and chemical analysis) of both the failed adapter and an exemplar casting from known-good lot supported the conclusion that the casting failed as a result of brittle overload fracture due to excessive iron-zinc phase and gross porosity. These conditions acted synergistically to reduce the strength of the material. The composition was nonstandard, and the inherent brittleness suggested that it was unlikely that this material was an intentional proprietary alloy. No recommendations were made.

A storage tank had been in service at a petrochemical plant for 13 years when inspectors discovered cracks adjacent to weld joints and in the base plate near the foundation. The tank was made from AISI 304 stainless steel and held styrene monomer, a derivative of benzene. The cracks were subsequently welded over with 308 stainless steel filler wire and the base plate was replaced with new material. Soon after, the tank began leaking along the weld bead, triggering a full-scale investigation; spectroscopy, optical and scanning electron microscopy, fractography, SEM-EDS analysis, and microhardness, tensile, and impact testing. The results revealed transgranular cracks in the HAZ and base plate, likely initiated by stresses developed during welding and the presence of chloride from seawater used in the plant. It was also found that the repair weld was improperly done, nor did it include a postweld heat treatment to remove weld sensitization and minimize residual stresses.

Leakage was identified around a coupling welded into a stainless steel holding tank that stored condensate water with low impurity content. The tank and fitting were manufactured from type 304 stainless steel. The coupling joint consisted of an internal groove weld and an external fillet weld. Cracking was found to be apparent on the tank surface, adjacent to the coupling weld. Chlorine, carbon, and oxygen in addition to the base metal elements were revealed by energy-dispersive x-ray spectrometric analysis. A great number of secondary, branching cracks were evident in the weld, heat-affected zone, and base metal. The branching and transgranular cracking was found to emanate primarily from the exterior of the tank. It was concluded that the tank failed as a result of stress-corrosion cracking that initiated at the exterior surface as aqueous chlorides, especially within an acidic environment, have been shown to cause SCC in austenitic stainless steels under tensile stress.