A failure analysis case study on railroad rails is presented. The work, performed under the sponsorship of the Department of Transportation, addresses the problem of shell and detail fracture formation in standard rails. Fractographic and metallographic results coupled with hardness and residual stress measurements are presented. These results suggest that the shell fractures form on the plane of maximum residual tensile stresses. The formation of the shells is aided by the presence of defects in the material in these planes of maximum residual stress. The detail fracture forms as a perturbation from the shell crack under cyclic loading and is constrained to develop as an embedded flaw in the early stages of growth because the crack is impeded at the gage side and surface of the rail head by compressive longitudinal stresses.

On 15 March 2000, a National Railroad Passenger Corporation (Amtrak) train traveling from Chicago to Los Angeles derailed in Carbondale, KS. After the initial on-scene investigation, 12 pieces of rail were sent to the materials laboratory for examination. Ten of them were from the point of derailment (POD). A vertical crack was observed in the head of the rail (vertical split head). The crack was at least 233 in. (591 cm) long, continuing through the entire lengths of most pieces recovered from the POD. The vertical fracture surface had features consistent with overstress fracture with short-term exposure to an oxygen-rich environment. Fracture features emanated from longitudinally-aligned inclusions rich in aluminum.

To permit bolting of a 90 lb/yd. flat-bottomed rail to a steel structure, rectangular slots 2 in. wide x 1 in. deep were flame-cut in the base of the rail at 2 ft intervals to suit existing bolt holes. During subsequent handling, one of the rails (which were about 25 ft long) was dropped from a height of approximately 6 ft on to a concrete floor and it fractured into 11 pieces, each break occurring at a slot. The sample piece submitted for examination showed a wholly brittle fracture at each end, the fractures having originated at the sharp corners of the slots. During flame-cutting, a narrow band of material on each side of the cut was raised above the hardening temperature. When the torch had passed the rate of abstraction of heat from this zone by conduction into the cold mass of the rail was sufficiently rapid to amount to a quench and thus cause local hardening. The steel in the regions of the slots possessed little capacity for deformation, and fracturing of the martensitic layer, under cooling or impact stresses, would be likely to occur. The slots should have been cut mechanically.

Because of the tough engineering environment of the railroad industry, fatigue is a primary mode of failure. The increased competitiveness in the industry has led to increased loads, reducing the safety factor with respect to fatigue life. Therefore, the existence of corrosion pitting and manufacturing defects has become more important. This article presents case histories that are intended as an overview of the unique types of failures encountered in the freight railroad industry. The discussion covers failures of axle journals, bearings, wheels, couplers, rails and rail welds, and track equipment.

An AISI 9260 steel railroad spike maul failed after a relatively short period of service. The maul head fractured in two pieces when struck against a rail. Visual, fractographic, metallographic, and chemical analyses were conducted on sections taken from the maul head, which was found to have fractured across both sides of the eye. Failure occurred in at least three separate events: formation of two cracks immediately adjacent to the eye, extension of one of the original cracks over a portion of one of the eye sides, and abrupt extension of the original crack across the eye sides, resulting in separation into two halves.

A hi-rail device is a vehicle designed to travel both on roads and on rails. In this case, a truck was modified to accept the wheels for rail locomotion. The rear wheel/axle set was attached to the truck frame. Both the front and rear wheel/axle sets were raised by means of a hydraulic cylinder driven off the PTO of the truck. The wheel/axle set was rigidly fixed into an up or down position by the use of locking pins. It was assumed by the manufacturer that there would be no load on the cylinder once the wheel/axle set was in its locked position. However, as the cylinder pivoted about its mounting trunnion and extended during its motion, it interfered with a frame member. This caused both a bending load and a rotational movement. These effects caused a combination of fretting, galling, and fatigue to the internal thread structure of the clevis. As a result of these deleterious effects, failure of the thread structure of the clevis occurred. The failure occurred where the cylinder rod screws into the clevis. The rod was manufactured from 1045 steel.

Metallography is an important component of failure analysis. In the case of a liquid metal embrittlement (LME) failure it is usually conclusive if a third phase constituent can be formed inside of the cracks after failure. In the case where it is necessary to characterize the third phase material, one can use various x-ray spectrographic techniques in conjunction with a scanning electron microscope (SEM). This study describes those metallographic and SEM analysis techniques for determining the mode of failure for a locomotive traction motor by LME.

Following a freight train derailment, part of a fractured side frame was retained for study because a portion of its fracture surface exhibited a rock candy appearance and black scale. It was suspected of having failed, thereby precipitating the derailment. Metallography, scanning electron microscopy, EDXA, and x-ray mapping were used to study the steel in the vicinity of this part of the fracture surface. It was found to be contaminated with copper. Debye-Scherrer x-ray diffraction patterns obtained from the scale showed that it consisted of magnetite and hematite. It was concluded that some copper was accidentally left in the mold when the casting was poured. Liquid copper, carrying with it oxygen in solution, penetrated the austenite grain boundaries as the steel cooled. The oxygen reacted with the steel producing a network of scale outlining the austenite grain structure. When the casting fractured as a result of the derailment, the fracture followed the scale in the contaminated region thus creating the “rock candy” fracture.

This article provides a background of friction-bearing failures due to overheating. The failures of locomotive axles caused by overheated traction-motor support bearings are discussed. The article also describes liquid-metal embrittlement (LME) in steel. It examines the results of various axle studies, with illustrations and concludes with information on the simulation of the LME mechanism.

Several articulated bellows of 10 in. ID developed leakage from the convolutions after a service life of some 18 months. One of the units received from examination showed cracking at the crown of a convolution and at the attachment weld to the pipe. Sectioning of the bellows revealed many others cracks on the internal surface which did not penetrate to the outside. Microscopical examination showed multiple intergranular, tree-like cracking typical of stress-corrosion cracking. Concentration of sodium hydroxide occurred in the bellows unit and the stress-corrosion cracking which developed was of the form known as caustic cracking. It was recommended that water for de-superheater use should be taken after the deaerator and prior to the addition of salts which may deposit or concentrate in the desuperheater.

A newly installed pipeline leaked during cleaning prior to hydrotest at a pressure of approximately 400 psig. The intended hydrotest pressure was 750 psig. The pipeline was constructed from spiral-welded API 5L-X65 HSLA steel and was intended for seawater injection. Analysis included nondestructive testing, metallography, and scanning electron microscopy. Based on the results, the failure was attributed to transit fatigue, caused during highway transportation. Cracks along the toes of the weld from both the outside and inside surfaces, the transgranular nature of cracking, and the presence of fatigue striations all supported transit fatigue as the damage mechanism.

In this study, the failure modes of cartwheel and mechanical properties of materials have been analyzed. The results show that rim cracking is always initiated from stringer-type alumina cluster and driven by a combination effect of mechanical and thermal load. The strength, toughness, and ductility are mainly determined by the carbon content of wheel steels. The fatigue crack growth resistance is insensitive to composition and microstructure, while the fatigue crack initiation life increases with the decrease of austenite grain size and pearlite colony size. The dynamic fracture toughness, KID, is obviously lower than static fracture toughness, KIC, and has the same trend as KIC. The ratio of KID/sigma YD is the most reasonable parameter to evaluate the fracture resistance of wheel steels with different composition and yield strength. Decreasing carbon content is beneficial to the performance of cartwheel.

Metallographic examination is one of the most important procedures used by metallurgists in failure analysis. Typically, the light microscope (LM) is used to assess the nature of the material microstructure and its influence on the failure mechanism. Microstructural examination can be performed with the scanning electron microscope (SEM) over the same magnification range as the LM, but examination with the latter is more efficient. This article describes the major operations in the preparation of metallographic specimens, namely sectioning, mounting, grinding, polishing, and etching. The influence of microstructures on the failure of a material is discussed and examples of such work are given to illustrate the value of light microscopy. In addition, information on heat-treatment-related failures, fabrication-/machining-related failures, and service failures is provided, with examples created using light microscopy.

This article briefly reviews the analysis methods for spalling of striking tools with emphasis on field tests conducted by A.H. Burn and on the laboratory tests of H.O. McIntire and G.K. Manning and of J.W. Lodge. It focuses on the metallography and fractography of spalling. The macrostructure and microstructure of spall cavities are described, along with some aspects of the numerous specifications for striking/struck tools. The article also describes the availability of spall-resistant metals and the safety aspects of striking/struck tools in railway applications.

This article describes the failure characteristics of high-pressure long-distance pipelines. It discusses the causes of pipeline failures and the procedures used to investigate them. The use of fracture mechanics in failure investigations and in developing remedial measures is also reviewed.

This article provides a discussion on the metallographic techniques used for failure analysis, and on fracture examination in materials, with illustrations. It discusses various metallographic specimen preparation techniques, namely, sectioning, mounting, grinding, polishing, and electrolytic polishing. The article also describes the microstructure examination of various materials, with emphasis on failure analysis, and concludes with information on the examination of replicas with light microscopy.

This article discusses the three legal theories on which a products liability lawsuit is based and the issues of hazard, risk, and danger in the context of liability. It describes manufacturing and design defects of various products. The article explains a design that is analyzed from the human factors viewpoint and details the preventive measures of the defects, with examples. It presents four paramount questions relating to the probability of injury which are asked even when one executes all possible preventive measures carefully and thoroughly.

The primary purpose of this article is to describe general root causes of failure that are associated with wrought metals and metalworking. This includes a brief review of the discontinuities or imperfections that may be common sources of failure-inducing defects in the bulk working of wrought products. The article addresses the types of flaws or defects that can be introduced during the steel forging process itself, including defects originating in the ingot-casting process. Defects found in nonferrous forgings—titanium, aluminum, and copper and copper alloys—also are covered.

Nondestructive testing (NDT), also known as nondestructive evaluation (NDE), includes various techniques to characterize materials without damage. This article focuses on the typical NDE techniques that may be considered when conducting a failure investigation. The article begins with discussion about the concept of the probability of detection (POD), on which the statistical reliability of crack detection is based. The coverage includes the various methods of surface inspection, including visual-examination tools, scanning technology in dimensional metrology, and the common methods of detecting surface discontinuities by magnetic-particle inspection, liquid penetrant inspection, and eddy-current testing. The major NDE methods for internal (volumetric) inspection in failure analysis also are described.