This article describes the general root causes of failure associated with wrought metals and metalworking. This includes a brief review of the discontinuities or imperfections that may be the common sources of failure-inducing defects in bulk working of wrought products. The article discusses the types of imperfections that can be traced to the original ingot product. These include chemical segregation; ingot pipe, porosity, and centerline shrinkage; high hydrogen content; nonmetallic inclusions; unmelted electrodes and shelf; and cracks, laminations, seams, pits, blisters, and scabs. The article provides a discussion on the imperfections found in steel forgings. The problems encountered in sheet metal forming are also discussed. The article concludes with information on the causes of failure in cold formed parts.

A 6150 flat spring was found to be failed. The face of the spring was revealed to be under tensile stress. The failure was concluded to have begun at the dark spot on the edge where roughness resulted from shearing during the blanking operation.

A forging of 7075-T6 aluminum alloy, which formed a support for the cylinder of a cargo door, cracked at an attachment hole. Fluorescent penetrant inspection showed the crack ran above and below the hole out onto the machined flat surface of the flange. A 6500x electron fractograph proved the crack to be a forging defect called a cold shut. Because defects of this type are usually detected when the raw forging is inspected, this occurrence was considered to be an isolated instance.

A fractograph of the failed spring was found to indicate light streaks are parallel to the wire axis. A darker depressed area was visible between the streaks and below the center of the fractograph in which distinct outlines that represent sharp corners in the depressions were revealed by careful examination. A hard material (mill scale) was assumed to have been impressed during drawing of the wire and was broken out during peening, leaving the depressions with sharp-bottomed corners. Spring was concluded to have failed due to a surface defect.

The pointed ends of several stainless steel forceps split or completely fractured where split portions broke off. All the forceps were delivered in the same lot. The pointed ends of the forceps are used for probing and gripping very small objects and must be true, sound, and sharp. Analysis supported the conclusion that the failures to be the result of seams in the steel that were not joined during hot working. Recommendations included that closer inspection of the product take place at all stages of manufacturing. Inspection at the mill will minimize discrepancies at the source, and the inspection of the finished product will help detect obscure seams.

A connecting rod from a motor boat was broken in two places at the small end. At position I there was a fatigue fracture brought about by operational stress, whereas the fibrous fracture surface II was a secondary tensile fracture. Furthermore the transition on the other side of the rod was cracked symmetrically to the fatigue fracture (position III). Magnetic inspection showed indications of cracking at the transition between the rod and small end in six other connecting rods from the same batch. Metallographic investigation showed the connecting rods were rendered susceptible to fatigue by the notch effect of coarse scale-filled folds formed during forging.

An unusual type of defect was discovered during hydraulic testing of a water-tube boiler after repairs to the superheater tubes following erosion from soot-blowers. When the pressure reached 700 psi, slight leakage was found to be taking place from one of the superheater tubes in a region where there appeared to be a split, approximately 8 in. long. What was thought to be a split was actually a pronounced fold. Microscopic examination showed that a corrosion-fatigue fissure had developed from one of the inside corners of the fold, presumably as a result of the fluctuating bending stresses to which this portion of the tube would be subjected because of the discontinuity in the tube wall. It was from this fissure that the leakage occurred. It was evident that the defect developed during the manufacture of the tube, probably in the course of a drawing or rolling operation without an internal plug. The diam of this portion of the tube was reduced by local collapse and folding of the section rather than by longitudinal extension of the tube itself.

The springs formed from 3.8 mm diam cold-drawn carbon steel wire failed to comply with load-test requirements. A split wire in the spring was revealed by investigation. A smooth heat-tinted longitudinal zone was observed in the fracture. It was concluded that the spring failed in the load test due to the split wire. The reason for the condition was interpreted to be overdrawing which resulted in intense internal strains, high circumferential surface tension, and decreased ductility.

Routine magnetic-particle inspection revealed crack indications in a number of shafts produced from hot-rolled 4130 steel bar. A pronounced indication of this size is cause for rejection if the defect is not eliminated during subsequent machining. A microstructural analysis of the shaft cross section revealed that the crack was approximately 0.5 mm (0.020 in.) deep and oriented in a radial direction. Furthermore, no stringer-type nonmetallic inclusions were observed in the vicinity of the flaw, which did not display the intergranular characteristics of a quench crack. The defect did, however, contain substantial amounts of oxide, which evidently resulted from the hot-working operation. This evidence supports the conclusion that the appearance of this discontinuity, with the long axis parallel to the working direction and radial orientation with regard to depth, strongly suggests a seam produced during rolling. Use of components with surface-defect indications as small as 0.5 mm (0.02 in.) can be risky in certain circumstances. Depending on the orientation of the flaw with respect to applied loads, the nature of the applied forces (for example, cyclic), and the operating environment, such a surface flaw can become the initiating site for a fatigue crack or a corrosion-related failure.

Leakage from the top of a fire-extinguisher case, made of 1541 steel tubing and closed by spinning was observed during testing. Three small folds were observed on the surface by visual examination and one was sectioned. A very fine transverse fissure through the section was revealed. Streaks of ferrite were observed by metallographic examination. It was concluded that cracking of the top of the fire-extinguisher case was the result of ferrite streaks formed due to metal overheating. The temperature of the metal was recommended to be controlled so that the spinning operation is done at a lower temperature to avoid formation of ferrite streaks.

A motorboat engine connecting rod forged from carbon steel fractured in two places and cracked at the small end during service. The analysis (visual inspection, 50x micrographs of sections etched with 2% nital, magnetic-particle inspection, and metallographic examination) supported the conclusion that the connecting rods were rendered susceptible to fatigue-crack initiation and propagation by the notch effect of coarse folds formed during the forging operation. One fracture was caused by fatigue resulting from operating stresses, and the other was a secondary tensile fracture. No recommendations were made.

A chain link which was part of the hoisting mechanism of a drop hammer broke after three or four months of service. It was reportedly manufactured of the heat resistant steel 30 Cr-Mo-V 9 (Material No. 1.7707). The fracture of the chain link had a conchoidal structure and ran along the austenitic grain boundaries. Such fractures are characteristic results of strong overheating. The coarse-grained, coarse acicular heat-treated structure of the chain link confirmed overheating. Because temperatures in excess of 1150 deg C are required for the solution of impurities, it is more probable that the real damage was done during the heat-up forging (drop-forging) and could not be removed during heat-treatment.

A connecting cap from a truck engine fractured after 65,200 km (40,500 mi) of normal service. The cap was made from a 15B41 steel forging and was hardened to 29 to 35 HRC. Visual examination of the fracture surface disclosed an open forging defect across one of the outer corners of the cap. The defect extended approximately 9.5 mm (3/8 in.) along the side of the cap. The fracture surface exhibited beach marks typical of fatigue. The surface of the defect was stained, indicating that oxidation occurred either in heat treatment or in heating during forging. Deep etching of the fracture surface revealed grain flow normal for this type of forging, but no visible defects. 400x metallographic examination of a section through the fracture surface showed that the microstructure was an acceptable tempered martensite. However, oxide inclusions were present at the fracture surface. This evidence supported the conclusion that fatigue fracture initiated at a corner of the cap from a forging defect that extended to the surface. Fatigue cracking was propagated by cyclic loading inherent in the part. Recommendations included more careful fluorescent magnetic-particle inspection of the forged surfaces before machining and before putting the part into service.

The head of a socket spanner made of heat-treated 0.40C-0.34Cr steel cracked in service. The pronounced fibrous structure of the component became evident as soon as it was etched with 2% nital. Folds in the material originating from the shaping process were visible, and the micrograph showed that cracks ran along these folds oriented according to the fiber. The fissures, with the exception of the hardening crack, were partly filled with oxide and showed signs of decarburization at the edges. From this it could be assumed that parts of the external skin had been forced into the folds during forging. This evidence supported the conclusion that even through there was some indication of chemical segregation, the folds made during forging initiated the main crack. Furthermore, even if the steel had been more homogeneous, hardening cracks would probably have been promoted by the coarse fissures at the fold zones.

A short fracture section of a forged and normalized Ck 35 (DIN 17200) steel slide showed three distinct zones: a dark colored crystalline area, an incipient crack propagating into a far advanced, rubbed fracture surface, and a fine crystalline final break. Metallographic examination showed the dark incipient crack was present before the last heat treatment and was oxidized and decarburized prior to the conclusion of the annealing process. The crack ran perpendicular to the fiber, so it was not formed before or during forging. It was a thermal stress crack produced during flame cutting of the middle section of the slide. The initial crack acted as a sharp notch favoring the formation of the fatigue fracture which lead to the failure of the slide.

Hydraulic cylinder housings were being fabricated from 4140 grade seamless steel tubing. During production, magnetic-particle inspection indicated the presence of circumferential and longitudinal cracks in a large number of cylinders. Analysis (visual inspection, dye penetrant inspection, 50x/90x/400x SEM micrographs, and metallographic analysis) supports the conclusion that the cracking problem in these components was identified as quench cracks due to their brittle, intergranular nature and the characteristic temper oxide on the fracture surfaces. Although the steel met the compositional requirements of SAE 4140, the sulfur level was 0.022% and would account for the formation of the sulfide stringers observed. Apparently, the combination of the clustered, stringer-type inclusions and the quenching conditions were too severe for this component geometry. The result was a high incidence of quench cracks that rendered the parts useless. Recommendations included changing the specification, requiring the steel to have lower sulfur concentrations. Magnetic-particle cleanliness standards should be imposed that will exclude material with harmful clusters of sulfide stringers, for example, modified AMS 2301.

In a continuously cast aluminum press stud, two small foreign metal slivers were found that had caused difficulties with the cable sheathing press. Spectroscopic examination revealed the slivers consisted of a chromium-molybdenum-vanadium steel with minor (unintentional) additions of copper, nickel, and cobalt. A steel of similar composition, X38Cr-MoV5 1 (W-No. 2343) was used for hot working tools. The sliver originated from a damaged press tool.

A seamless hot-drawn boiler tube NW 300 of 318 mm OD and 9 mm wall thickness made of steel 15Mo3 was bent with sand filling after preheating allegedly to 1000 deg C. In the process it had cracked repeatedly in the drawn fiber. The composition corresponded to specifications, but exceptionally high copper content was noticeable. Microstructural examination showed the damage was due to overheating and burning during preheating and bending. Furthermore, crack formation was promoted by precipitation of metallic copper that had penetrated into the austenitic grain boundaries under the influence of tensile stresses that arose during bending. This phenomenon is known as “solder brittleness.”

Countersunk riveted joints in aluminum sheet are widely employed in the aircraft industry. The preparation of the sheet for the riveting process consists either of countersinking where the sheet is sufficiently thick or of dimpling. Metallographic assessment of dimple defects is described in specimens made of clad aluminum sheet of alloy type AlZnMgCu1.5. Addressed are a dimple with partially missing stamped surface (bell-mouth), a cylindrical prominence because the dimpling force was too great and the stamping cylinder force too low, and a dimple with flashes at the top surfaces of the sheet as a result of play between the stamping cylinder and the anvil head (ringed dimple). Frequently, overlapping of several defects occurs, especially with steel or titanium sheet, with the result that it is difficult to identify the defects.

An elbow of 70 mm OD and 10 mm wall thickness made from St 35.29, and exposed to 315 atmospheres internal pressure in an oil hydraulic shear installation, cracked lengthwise after a short operating period. Because the stress was not sufficient to explain the fracture of this elbow under this pressure, an investigation was conducted to establish whether material or processing errors had occurred. Microscopic examination showed that a ferritic-pearlitic structure in select locations was very fine-grained. Other signs of fast cooling as compared to normally formed structure of the core zone were noted. It was also possible that the pipe was resting on a cold plate during bending or that it came in touch with a cold tool. This apparently caused the strains at the transition to the cross-sectional part that had been cooled more slowly. The location of the crack at just this point gave rise to the conclusion that it was formed either by the sole or contributive effect of these stresses.