A 4340 steel shaft, the driving member of a large rotor subject to cyclic loading and frequent overloads, broke after three weeks of operation. The driving shaft contained a shear groove at which the shaft should break if a sudden high overload occurred, thus preventing damage to an expensive gear mechanism. The rotor was subjected to severe chatter, which was an abnormal condition resulting from a series of continuous small overloads occurring at a frequency of around three per second. Investigation (visual inspection, hardness testing, and hot acid etch images) supported the conclusion that the basic failure mechanism was fracture by torsional fatigue, which started at numerous surface shear cracks, both longitudinal and transverse, that developed in the periphery of the root of the shear groove. These shear cracks resulted from high peak loads caused by chatter. The shear groove in the shaft had performed its function, but at a lower overload level than intended. Recommendations included increasing the fatigue strength of the shaft by shot peening the shear groove to minimize chatter.

Randomly selected dictating-machine drive mechanisms, which contained small ball bearings, were found to exhibit unacceptable fluctuations in drive output during the early stages of production. It was indicated that the bearing raceways were being true brinelled before or during installation of the bearings. The preinstallation practices and the procedures for installing the bearings were carefully studied. It was revealed that during one preinstallation step, the lubricant applied by the bearing manufacturer was removed and the bearing was relubricated with another type of lubricant prior to which the bearings were ultrasonically cleaned in trichloroethylene to ensure extreme cleanness. Equally spaced indentations resembling true brinelling were revealed by careful examination of the bearing raceways. It was concluded that the ultrasonic energy transmitted to the balls brinelled the raceways enough to cause fluctuations in machine output. Solvent-vapor cleaning was employed as a corrective technique for removing bearing lubricant.

Several teeth of a bevel pinion which was part of a drive unit in an edging mill failed after three months in service. Specifications required that the pinion be made from a 2317 steel forging and that the teeth be carburized and hardened to a case hardness of 56 HRC and a core hardness of 250 HRB. Two teeth were revealed by visual examination to have broken at the root and fatigue marks extending across almost the entire tooth were exhibited by the surface of the fracture. Cracking in all the tooth was showed by magnetic-particle inspection. The pinion was concluded to have failed by tooth-bending fatigue. Spalling was also noted on the pressure (drive) side of each tooth at the toe end which indicated some mechanical misalignment of the pinion with the mating gear that caused the cyclic shock load to be applied to the toe ends of the teeth.

A spiral bevel gear and pinion set that showed "excessive wear on the pinion teeth" was submitted for analysis. This gear set was the primary drive unit for the differential and axle shafts of an exceptionally-large front-end loader in the experimental stages of development. There was no evidence of tooth bending fatigue on either part. Several cracks were associated with the spalling surfaces on the concave sides of the 4820H NiMo alloy steel pinion teeth. The gear teeth showed no indication of fatigue. The primary mode of failure was rolling contact fatigue of the concave (drive) active tooth profile. The spalled area was a consequence of this action. The pitting low on the profile appeared to have originated after the shift of the pinion tooth away from the gear center. The shift of the pinion was most often due to a bearing displacement or malfunction. The cause of this failure was continuous high overload that may also have contributed to the bearing displacement.

Plastics or polymers are used in a variety of engineering and nonengineering applications where they are subjected to surface damage and wear. This article discusses the classification of polymer wear mechanisms based on the methodologies of defining the types of wear. The first classification is based on the two-term model that divides wear mechanisms into interfacial and bulk or cohesive. The second is based on the perceived wear mechanism. The third classification is specific to polymers and draws the distinction based on mechanical properties of polymers. In this classification, wear study is separated as elastomers, thermosets, glassy thermoplastics, and semicrystalline thermoplastics. The article describes the effects of environment and lubricant on the wear failures of polymers. It presents a case study on nylon as a tribological material. The article explains the wear failure of an antifriction bearing, a nylon driving gear, and a polyoxymethylene gear wheel.

The flanged bearing bush carrying the drive shaft of a feed pump suddenly fractured after about two years of service. The chemical composition was normal for high chromium ledeburitic cast steel, which was corrosion and wear resistant as well as refractory. For unknown reasons the rotating shaft came into direct contact with the flange. Mechanical friction caused a rise in temperature on both contact surfaces. This mutual contact lasted long enough for the temperature in the contact zone to exceed 1200 deg C, at which the flange material became softened or molten. As a result, considerable structural changes took place on the inner wall of the flange. Thermal stresses and excessive mechanical loads due to smearing of the flange material then led to fracture of the flange.

The drive shaft in a marine propulsion system broke, stranding a large vessel along the Canadian seacoast. The shaft was made from quenched and tempered low-alloy steel. Fractographic investigation revealed that the shaft failed under low rotating-bending variable stress. Fatigue propagation occurred on about 95% of the total cross section of the shaft, under both low-cycle and high-cycle fatigue mechanisms. It was found that the fillet radius at the fracture’s origin was smaller than the one provisioned by design. As a result, the stresses at this location exceeded the values used in the design calculations, thus causing the initiation of the cracking. Moreover, although the shaft had been quenched and tempered, its actual hardness did not have the optimal value for long-term fatigue strength.

A detailed fracture mechanics evaluation is the most accurate and reliable prediction of process equipment susceptibility to brittle fracture. This article provides an overview and discussion on brittle fracture. The discussion covers the reasons to evaluate brittle fracture, provides a brief summary of historical failures that were found to be a result of brittle fracture, and describes key components that drive susceptibility to a brittle fracture failure, namely stress, material toughness, and cracklike defect. It also presents industry codes and standards that assess susceptibility to brittle fracture. Additionally, a series of case study examples are presented that demonstrate assessment procedures used to mitigate the risk of brittle fracture in process equipment.

AM350 stainless steel bellows used in the control rod drive mechanism of a fast breeder reactor failed after 1000 h of service in sodium at 550 deg C (1020 deg F). Helium leak testing indicated that leaks had occurred at various regions of the welded joints between the convolutes in the bellows. The weld failure was attributed to poor quality assurance during fabrication, which resulted in cracklike openings at the fusion zone. The openings extended during tensile loading. Use of proper welding procedures and quality control measures were recommended to prevent future failures.

A service water pump in a nuclear reactor failed when its shaft gave way. The fracture originated in the threaded portion of the sleeve nut on the drive-end side of the shaft. Results of the failure analysis showed that the cracking initiated at the thread root as a result of corrosion fatigue. Crack propagation occurred either by corrosion or mechanical fatigue. Evidence was found indicating high rotary bending stresses on the shaft during operation. The nonstandard composition of the En 8 steel used in the shaft and irregular maintenance reduced the life of the shaft. Recommendations included use of a case-hardened En 8 steel with the correct composition and regular maintenance of the pump.

A number of AISI 347 stainless steel bellows intended for use in the control rod drive mechanism of a fast breeder reactor were found to be leaking before being placed in service. The bellows, which had been in storage for one year in a seacoast environment, exhibited a leak rate on the order of 1 x 10−7 cu cm/s (6 x 10−8 cu in./s). Optical metallography revealed numerous pits and cracks on the surfaces of the bellow convolutes, which had been welded to one another using an autogenous gas tungsten arc welding process. Microhardness measurements indicated that the bellows had not been adequately stress relieved. It was recommended that a complete stress-relieving treatment be applied to the formed bellows. Improvement of storage conditions to avoid direct and prolonged contact of the bellows with the humid, chloride-containing environment was also recommended.

A farm-silo hoist used as the power source for a homemade barn elevator failed catastrophically from destructive wear of the worm. The hoist mechanism consisted of a pulley attached by a shaft to a worm that, in turn, engaged and drove a worm gear mounted directly on the hoist drum shaft. The worm and the worm gear were made of leaded cold-drawn 1113 steel and class 35-40 gray iron (nitrided in an aerated salt bath) respectively. The gearbox was found to contain fragments of the worm teeth and shavings that resembled steel wool. More than half of the worm teeth were revealed to be sheared off to almost half the depth. It was revealed on investigation that the drive pulley had been replaced with a larger pulley that generated more power than the gearbox could handle, causing failure by adhesive wear of the steel worm.

Shaft fracture of a 10 hp squirrel cage motor took place at the driving end just outside the roller bearing and not at an abrupt change of section behind the bearing where it might be expected to occur. A portion of shaft to the right of the fracture was deeply grooved. About a year prior to failure the inner race of the roller bearing became slack on the shaft and the seating was built up by the metal-spray process. The shaft was machined to form a rough thread to provide the requisite mechanical key for the sprayed-on metal. Part of this sprayed-on layer became detached after the fatigue failure occurred. The quality of the welding was poor. Slag inclusions were present adjacent to the sides of the keyway, which had been re-cut shorter than the original one after the welding repair. Failure at the unusual location was caused by the presence of the weld deposit.

The crankshaft of a compressor fractured through the web remote from the driving end after about three years of service. The fracture ran diagonally across the web into the crankpin. It passed through the centers of two screwed plugs inserted into the web from opposite faces approximately in line with the crankpin center line. The fracture was of the fatigue type, slowly developing cracks having started from opposite sides of each tapped hole and crept across the section. Microstructure of the crankshaft indicated the material was a plain carbon steel, the carbon content being of the order of 0.3%. The failure resulted principally from the stress-raising effects of the screw holes combined with the cracks in the welds. If the screw holes had been left unfilled or if some form of mechanical locking had been used if plugged, failure would have been postponed if not averted.

The failure of an ATAR engine accessory angle drive gear assembly caused an engine flame-out in a Mirage III aircraft of the Royal Australian Air Force (RAAF) during a landing. Stripping of the engine revealed that the bevel gear locating splines (16 NCD 13) had failed. Visual and low-power microscope examination of the spline of the shaft showed evidence of fretting wear debris; similar wear was observed on the splines of the mating bevel gear. It was concluded that the splines had failed by severe fretting wear. Fretting damage was also observed on the shaft face adjacent to the splines and on the bevel gear abutment shoulder. Additional tests included a metrological inspection of the shaft, bevel gear and support ring; metallographic examination of a section from the shaft; chemical analysis of the shaft material (16 NCD 13); and hardness testing of a sample of the yoke material. The wear had been caused by incorrect machining of the shaft splines, which prevented the bevel gear nut from locating correctly against the gear.

Drive cables from a rubber processing machine were failing in less than 8 h of operation, the expected service life being much greater than 100 h. Comparison cables were tested to failure under known stress conditions, including tensile overload, torsional loading, reversed bending alternating stress, and buckling (compressive) cyclic loading. The mode of failure was found to be reversed bending fatigue caused by drive cables moving over guide pulleys of small radii. Modifications of the machinery and drive cable system were suggested.

Failure of a case hardened steel shaft incorporated fuel pump in a turbine-powered aircraft resulted in damage to the aircraft. The disassembled pump was found to be dry and free of any contamination. Damage was exhibited on the pressure side of each spline tooth in the impeller and the relatively smooth cavities and undercutting of the flank on this side indicated that the damage was caused by an erosion or abrasion mechanism. A relatively smooth worn area was formed at the center of each tooth due to an abrasive action and an undulating outline with undercutting was observed on the damaged side. Particles of sand, paint, or plastic, fibers from the cartridge, brass, and steel were viewed in the brown residue on the filter cartridge under a low power microscope and later confirmed by chemical analysis. Large amount of iron was identified by application of a magnet. It was concluded that the combined effect of vibration and abrasive wear by sand and metal particles removed from the splines damaged the shaft. Case hardened spline teeth surface was recommended to increase resistance to wear and abrasion.

This paper deals with disk drive failures that occur in the interface area between the head and disk. The failures often lead to the loss of stored data and are characterized by circumferential microscratches that are usually visible to the unaided eye. The recording media in disk drives consists of a metal, glass, ceramic, or plastic substrate coated with a magnetic material. Data errors are classified as ‘soft’ or ‘hard’ depending on their correctability. Examination has shown that hard errors are the result of an abrasive wear process that begins with contact between head and disk asperities. The contact generates debris that, as it accumulates, increases contact pressure between the read-write head and the surface of the disk. Under sufficient pressure, the magnetic coating material begins wearing away, resulting in data loss.

An 8640 steel shaft installed in a fuel-injection-pump governor that controlled the speed of a diesel engine used in trucks and tractors broke after few days of operation. The mechanism that drove the shaft was designed to include a slip clutch to protect the governor shaft from shock loading. It was revealed by visual examination that the fracture had initiated in the sharp corner at the bottom of a longitudinal hole which was part of a force feed lubricating system. Beach marks were observed on the fracture surfaces. It was revealed by further examination that the slip clutch was removed in an effort to reduce cost and hence the shaft was subjected to increased vibration and shock loading. Insufficient fatigue limit of the shaft was revealed by fatigue testing of the shafts taken from stock in a rotating-beam machine. As a corrective measure, the fatigue limit of shafts was increased to 760 MPA by nitriding for 10 h at 515 deg C.