The lock ring of a centrifuge drum was fractured after one year's operation. The ring, with a trapezoidal thread on the inside, was made of steel with approximately 0.5%C-1.3%Mn-1.1%Cr and was hardened and tempered to 105 kp/sq mm strength at 11% elongation (d10). It fractured radially in one of four places in which the cross section was weakened by short grooves that served as tool grips for tightening the cover. The fracture propagated from the base of the thread and followed it in a circumferential direction until it was broken through radially at the top across the ring due to a weakening caused by the external reduction of the cross section. The uppermost turn was corroded at the base by pitting favored by differences in ventilation and formation of Evans elements in the narrow gap between thread and counterthread. Metallographic examination showed that the pitting favored intergranular fissures and therefore it can be established that stress corrosion accelerated cracking of the ring Although since the drum was used for the processing of various liquids, the exact corroding medium cannot be stated.

A failed tapered-ring sprocket locking device consisted of an assembly of four tapered rings that are retained by a series of cap screws. The middle wedge-shaped rings were pulled closer as the screws were tightened forcing the split inner ring to clamp tightly onto the shaft. One of the wedge-shaped middle rings fractured prior to having been fully torqued, preventing the sprocket from being locked to the shaft. “Woody” fracture features, as a result of decohesion between a high volume fractions of manganese sulfide stringers and the matrix, was revealed during examination. The material was revealed by chemical analysis to be resulfurized grade of carbon steel (SAE type 1144, UNS G11440) which has enhanced longitudinal tensile properties but low transverse properties. It was observed that when the fastening screws were torqued, a significant hoop stress was placed on the middle rings and it caused the failure at the large inclusion present at the minimum section thickness zone of the middle ring. It was concluded that since the material contained a high volume fraction of these inclusions, the material choice was not appropriate for this application. A nonresulfurized grade of low-alloy steel was suggested as recommendation.

The failure of an ATAR engine accessory angle drive gear assembly caused an engine flame-out in a Mirage III aircraft of the Royal Australian Air Force (RAAF) during a landing. Stripping of the engine revealed that the bevel gear locating splines (16 NCD 13) had failed. Visual and low-power microscope examination of the spline of the shaft showed evidence of fretting wear debris; similar wear was observed on the splines of the mating bevel gear. It was concluded that the splines had failed by severe fretting wear. Fretting damage was also observed on the shaft face adjacent to the splines and on the bevel gear abutment shoulder. Additional tests included a metrological inspection of the shaft, bevel gear and support ring; metallographic examination of a section from the shaft; chemical analysis of the shaft material (16 NCD 13); and hardness testing of a sample of the yoke material. The wear had been caused by incorrect machining of the shaft splines, which prevented the bevel gear nut from locating correctly against the gear.

The piston rod of a steering damper on a single decker bus fractured after 100,000 miles of service in the fully-extended left full-lock position. The steering damper, which is similar in shape and operation to a telescopic shock absorber, was secured by ball joints locked with slotted nuts. The steel piston rod fractured at the axle end leaving approximately 5 mm of rod welded to a securing ferrule. The failure was caused by a fatigue mechanism. Small surface cracks formed during welding in the heat-affected zone close to an unradiused shoulder in the piston. Under alternating stresses in normal service these cracks propagated through the piston rod made less tough by the extended weld heat-affected zone.

The shaft-and-bearing assembly in a freon compressor was subjected to severe pounding and vibration after six years of service. After about one year of service, the compressor had been shut down to replace a bearing seal. One month before the shaft failed, a second seal failure occurred, requiring the collar, spacer sleeve, seal, roller bearing, and lock washer to be replaced. The shaft was made of 4140 steel, heat treated to a hardness of 20 to 26 HRC. The seal, bearing, and lock washer were commercial components. Investigation (visual inspection, 4.5x images, x-ray diffraction, hardness testing, and microscopic exam) supported the conclusion that shaft failure was initiated by fretting between the bearing race and the bearing surface on the shaft because of improper bearing installation. Once clearance was established between the bearing and the shaft, the shaft began pounding on the inner bearing race, causing final failure of the shaft surface. Recommendations included proper fitting of the shaft and bearing race to preventing movement of the bearing on the shaft. Also, the lock washer and locknut must be installed properly.

Because of the tough engineering environment of the railroad industry, fatigue is a primary mode of failure. The increased competitiveness in the industry has led to increased loads, reducing the safety factor with respect to fatigue life. Therefore, the existence of corrosion pitting and manufacturing defects has become more important. This article presents case histories that are intended as an overview of the unique types of failures encountered in the freight railroad industry. The discussion covers failures of axle journals, bearings, wheels, couplers, rails and rail welds, and track equipment.

Wind turbine blades are secured by a number of high-strength bolts. The failure of one such bolt, which caused a turbine blade to detach, was investigated to determine why it fractured. Based on the results of a detailed analysis, consisting of stress calculations, chemical composition testing, metallurgical examination, mechanical property testing, and fractographic analysis, it was determined that the bolt failed by fatigue accelerated by stress concentration at low temperatures. The investigation also provided suggestions for avoiding similar failures.

An aero engine failed due to the misalignment of the ball bearing fitted on the main shaft of the engine. The aero engine incorporates two independent compressors: a six-stage axial flow LP compressor and a nine-stage axial flow HP compressor. The bearing under consideration is a HP location bearing and is fitted at the rear of the nine-stage compressor. It was supposed to operate for at least 5000 h, but failed catastrophically after 1300 h, rendering the engine unserviceable. Unusually high stresses caused by misalignment and uneven axial loading resulted in the generation of fatigue crack(s) in the inner race. When the crack reached the critical size, the collar of the race fractured, causing subsequent damage. The cage also failed due to excessive stresses in the axial direction, and its material was smeared on the steel balls and the outer race.

Rolling-element bearings use rolling elements interposed between two raceways, and relative motion is permitted by the rotation of these elements. This article presents an overview of bearing materials, bearing-load ratings, and an examination of failed bearings. Rolling-element bearings are designed on the principle of rolling contact rather than sliding contact; frictional effects, although low, are not negligible, and lubrication is essential. The article lists the typical characteristics and causes of several types of failures. It describes failure by wear, failure by fretting, failure by corrosion, failure by plastic flow, failure by rolling-contact fatigue, and failure by damage. The article discusses the effects of fabrication practices, heat treatment and hardness of bearing components, and lubrication of rolling-element bearings with a few examples.

This article briefly introduces the concepts of failure analysis and root cause analysis (RCA), and the role of failure analysis as a general engineering tool for enhancing product quality and failure prevention. It reviews four fundamental categories of physical root causes, namely, design deficiencies, material defects, manufacturing/installation defects, and service life anomalies, with examples. The article describes several common charting methods that may be useful in performing an RCA. It also discusses other failure analysis tools, including review of all sources of input and information, people interviews, laboratory investigations, stress analysis, and fracture mechanics analysis. The article concludes with information on the categories of failure and failure prevention.

This article is dedicated to the fields of mechanical engineering and machine design. It also intends to give a nonexhaustive view of the preventive side of the failure analysis of rolling-element bearings (REBs) and of some of the developments in terms of materials and surface engineering. The article presents the nomenclature, numbering systems, and worldwide market of REBs as well as provides description of REBs as high-tech machine components. It discusses heat treatments, performance, and properties of bearing materials. The processes involved in the examination of failed bearings are also explained. Finally, the article discusses in detail the characteristics and prevention of the various types of failures of REBs: wear, fretting, corrosion, plastic flow, rolling-contact fatigue, and damage. The article includes an Appendix, which lists REB-related abbreviations, association websites, and ISO standards.

This article briefly introduces the concepts of failure analysis, including root-cause analysis (RCA), and the role of failure analysis as a general engineering tool for enhancing product quality and failure prevention. It initially provides definitions of failure on several different levels, followed by a discussion on the role of failure analysis and the appreciation of quality assurance and user expectations. Systematic analysis of equipment failures reveals physical root causes that fall into one of four fundamental categories: design, manufacturing/installation, service, and material, which are discussed in the following sections along with examples. The tools available for failure analysis are then covered. Further, the article describes the categories of mode of failure: distortion or undesired deformation, fracture, corrosion, and wear. It provides information on the processes involved in RCA and the charting methods that may be useful in RCA and ends with a description of various factors associated with failure prevention.

On 21 April 1995, the contents of a large blender (6 cu m) reacted and caused an explosion that killed and injured a number of workers at a plant in Lodi, NJ. A mixture of sodium hydrosulfite and aluminum powder was being mixed at the time of the accident. This report focuses on evaluations of the blender to determine if material or mechanical failures were the cause of the accident. The results indicate that the mixing vessel was metallurgically sound and did not contribute to the initiation of the failure. However, the vessel was not designed for mixing chemicals that must be isolated from water and excessive heat. Water leaking into the vessel through a graphite seal may have initiated the reactions that caused the accident.

The failure of HP turbine blades in a low bypass turbofan engine was analyzed to determine the root cause. Forensic and metallurgical investigations were conducted on all failed blades as well as failed downstream components. It was found that one of the blades fractured in the dovetail region, causing extensive damage throughout the turbine. Remedial measures were suggested to prevent such failures in the future.

The intent of this article is to assist the failure analyst in understanding the underlying engineering design process embodied in a failed component or system. It begins with a description of the mode of failure. This is followed by a section providing information on the root cause of failure. Next, the article discusses the steps involved in the engineering design process and explains the importance of considering the engineering design process. Information on failure modes and effects analysis is also provided. The article ends with a discussion on the consequence of management actions on failures.

Fretting is a wear phenomenon that occurs between two mating surfaces; initially, it is adhesive in nature, and vibration or small-amplitude oscillation is an essential causative factor. Fretting generates wear debris, which oxidizes, leading to a corrosion-like morphology. This article focuses on fretting wear related to debris formation and ejection. It reviews the general characteristics of fretting wear, with an emphasis on steel. The review covers fretting wear in mechanical components, various parameters that affect fretting; quantification of wear induced by fretting; and the experimental results, map approach, measurement, mechanism, and prevention of fretting wear. This review is followed by several examples of failures related to fretting wear.

Vibration analysis can be used in solving both rotating and nonrotating equipment problems. This paper presents case histories that, over a span of approximately 25 years, used vibration analysis to troubleshoot a wide range of problems.