In a housing made of cast steel GS 20MoV12 3, weighing 42 tons, precipitates were found on the austenitic grain boundaries during metallographic inspection. According to their shape and type they were recognized as carbides that precipitated during tempering. In addition, a much coarser network of rod-shaped and plate-shaped precipitates was found, that probably corresponded to the primary grain boundaries, or to the grain boundaries or twin planes of the austenite formed during solidification of the melt. These particles could have been aluminum nitride judging by their shape and order of precipitation. Tests showed that a subsequent removal of this defect by solutioning was impractical because the annealing temperature was too high. To avoid this defect in the future the sole recommendation is to accelerate the cooling rate through the critical region between 1200 to 900 deg C to such an extent as is practicable with respect to machinability.

An impact breaker bar showed signs of rapid wear. The nominal composition of this chromium alloy cast iron was Fe-2.75C-0.75Mn-0.5Si-0.5Ni-19.5Cr-1.1Mo. The measured hardness of this bar was 450 to 500 HRB. The desired hardness for this material after air hardening is 600 to 650 HRB. The microstructure consisted of eutectic chromium carbides (Cr7C3) in a matrix of retained austenite and martensite intermingled with secondary carbides. Analysis (visual inspection and 500x view of sections etched with Marble's reagent) supported the conclusion that the low hardness resulted from an excessive amount of retained austenite. This caused reduced wear resistance and thus rapid wear in service. Recommendations included avoiding an excessive austenitizing temperature and excessive cooling rates from the austenitizing temperature and controlling the chemical composition to avoid excessive hardenability for the section size involved.

Two aircraft-engine tailpipes of 19-9 DL stainless steel (AISI type 651) developed cracks along longitudinal gas tungsten arc butt welds after being in service for more than 1000 h. Binocular-microscope examination of the cracks in both tailpipes revealed granular, brittle-appearing surfaces confined to the HAZs of the welds. Microscopic examination of sections transverse to the weld cracks showed severe intergranular corrosion in the HAZ. The fractures appeared to be caused by loss of corrosion resistance due to sensitization, that could have been induced by the temperatures attained during gas tungsten arc welding. Tests demonstrated the presence of sensitization in the HAZ of the gas tungsten arc weld. The aircraft engine tailpipe failures were due to intergranular corrosion in service of the sensitized structure of the HAZs produced during gas tungsten arc welding. All gas tungsten arc welded tailpipes should be postweld annealed by re-solution treatment to redissolve all particles of carbide in the HAZ. Also, it was suggested that resistance seam welding be used, because there would be no corrosion problem with the faster cooling rate characteristic of this technique.

The U-0.8wt%Ti alloy is often used in weapon applications where high strength and fairly good ductility are necessary. Components are immersion quenched in water from the gamma phase to produce a martensitic structure that is amenable to aging. Undesirable conditions occur when a component occasionally cracks during the quenching process, and when tensile specimens fail prematurely during mechanical testing. These two failures prompted an investigative analysis and a series of studies to determine the causes of the cracking and erratic behavior observed in this alloy. Quench-related failures whereby components that cracked either during or immediately after the heat treatment/quenching operation were sectioned for metallographic examination of the microstructure to examine the degree of phase transformation. Examination of premature tensile specimen failures by scanning electron microscopy and X-ray imaging of fracture surfaces revealed pockets of inclusions at the crack origins. In addition, tests were conducted to evaluate the detrimental effects of internal hydrogen on ductility and crack initiation in this alloy.

The circumstances surrounding the in-service failure of a cast Ni-base superalloy (Alloy 713LC) second stage turbine blade and a cast and coated Co-base superalloy (MAR-M302) first stage air-cooled vane in two turbine engines used for marine application are described. An overview of a systematic approach, analyzing the nature of degeneration and failure of the failed components, utilizing conventional metallurgical techniques, is presented. The topographical features of the turbine blade fracture surface revealed a fatigue-induced crack growth pattern, where crack initiation had taken place in the blade trailing edge. An estimate of the crack-growth rate for the stage II fatigue fracture region coupled with the metallographic results helped to identify the final mode of the turbine blade failure. A detailed metallographic and fractographic examination of the air-cooled vane revealed that coating erosion in conjunction with severe hot-corrosion was responsible for crack initiation in the leading edge area.

A slide and the two guideways of a pump had to be disassembled already during run-in time after approximately 20 h because they had galled completely, before the rated speed of 800 rpm was reached. Chemical analysis of the slide showed the following composition: 3.60C, 3.22Graphite, 2.49Si, 0.51Mn, 0.485P, and 0.112S. The iron was thus distinctly hypereutectic. The galling of the pump parts therefore was favored by an unsuitable structure caused by improper composition and fast cooling. Distortion by casting stresses may have been contributory or may have played the principal part. In order to prevent a repetition, the use of hypoeutectic or eutectic iron, slower cooling of the casting, inoculation of the melt with finely powdered ferrosilicon, and possibly rounding-off the edges or machining of the surfaces are recommended.

Leakage was detected in a malleable iron elbow (ASTM A 47, grade 35018) after only three months in service. Life expectancy for the elbow was 12 to 24 months. The piping alternately supplied steam and cooling water to a tire-curing press. The supply line and elbow were subjected to 14 heating and cooling cycles per hour for at least 16 h/day, or a minimum of 224 cycles/day. Steam and water pressure were 1035 kPa (150 psi) and 895 kPa (130 psi) respectively, and water-flow rate was estimated to be 1325 L/min (350 gal/min) based on pump capacity. Water-inlet temperature was 10 to 15 deg C (50 to 60 deg F) and outlet temperature was 50 to 60 deg C (120 to 140 deg F). The pH of the water was 6.9. Investigation (visual inspection, chemical analysis, and 67x nital etched micrographs) supported the conclusion that the elbows had been given the usual annealing and normalizing treatment for ferritizing malleable iron. This resulted in lower resistance to erosion and corrosion than pearlitic malleable iron. Recommendations included replacing the elbows with heat-treated fittings with a pearlitic malleable microstructure.

Two AISI type 316 stainless steel components intended for use in a reducer section for sodium piping in a fast breeder test reactor were found to be severely corroded—the first soon after pickling, and the second after passivation treatments. Metallographic examination revealed that one of the components was in a highly sensitized condition and that the pickling and passivation had resulted in severe intergranular corrosion. The other component was fabricated from thick plate and, after machining, the outer surface represented the transverse section of the original plate. Pickling and passivation resulted in severe pitting because of end-grain effect. Strict control of heat treatment parameters to prevent sensitization and modification of pickling and passivating conditions for machined components were recommended.

This article provides an overview of the effects of various material- and process-related parameters on residual stress, distortion control, cracking, and microstructure/property relationships as they relate to various types of failure. It discusses phase transformations that occur during heat treating and describes the metallurgical sources of stress and distortion during heating and cooling. The article summarizes the effect of materials and the quench-process design on distortion and cracking and details the effect of cooling characteristics on residual stress and distortion. It also provides information on the methods of minimizing distortion and tempering. The article concludes with a discussion on the effect of heat treatment processes on microstructure/property-related failures.

This article introduces some of the general sources of heat treating problems with particular emphasis on problems caused by the actual heat treating process and the significant thermal and transformation stresses within a heat treated part. It addresses the design and material factors that cause a part to fail during heat treatment. The article discusses the problems associated with heating and furnaces, quenching media, quenching stresses, hardenability, tempering, carburizing, carbonitriding, and nitriding as well as potential stainless steel problems and problems associated with nonferrous heat treatments. The processes involved in cold working of certain ferrous and nonferrous alloys are also covered.

Two oil-pump gears broke after four months of service in a gas compressor that operated at 1000 rpm and provided a discharge pressure of 7240 kPa (1050 psi). The compressor ran intermittently with sudden starts and stops. The large gear was sand cast from class 40 gray iron with a tensile strength of 290 MPa (42 ksi) at 207 HRB. The smaller gear was sand cast from ASTM A536, grade 100-70-03, ductile iron with a tensile strength of 696 MPa (101 ksi) at 241 HRB. Analysis (metallographic examination) supported the conclusion that excessive beam loading and a lack of ductility in the gray iron gear teeth were the primary causes of fracture. During subsequent rotation, fragments of gray iron damaged the mating ductile iron gear. Recommendations included replacing the large gear material with ASTM A536, grade 100-70-03, ductile iron normalized at 925 deg C (1700 deg F), air cooled, reheated to 870 deg C (1600 deg F), and oil quenched. The larger gear should be tempered to 200 to 240 HRB, and the smaller gear to 240 to 280 HRB.

Cold cracking of structural steel weldments is a well-documented failure mechanism, and extensive work has been done to recognize welding and materials selection parameters associated with it. These efforts, however, have not fully eliminated the occurrence of such failures. This article examines a case of cold cracking failure in the construction industry. Fortunately, the failure was identified prior to final erection of the structural members and the weld was successfully reworked. The article explains how various welding parameters, such as electrode/wire selection, joint design, and pre/postheating, played a role in the failure. Human factors and fabrication practices that contributed to the problem are covered as well.

An elbow of 70 mm OD and 10 mm wall thickness made from St 35.29, and exposed to 315 atmospheres internal pressure in an oil hydraulic shear installation, cracked lengthwise after a short operating period. Because the stress was not sufficient to explain the fracture of this elbow under this pressure, an investigation was conducted to establish whether material or processing errors had occurred. Microscopic examination showed that a ferritic-pearlitic structure in select locations was very fine-grained. Other signs of fast cooling as compared to normally formed structure of the core zone were noted. It was also possible that the pipe was resting on a cold plate during bending or that it came in touch with a cold tool. This apparently caused the strains at the transition to the cross-sectional part that had been cooled more slowly. The location of the crack at just this point gave rise to the conclusion that it was formed either by the sole or contributive effect of these stresses.

A root cause failure analysis was performed on a vaporizer coil removed from a horizontal forced circulation vaporizer. The carbon steel coil was wound in a right-hand helix with a coil centerline diameter of about 2 m. The vaporizer was gas fired and used Dowtherm A as the heat transfer fluid. Design conditions are based on annular fluid flow to cool the coil wall. NDE, metallographic and fractographic examinations were performed. Numerous, circumferentially oriented, OD initiating cracks were found near the crown for two coils near the non-fired end of the vaporizer. The cracking was confined to the inner diameter of the vaporizer coil at positions from 4:00 to 7:00. The cracking was characterized as transgranular and the fracture surface had beach marks. The failure mechanism was thermal fatigue. The heat transfer calculation predicted that dryout of the coil would occur for coils at the non-fired end of the vaporizer during low flow transients. Dryout results in rapid increase in the tube wall temperature. Thermal cycling of the coil is completed by liquid quenching resulting from resumption of normal flow rates and the return to annular flow. The probable root cause of failure was low flow transient operation.

The horizontal heat-exchanger tubes made of copper alloy C70600, in one of two hydraulic-oil coolers in an electric power plant, leaked after 18 months of service. River water was used as the coolant in the heat-exchanger tubes. Several nodules on the inner surface and holes through the tube wall, which appeared to have formed by pitting under the nodules, were revealed by visual examination. Steep sidewalls, which indicated a high rate of attack, were revealed by microscopic examination of a section through the pit which had penetrated the tube wall. The major constituent of reddish deposit on the inner surfaces of the tubes was revealed to be iron oxide and slight manganese dioxide. Effluent from steel mills upstream was indicated by the presence of these and other constituents to be the source of most of the solids found in the tubes. It was concluded that the tubing failed by crevice corrosion. The tubing in the cooler was replaced, and cooling-water supply was changed from river to city water, which contained no dirt to deposit on the tube surfaces. An alternate solution of installing replacement tubes in the vertical position to make deposition of solids from river water less likely was suggested.

To permit bolting of a 90 lb/yd. flat-bottomed rail to a steel structure, rectangular slots 2 in. wide x 1 in. deep were flame-cut in the base of the rail at 2 ft intervals to suit existing bolt holes. During subsequent handling, one of the rails (which were about 25 ft long) was dropped from a height of approximately 6 ft on to a concrete floor and it fractured into 11 pieces, each break occurring at a slot. The sample piece submitted for examination showed a wholly brittle fracture at each end, the fractures having originated at the sharp corners of the slots. During flame-cutting, a narrow band of material on each side of the cut was raised above the hardening temperature. When the torch had passed the rate of abstraction of heat from this zone by conduction into the cold mass of the rail was sufficiently rapid to amount to a quench and thus cause local hardening. The steel in the regions of the slots possessed little capacity for deformation, and fracturing of the martensitic layer, under cooling or impact stresses, would be likely to occur. The slots should have been cut mechanically.

Corrosion in a closed-loop cooling water system constructed of austenitic stainless steel occurred during an extended lay up of the system with biologically contaminated water. The characteristics of the failure were those of microbiologically influenced corrosion (MIC). The corrosion occurred at welds and consisted of large subsurface void formations with pinhole penetrations of the surfaces. Corrosive attack initiated in the heat affected zones of the welds, usually immediately adjacent to fusion lines. Stepwise grinding, polishing, and etching through the affected areas revealed that voids generally grew in the wrought material by uniform general corrosion. Tunneling or worm-holing was also observed, whereby void extension occurred by initiating daughter voids probably at flaws or other inhomogeneities. Selective attack occurred within the fusion zone, i.e., within the cast two-phase structure of the weld filler itself. The result was a void wall which consisted of a rough and porous ferritic material, a consequence of preferential attack of the austenitic phase and slightly lower rate of corrosive attack of the ferrite phase. The three-dimensional spongy surface was studied optically and with the scanning electron microscope.

Several fractures occurred in flange studs used for remote handling of radioactive equipment. The studs, of quenched-and-tempered type 414 stainless steel, fractured in the HAZs produced in the studs during the circumferential welding that joined the studs to the flanges. The weld deposits were of type 347 stainless steel, and the flanges were type 304 stainless steel. Metallographic examination of the failed studs revealed that the HAZs contained regions of martensite and that intergranular cracks, which initiated at the stud surfaces during welding, propagated to complete separation under subsequent loading. The studs fractured under service loads as a result of intergranular crack propagation in the HAZ. Rapid heating and cooling during attachment welding produced a martensitic structure in the HAZ of the stud, which cracked circumferentially from the combination of thermal-gradient and phase-change stresses. Joining the studs to the flanges by welding should be discontinued. They should be attached by screw threads, using a key and keyway to prevent turning in service.

Hardenability evaluation is typically applied to heat treatment process control, but can also augment standard metallurgical failure analysis techniques for steel components. A comprehensive understanding of steel hardenability is an essential complement to the skills of the metallurgical failure analyst. The empirical information supplied by hardenability analysis can provide additional processing and service insight to the investigator. The intent of this paper is to describe some applications of steel thermal response concepts in failure analysis, and several case studies are included to illustrate these applications.