Occasional failures were experienced in spool-type valves used in a hydraulic system. When a valve would fail, the close-fitting rotary valve would seize, causing loss of flow control of the hydraulic oil. The rotating spool in the valve was made of 8620 steel and was gas carburized. The cylinder in which the spool fitted was made of 1117 steel, also gas carburized. Investigation (visual inspection, low magnification images, 400x images, metallographic exam, and hardness testing) supported the conclusion that momentary sliding contact between the spool and the cylinder wall caused unstable retained austenite in the failed cylinder to transform to martensite. The increase in volume resulted in sufficient size distortion to cause interference between the cylinder and the spool, seizing, and loss of flow control. The failed parts had been carburized in a process in which the carbon potential was too high, which resulted in a microstructure having excessive retained austenite after heat treatment. Recommendations included modifying the composition of the carburizing atmosphere to yield carburized parts that did not retain significant amounts of austenite when they were heat treated.

The genesis of failure of 6.1 mm thick electric resistance welded API 5L X-46 pipes during pretesting at a pressure equivalent to 90% of specified minimum yield strength was investigated. Cracks were found to initiate on the outer surface of the pipes in the fusion zone and propagate along the through-thickness direction. The presence of extensive decarburization and formation of a soft ferrite band within the fusion zone may have contributed to the nucleation of the cracks. Crack propagation was aided by the presence of exogenous inclusions entrapped within the fusion zone. Analysis of these inclusions confirmed the presence of Fe, Si, Ca, and O, indicating slag entrapment to be the most probable culprit.

Valve seats fractured during testing and during service. The seats were machined from grade 11L17 steel and were surface hardened by carburization. Investigation (visual inspection, hardness testing, 59x SEM images, and 2% nital etched 15x cross sections) supported the conclusion that the fracture occurred via brittle overload, which was predominantly intergranular. The amount of bending evidence and the directionality of the core overload fracture features suggest that the applied stresses were not purely axial, as would be anticipated in this application. The level of retained austenite in the hardened case layer likely contributed to the failure.

An impact breaker bar showed signs of rapid wear. The nominal composition of this chromium alloy cast iron was Fe-2.75C-0.75Mn-0.5Si-0.5Ni-19.5Cr-1.1Mo. The measured hardness of this bar was 450 to 500 HRB. The desired hardness for this material after air hardening is 600 to 650 HRB. The microstructure consisted of eutectic chromium carbides (Cr7C3) in a matrix of retained austenite and martensite intermingled with secondary carbides. Analysis (visual inspection and 500x view of sections etched with Marble's reagent) supported the conclusion that the low hardness resulted from an excessive amount of retained austenite. This caused reduced wear resistance and thus rapid wear in service. Recommendations included avoiding an excessive austenitizing temperature and excessive cooling rates from the austenitizing temperature and controlling the chemical composition to avoid excessive hardenability for the section size involved.

The outer tube, or stem, on a bicycle frame fractured after two years of use. Detailed investigation revealed that the lower stem bearing had been loose for some time and the bottom bearing cup contained many cracks. Metallographic examination of the chromium-plated cup confirmed the brittle nature of the cracks, located along prior austenite boundaries. The failure was attributed to hydrogen embrittlement due to improper manufacturing procedures following chromium plating. The cracking led to looseness in the bearing and consequent scoring, cracking, and overloading of the stem.

This article provides an overview of the effects of various material- and process-related parameters on residual stress, distortion control, cracking, and microstructure/property relationships as they relate to various types of failure. It discusses phase transformations that occur during heat treating and describes the metallurgical sources of stress and distortion during heating and cooling. The article summarizes the effect of materials and the quench-process design on distortion and cracking and details the effect of cooling characteristics on residual stress and distortion. It also provides information on the methods of minimizing distortion and tempering. The article concludes with a discussion on the effect of heat treatment processes on microstructure/property-related failures.