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Series: ASM Handbook
Volume: 11A
Publisher: ASM International
Published: 30 August 2021
DOI: 10.31399/asm.hb.v11A.a0006810
EISBN: 978-1-62708-329-4
Abstract
In addition to failures in shafts, this article discusses failures in connecting rods, which translate rotary motion to linear motion (and conversely), and in piston rods, which translate the action of fluid power to linear motion. It begins by discussing the origins of fracture. Next, the article describes the background information about the shaft used for examination. Then, it focuses on various failures in shafts, namely bending fatigue, torsional fatigue, axial fatigue, contact fatigue, wear, brittle fracture, and ductile fracture. Further, the article discusses the effects of distortion and corrosion on shafts. Finally, it discusses the types of stress raisers and the influence of changes in shaft diameter.
Series: ASM Handbook
Volume: 11A
Publisher: ASM International
Published: 30 August 2021
DOI: 10.31399/asm.hb.v11A.a0006830
EISBN: 978-1-62708-329-4
Abstract
The types of metal components used in lifting equipment include gears, shafts, drums and sheaves, brakes, brake wheels, couplings, bearings, wheels, electrical switchgear, chains, wire rope, and hooks. This article primarily deals with many of these metal components of lifting equipment in three categories: cranes and bridges, attachments used for direct lifting, and built-in members of lifting equipment. It first reviews the mechanisms, origins, and investigation of failures. Then the article describes the materials used for lifting equipment, followed by a section explaining the failure analysis of wire ropes and the failure of wire ropes due to corrosion, a common cause of wire-rope failure. Further, it reviews the characteristics of shock loading, abrasive wear, and stress-corrosion cracking of a wire rope. Then, the article provides information on the failure analysis of chains, hooks, shafts, and cranes and related members.
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.bldgs.c9001644
EISBN: 978-1-62708-219-8
Abstract
A large fan assembly deformed and broke at multiple locations. The user wanted to know whether the bearing pillow block fracture caused the fan blade assembly to crack, or whether a fan blade assembly fracture caused the pillow block to crack. Close inspection of the entire length of the crack showed the crack probably grew quite a while before it was large enough to cause the final catastrophic event. No evidence of fatigue cracks was visible on the broken pillow blocks. In the absence of some other contradictory information, the usual conclusion would be to presume that the fatigue crack predated the single overload crack.
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.machtools.c0047779
EISBN: 978-1-62708-223-5
Abstract
Two A6 tool steel (free machining grade) shafts, parts of a clamping device used for bending 5.7 cm OD tubing on an 8.6 cm radius, failed simultaneously under a maximum clamping force of 54,430 kg. The shaft was imposed with cyclic tensile stresses due to the clamping force and unidirectional bending stresses resulting from the nature of operation. Nonmetallic oxide-sulfide segregation was indicated by microscopic examination of the edge of the fracture surface. Both smooth and granular areas were revealed on visual examination of the fracture. The shaft was subjected to a low overstress as the smooth-textured fatigue zone was relatively large compared with the crystalline textured coarse final-fracture zone. The fatigue crack was nucleated by the nonmetallic inclusion that intersected the surface and initiated in the 0.25 mm radius fillet at a change in section due to stress concentration. To minimize this stress concentration, a larger radius fillet shaft at the critical change in section was suggested as corrective measure.
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.design.c9001551
EISBN: 978-1-62708-233-4
Abstract
A multi-million dollar, four-color printing press used to produce a major weekly magazine was breaking pinions (shouldered shafts) on rolls. The cause of fracture was cyclic fatigue. Steel quality and heat treatment met expected standards. The pinion fracture showed multiple origins indicating rotational vibration fatigue. Keeping bolts tight solved this problem. In another case, grinding machines were unable to produce surfaces of uniform quality and smoothness on steel bearing products. Measurements showed that self-excited vibrations were created when particular steels were ground. It was found that the natural frequency of the wheel truing device was the culprit. A tuned damped absorber was designed and built to modify the resonance. This eliminated the problem.
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.aero.c0046870
EISBN: 978-1-62708-217-4
Abstract
A hollow, splined alloy steel aircraft shaft (machined from an AMS 6415 steel forging – approximately the same composition as 4340 steel – then quenched and tempered to a hardness of 44.5 to 49 HRC) cracked in service after more than 10,000 h of flight time. The inner surface of the hollow shaft was exposed to hydraulic oil at temperatures of 0 to 80 deg C (30 to 180 deg F). Analysis (visual inspection, 15-30x low magnification examination, 4x light fractograph, chemical analysis, hardness testing) supported the conclusions that the shaft cracked in a region subjected to severe static radial, cyclic torsional, and cyclic bending loads. Cracking originated at corrosion pits on the smoothly finished surface and propagated as multiple small corrosion-fatigue cracks from separate nuclei. The originally noncorrosive environment (hydraulic oil) became corrosive in service because of the introduction of water into the oil. Recommendations included taking additional precautions in operation and maintenance to prevent the use of oil containing any water through filling spouts or air vents. Also, polishing to remove pitting corrosion (but staying within specified dimensional tolerances) was recommended as a standard maintenance procedure for shafts with long service lives.
Book Chapter
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.aero.c0047986
EISBN: 978-1-62708-217-4
Abstract
The engine on a jet aircraft was shut down immediately as it produced excessive vibration. Complete failure of the cage in one of the two main-shaft ball bearings (placed side by side in the engine) was revealed in the dismantled engine. The ball bearings (made of vacuum-melted 52100 steel) were both of the single-row deep-groove type with split inner rings and were designed to operate at a maximum temperature of 175 deg C. Overtempering of the rings was indicated by the reduced hardness in comparison to unfailed rings. Severe damage to approximately 20% of the load-bearing surface, with more damage on one of the shoulders of the groove, was revealed during examination of the outer raceway of the bearing which indicated misalignment of the bearing. No damage other than spalling cavities in the inner-ring raceway, caused by the elongated subsurface inclusion revealed by metallographic examination of circumferential section of the largest cavity, was exhibited by the second bearing. It was concluded that the fracture of the cage was caused by overheating and misalignment caused excessive stressing of the bearing on the main shaft.
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.aero.c9001505
EISBN: 978-1-62708-217-4
Abstract
A helicopter had just taken off when there was a loud bang and the engine started to overspeed. After landing and inspection, the transmission was disassembled. It was discovered that the assembly containing the output shaft to the main rotor had failed. The output shaft assembly was made up of two parts: the output shaft with an integral 10 in. diam upper disc at approximately mid-section; and a 10 in. diam lower disc. During manufacture, the lower disc was attached to the output shaft by an electron beam weld. The fracture had a single fatigue initiation site, coincident with the annular zone of remelted material on the inner surface of the disc. In the lower disc, the fracture was also 80% fatigue, but high stress, low cycle in nature and contained multiple initiation sites coincident with an electron beam weld bead. It was concluded that fatigue in the upper disc resulted from the presence of a metallurgical stress concentration caused by the electron weld beam impingement on the inner surface of the upper disc. An Airworthiness Directive was issued, and the manufacturer issued a mandatory service bulletin outlining a periodic inspection for the output shaft assembly.
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.power.c9001620
EISBN: 978-1-62708-229-7
Abstract
Two vertical coal-pulverizer shafts at a coal-fired generation station failed after four to five years in service. One shaft was completely broken, and the other was unbroken but cracked at both ends. shaft material was AISI type 4340 Ni-Cr- Mo alloy steel, with a uniform hardness of approximately HRC 27. Metallographic examination of transverse sections through the surface-damaged areas adjacent to the cracks also showed additional small cracks growing at an angle of approximately 60 deg to the surface. The crack propagation mode appeared to be wholly transgranular. SEM examination revealed finely spaced striations on the crack surfaces, supporting a diagnosis of fatigue cracking. Crack initiation in the pulverizer shafts started as a result of fretting fatigue. Greater attention to lubrication was suggested, combined with asking the manufacturer to consider nitriding the splined shaft. It was suggested that the surfaces be securely clamped together and that an in-service maintenance program be initiated to ensure that the tightness of the clamping bolts was verified regularly.
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.power.c0047813
EISBN: 978-1-62708-229-7
Abstract
After being in service for ten years the ball-and-race coal pulverizer was investigated after noises were noted in it. Its lower grinding ring was attached to the 6150 normalized steel outer main shaft while the upper grinding ring was suspended by springs from a spider attached to the shaft. A circumferential crack in the main shaft at an abrupt change in shaft diam just below the upper radial bearing was revealed by visual examination. The smaller end of the shaft was found to be slightly eccentric with the remainder when the shaft was set up in a lathe to machine out the crack for repair welding. The crack was opened by striking the small end of the shaft and the shaft was broken 1.3 cm away from the crack in the process. A previous fracture that resulted from torsional loading acting along a plane of maximum shear was revealed almost perpendicular to the axis of the shaft. Faint lines parallel to the visible crack thought to be fatigue cracks were revealed on examination of the machined surface. The shaft was repaired by welding a new section and machined to required diameters and tapers to avoid abrupt changes.
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.power.c9001725
EISBN: 978-1-62708-229-7
Abstract
Another failure in a turbogenerator, similar to the accidents in Toronto described in Metal Progress in July 1956, was due to the presence of fatigue cracks at ventilating holes. These acted as stress-raisers during temporary and minor overspeeding, inducing an almost instantaneous brittle failure which wrecked the machine, fortunately without human casualty.
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.power.c9001730
EISBN: 978-1-62708-229-7
Abstract
A shaft can crack twice before it fails. A Detroit electric plant had this experience with one in a coal pulverizer. Because the first crack rewelded partially (by friction) in service, the pulverizer remained serviceable until the second crack developed.
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.marine.c9001511
EISBN: 978-1-62708-227-3
Abstract
An LNG tanker experienced a fracture of the solid tail shaft, which is a section of the main drive shaft. The tail shaft was made of a forged low-carbon steel. In spite of two ultrasonic inspections, a large defect the size of a football in the center of the shaft was missed. During heat treating following forging, it was surmised that the defect led to the propagation of an internal brittle crack, or clink. A fatigue crack propagated from this origin to the outer surface of the shaft after about a year of service. Finally a last ligament of a few square inches held the shaft together and broke, leading to the separation of the shaft. The cause of failure was fatigue crack initiation and crack growth under reverse bending cyclic stresses. There was no indication that misalignment existed because there was no indication of fretting at the bolt holes in the flange at the end of the shaft. In the case of this shaft, a solution would have been to machine the core of the shaft to remove the brittle material or to use a tubular shaft.
Book Chapter
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.auto.c0047846
EISBN: 978-1-62708-218-1
Abstract
An 8640 steel shaft installed in a fuel-injection-pump governor that controlled the speed of a diesel engine used in trucks and tractors broke after few days of operation. The mechanism that drove the shaft was designed to include a slip clutch to protect the governor shaft from shock loading. It was revealed by visual examination that the fracture had initiated in the sharp corner at the bottom of a longitudinal hole which was part of a force feed lubricating system. Beach marks were observed on the fracture surfaces. It was revealed by further examination that the slip clutch was removed in an effort to reduce cost and hence the shaft was subjected to increased vibration and shock loading. Insufficient fatigue limit of the shaft was revealed by fatigue testing of the shafts taken from stock in a rotating-beam machine. As a corrective measure, the fatigue limit of shafts was increased to 760 MPA by nitriding for 10 h at 515 deg C.
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.aero.c9001905
EISBN: 978-1-62708-217-4
Abstract
A bomb retaining ring fabricated from type 302 stainless steel unwrapped during a practice flight, causing the bomb fins to deploy. The retaining ring was able to unwrap itself because it was thinner and softer than required. Hardness testing, metallography, and tensile testing confirmed that the component was in the annealed condition and not in the required work-hardened 1/4-hard condition.
Book Chapter
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.process.c9001436
EISBN: 978-1-62708-235-8
Abstract
A 3 in. diam shaft was found to have suffered excessive wear on one of the journals and was built up by welding. While it was in the lathe prior to turning down the built-up region, a crack was discovered in the root of the oil-seal groove and subsequently the end of the shaft was broken off with hammer blows. The fracture surface was duplex in nature, there being an annular region surrounding a central zone, which suggests that the fracture developed in two stages. Microscopic examination confirmed that the fracture was of the brittle type. The shaft material showed a microstructure typical of a medium-carbon steel (carbon approximately 0.4%) in the normalized condition, a material not weldable by ordinary methods. It was concluded that the post-welding crack arose primarily from the thermal contraction which developed in the weld metal on cooling. It is probable that if the built-up zone had extended beyond the oil seal groove, failure in the manner would not have occurred. Experience indicated however, that failure from fatigue cracking would still have been likely to occur.
Book Chapter
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.process.c0047161
EISBN: 978-1-62708-235-8
Abstract
Routine magnetic-particle inspection revealed crack indications in a number of shafts produced from hot-rolled 4130 steel bar. A pronounced indication of this size is cause for rejection if the defect is not eliminated during subsequent machining. A microstructural analysis of the shaft cross section revealed that the crack was approximately 0.5 mm (0.020 in.) deep and oriented in a radial direction. Furthermore, no stringer-type nonmetallic inclusions were observed in the vicinity of the flaw, which did not display the intergranular characteristics of a quench crack. The defect did, however, contain substantial amounts of oxide, which evidently resulted from the hot-working operation. This evidence supports the conclusion that the appearance of this discontinuity, with the long axis parallel to the working direction and radial orientation with regard to depth, strongly suggests a seam produced during rolling. Use of components with surface-defect indications as small as 0.5 mm (0.02 in.) can be risky in certain circumstances. Depending on the orientation of the flaw with respect to applied loads, the nature of the applied forces (for example, cyclic), and the operating environment, such a surface flaw can become the initiating site for a fatigue crack or a corrosion-related failure.
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.process.c0089774
EISBN: 978-1-62708-235-8
Abstract
An amusement ride failed when a component in the ride parted, permitting it to fly apart. The ride consisted of a central shaft supporting a spider of three arms, each of which was equipped with an AISI 1040 steel secondary shaft about which a circular platform rotated. The main shaft rotated at about 12 rpm and the platforms at a speed of 20 rpm. The accident occurred when one of the secondary shafts on the amusement ride broke. The point of fracture was adjacent to a weld that attached the shaft to a 16 mm thick plate, which in turn bore the platform support arms. Investigation (visual inspection, 0.4x magnification, and stress analysis) supported the conclusion that a likely cause for the fatigue failure was the combination of residual stresses generated in welding and centrifugal service stresses from operation that were accentuated by areas of stress concentration at the undercut locations. Without the excessive residual stress, the shaft dimensions appeared ample for the service load. Recommendations included applying the fillet weld with more care to avoid undercutting. The residual stresses could be minimized by pre-weld and post-weld heat application.
Book Chapter
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.conag.c9001472
EISBN: 978-1-62708-221-1
Abstract
Severe damage to the jib of a dragline excavator resulted from failure of the shaft which carried the derricking sheaves at the apex of the "A" frame. Failure occurred within the hub of the center sheave of the group of three at the right-hand end of the shaft. The shaft was manufactured from a 0.5% carbon, 1% chromium steel heat treated to give a hardness value of 300 VDP. The material was in the hardened and tempered condition and showed no abnormalities which would predispose to early failure. The content of non-metallic matter was only of nominal amount. Failure of the shaft resulted from fatigue due to the cumulative action of the repeated stresses which it had been subjected to during service. The shaft had been subjected to repeated stress applications sufficient to result in the initiation and development of a fatigue crack at the radial hole. To prevent a repetition of the failure it was recommended that the stress-raising effect of the holes be reduced by chamfering or preferably rounding-off the edges. Furthermore, rotation of the shaft should be prevented so that the radial holes were positioned on the opposite side of the shaft.
Series: ASM Failure Analysis Case Histories
Publisher: ASM International
Published: 01 June 2019
DOI: 10.31399/asm.fach.conag.c0047212
EISBN: 978-1-62708-221-1
Abstract
A steering knuckle used on an earthmover failed in service. The component fractured into a flange portion and a shaft portion. The flange was 27.9 cm (11 in.) in diam around which there were 12 evenly spaced 16 mm diam bolt holes. The shaft was hollow with a 10.5 cm (4 in.) OD and a wall thickness of 17 mm. The steering knuckle was made of 4340 steel and heat treated to a hardness of about 415 HRB (yield strength of about 1069 MPa, or 155 ksi). The vehicle had been involved in a field accident six months before the steering knuckle failed. Several components, including portions of the frame, had been damaged and replaced, but there was no observed damage to the steering. Analysis supported the conclusion that the fracture was the result of the prior accident, the most likely explanation being that the shaft was bent and that continued use caused a crack to initiate and propagate to fracture. No evidence of a defective design, improper microstructure, high inclusion count, or other stress-raising condition was observed. No recommendations were made.