This article introduces some of the general sources of heat treating problems with particular emphasis on problems caused by the actual heat treating process and the significant thermal and transformation stresses within a heat treated part. It addresses the design and material factors that cause a part to fail during heat treatment. The article discusses the problems associated with heating and furnaces, quenching media, quenching stresses, hardenability, tempering, carburizing, carbonitriding, and nitriding as well as potential stainless steel problems and problems associated with nonferrous heat treatments. The processes involved in cold working of certain ferrous and nonferrous alloys are also covered.

Mower blades manufactured from grade 1566 high-manganese carbon steel failed a standard 90 deg test. The blades had been austempered and reportedly fractured in a brittle manner during testing. The austempering treatment was intended to produce a bainitic microstructure, but investigation (visual inspection, 2% nital etched 8.9x/196x images) showed that the typical core microstructure contained alternating bands of martensite and bainite. The conclusion was that the nonuniform microstructure was likely responsible for the atypical brittle behavior of the blades, and the observed structure suggests that the austempering heat treatment was performed too close to the nominal martensite start temperature. Recommendations included raising the austempering salt-bath temperature 56 deg C (100 deg F) to account for localized compositional variation.

Operation handles produced from C45 steel showed many fine cracks at the flame hardened noses. The cracks ran from the corners of indentations caused by the tool during alignment. Metallographic investigation showed the nose was overheated during flame hardening. It was concluded that the numerous hardening cracks were caused by abrupt quenching from over-heating temperature and by local stress concentrations due to indentations of the tool caused during alignment.

A plant had manufactured and heat treated their product in house for years. As time went on, the special steel that they had been using became more expensive, and a switch was made to a more common and less highly alloyed material. However, no change in hardness specifications were made, because calculations of ideal critical diameter and analysis of available hardenability data indicated that the original hardness specification could be met. There was, however, less room for process variation. The parts ended up containing temper carbides, developed heavy decarburization, and experienced excessive distortion because they were left in the furnace for extended and varying periods with the temperature “turned down a couple hundred degrees.”

This article provides an overview of the effects of various material- and process-related parameters on residual stress, distortion control, cracking, and microstructure/property relationships as they relate to various types of failure. It discusses phase transformations that occur during heat treating and describes the metallurgical sources of stress and distortion during heating and cooling. The article summarizes the effect of materials and the quench-process design on distortion and cracking and details the effect of cooling characteristics on residual stress and distortion. It also provides information on the methods of minimizing distortion and tempering. The article concludes with a discussion on the effect of heat treatment processes on microstructure/property-related failures.

Two 25 x 40 mm (1 x 1.5 in.) AISI 4150 hot-rolled steel bars that cracked during heat treatment were examined to determine whether the heat treating procedure had contributed to the failure. Metallographic examination of a cross section taken through the fracture revealed an oxide coating on both sides of the fracture surface. The oxide was also found on the top and bottom sides of the sample. Sawcut sides of the bar did not exhibit the oxide layer The presence of the oxide in the fracture, combined with its absence on all exterior surfaces, indicated that the fracture occurred as a result of an oxide seam in the original material rather than from oxide from heat treating. Nondestructive testing prior to machining and heat treatment was recommended.

A heat-treated, cadmium-plated AISI 8740 steel bolt broke through the head-to-shank fillet while being handled during assembly. Fractographic and metallographic examination of the bolt traced the cause of failure to quench cracking, which occurred when the part was water cooled following hot heading and prior to the production run. The process chart for hot heading was changed from water quenching to air cooling following the forming operation.