This article introduces some of the general sources of heat treating problems with particular emphasis on problems caused by the actual heat treating process and the significant thermal and transformation stresses within a heat treated part. It addresses the design and material factors that cause a part to fail during heat treatment. The article discusses the problems associated with heating and furnaces, quenching media, quenching stresses, hardenability, tempering, carburizing, carbonitriding, and nitriding as well as potential stainless steel problems and problems associated with nonferrous heat treatments. The processes involved in cold working of certain ferrous and nonferrous alloys are also covered.

This article is dedicated to the fields of mechanical engineering and machine design. It also intends to give a nonexhaustive view of the preventive side of the failure analysis of rolling-element bearings (REBs) and of some of the developments in terms of materials and surface engineering. The article presents the nomenclature, numbering systems, and worldwide market of REBs as well as provides description of REBs as high-tech machine components. It discusses heat treatments, performance, and properties of bearing materials. The processes involved in the examination of failed bearings are also explained. Finally, the article discusses in detail the characteristics and prevention of the various types of failures of REBs: wear, fretting, corrosion, plastic flow, rolling-contact fatigue, and damage. The article includes an Appendix, which lists REB-related abbreviations, association websites, and ISO standards.

A section from a stop-block guide fell to the floor on a crane runway after it failed. A brittle crystalline-type break was disclosed by examination of the fracture surface. The point of initiation was in a hardened heat-affected layer that had developed during flame cutting and welding. The metal was identified to be 1020 steel. It was indicated by the coarse as-rolled structure (grain size of ASTM 00 to 4) of the base metal that the weldment (stop block and guide) had not been normalized. The brittle failure was evaluated to have been initiated at a metallurgical and mechanical notch produced by flame cutting and welding. As corrective measures, fully silicon-killed 1020 steel with a maximum grain size of ASTM 5 were used to make new stop-block weldments. The weldments were normalized at 900 deg C after flame cutting and welding to improve microstructure and impact strength. All flame-cut surfaces were ground to remove notches.

Three links of a chain showing unusually strong wear were examined. Corresponding to the stress, the wear was strongest in the bends of the links, but it was especially pronounced in the bend in which the butt weld seam was located. Investigation showed the links were manufactured from an unkilled carbon-deficient steel, and were case hardened to a depth of 0.8 to 0.9 mm. The peripheral structure at the places not showing wear consisted of coarse acicular martensite with a high percentage of retained austenite. The links therefore were strongly overheated, probably directly heated during case hardening. The butt weld seams were not tight and were covered with oxide inclusions. Given that wear occurred preferentially at the welds it may be concluded that this weld defect contributed to the substantial wear. This leaves unanswered whether these chains could have withstood the high operating stress if they had been welded satisfactorily and hardened correctly, and whether it made any sense to case harden highly stressed chains of this type.

After several years' use, an eyebolt suffered brittle fracture in the first turn of the thread. The fracture started at the notch at the root of the thread. Neither localized material defect nor an old crack were present. The investigation showed that instead of the specified steel quality St 37-2 N, a steel with about 0.5% C had been used. The microstructure with the coarse ferrite network indicated that the forged eye bolt had been normalized either at too high a temperature or not at all. In any case the anneal at 900 deg C produced a considerably more finely grained structure. In addition, the nature of the fracture and the results of the notched bar impact tests showed that in spite of the high C-content, the eye bolt had become brittle as a result of aging.

The bolt in a bolt and thimble assembly used to connect a wire rope to a crane hanger bracket was worn excessively. Two worn bolts, one new bolt, and a new thimble were examined. Specifications required the bolts to be made of 4140 steel heat treated to a hardness of 277 to 321 HRB. Thimbles were to be made of cast 8625 steel, but no heat treatment or hardness were specified. Analysis (visual inspection, hardness testing, and metallographic examination) supported the conclusion that the wear was due to strikingly difference hardness measurements in the bolt and thimble. Recommendations included hardening and tempering the bolts to the hardness range of 375 to 430 HRB. The thimbles should be heat treated to a similar microstructure and the same hardness range as those of the bolt. Molybdenum disulfide lubricant can be liberally applied during the initial installation of the bolts. A maintenance lubrication program was not suggested, but galling could be reduced by periodic application of a solid lubricant.

A 10,890-kg coil hook torch cut from 1040 steel plate failed while lifting a load of 13,600 kg after eight years of service. The normal ironing (wear) marks were exhibited by the inner surface of the hook. It was revealed by visual examination that cracking had originated at the inside radius of the hook. Beach marks (typical of fatigue fracture) were found extending over approximately 20% of the fracture surface. Numerous cracks were revealed by macroscopic examination of the torch-cut surfaces. It was revealed by macrograph of an etched specimen that the cracks had initiated in a hardened martensitic zone at the torch-cut surface and had extended up to the coarse pearlite structure beneath the martensitic zone. The fatigue fracture was concluded to have initiated in the brittle martensitic surface while failure was contributed by the 25% overload. As a corrective measure, the coil hooks were flame cut from ASTM A242 fine-grain steel plate, ground to remove the material damaged by flame cutting and stress relieved at 620 deg C.

A hook on a two-leg chain (each 13 mm diam, included angle 60 deg) failed at the junction of the eye and shank while lifting a 4990 kg load. The diam of the hook at this junction was approximately 22 mm. Light intergranular oxidation at the surface on the side of the hook where cracking started was revealed by visual examination of the fracture region. Almost 50% of the fracture surface was found to contain beach marks (indicative of fatigue failure) while the remainder contained cleavage facets. A medium-coarse acicular as-forged structure was revealed by metallographic examination and the metal was showed by chemical analysis to be semikilled 1015 steel. The fatigue fracture was concluded to have initiated in the intergranular oxidation region and the failure of the hook was contributed by the poor fatigue and impact properties of the forged structure. As a corrective measure, the chain-sling hook was replaced with one made of normalized, fully killed, finegrain 1020 steel.

The cross bars of conveyor belt links that served to transport glass containers through a stress relief furnace fractured in many cases. They consisted of wires of 5 mm diam made of low-carbon Siemens-Martin steel, while the interwoven longitudinal bars were made of strip steel of 4 x 2 sq mm. The furnace temperature was said to be 500 deg C. In addition to the fractures they also showed many more or less advanced cracks. These occurred in the circumferential grooves that recurred at regular intervals. The fractures were abraded and oxidized. They could have been fatigue fractures. The fracture probably was induced by the pressing-in or abrading of the sharp steel band edges into the surface of the cross bars. Torsion fatigue fractures may have started from these notches. Relaxation then contributed positively through recovery and recrystallization. Such damage occurs less frequently in round wire conveyor belt links because the round wire neither impresses so sharply nor abrades against the cross bars, and it also exerts less torsion than the flat wire.

Two tubular AISI 1025 steel posts (improved design) in a carrier vehicle failed by cracking at the radius of the flange after five weeks of service. The posts were two of four that supported the chassis of the vehicle high above the wheels. The original design involved a flat flange of low-carbon low-alloy steel that was welded to an AISI 1025 steel tube, and the improved design included placing the welded joint of the flange farther away from the flange fillet. Investigation (visual inspection and chemical analysis) supported the conclusion that the failures in the flanges of improved design were attributed to fatigue cracks initiating at the aluminum oxide inclusions in the flange fillet. Recommendations included retaining the improved design of the flange with the weld approximately 50 mm (2 in.) from the fillet, but changing the metal to a forging of AISI 4140 steel, oil quenched and tempered to a hardness of 241 to 285 HRB. Preheating to 370 deg C (700 deg F) before and during welding with AISI 4130 steel wire was specified. It was also recommended that the weld be subjected to magnetic-particle inspection and then stress relieved at 595 deg C (1100 deg F), followed by final machining.

Following disruption of the austenitic stainless steel basket of a hydro-extractor used for the separation of crystals of salt (sodium chloride) from glycerin, samples of the broken parts were analyzed. Examination revealed that the fish-plates joining the reinforcing hoops had broken, the shell had split from top to bottom adjacent to the weld, the top and bottom cover plates had become loose, all the rivets having pulled out, and the shaft was also found to be bent. Fracture took place in an irregular manner and was of the shear type towards both ends; it occurred immediately adjacent to the weld or a short distance from it and on alternate sides. Microscopical examination did not reveal any intergranular carbide precipitation, such as is well known to result in the weld-decay mode of failure. It was concluded that the primary cause of failure was stress-corrosion cracking arising from the combined effect of residual stresses and the corrosive effect of the material being centrifuged. If the shell had been stress-relieved after fabrication, the failure likely would not have occurred.

A large pressure vessel designed for use in an ammonia plant failed during hydrostatic testing. It was fabricated from ten Mn-Cr-Ni-Mo-V steel plates which were rolled and welded to form ten cylindrical shell sections and three forgings of similar composition. The fracture surfaces were metallographically examined to be typical for brittle steel fracture and associated with the circumferential weld that joined the flange forging to the first shell section. Featureless facets in the HAZ were observed and were revealed to be the fracture-initiation sites. Pronounced banding in the structure of the flange forging was revealed by examination. A greater susceptibility to cracking was interpreted from the higher hardenability found within the bands. Stress relief was concluded to have not been performed at the specified temperature level (by hardness and impact tests) which caused the formation of hard spots. The mode of crack propagation was established by microstructural examination to be transgranular cleavage. It was concluded that failure of the pressure vessel stemmed from the formation of transverse fabrication cracks in the HAZ fostered by the presence of hard spots. It was recommended that normalizing and tempering temperatures be modified and a revised forging practice explored.

A spherical carbon steel fixed-catalyst bed reactor, fabricated from French steel A42C-3S, approximately equivalent to ASTM A201 grade B, failed after 20 years of service while in a standby condition. The unit was found to contain primarily hydrogen at the time of failure. The vessel had a type 304 stainless steel shroud around the catalyst bed as protection against the overheating that was possible if the gas bypassed the bed through the refractory material. The failure was observed to have begun at the toe of the shroud-support ring weld. The ring was found to have a number of small cracks at the root of the weld. The cleavage mode of fracture was confirmed by SEM. The presence of extensive secondary cracking and twinning (Neumann bands) where the fracture followed the line of the shroud-support ring was revealed by metallography. It was revealed by refinery maintenance records that the ring had been removed for hydrotest and welded without any postweld heat treatment. The final cause of failure was concluded to be cracking that developed during the installation of the new shroud ring. Stress-relief heat treatments were recommended to be performed to reduce residual-stress levels after welding.

Tube sheets (found to be copper alloy C46400, or naval brass, and 5 cm (2 in.) thick) of an air compressor aftercooler were found to be cracked and leaking approximately 12 to 14 months after they had been retubed. Most of the tube sheets had been retubed several times previously because of unrelated tube failures. Sanitary (chlorinated) well water was generally used in the system, although filtered process make-up water (river water) containing ammonia was occasionally used. Investigation (visual inspection, chemical analysis, mercurous nitrate testing, unetched 5X micrographs, and 250X micrographs etched in 10% ammonium persulfate solution) supported the conclusion that the tube sheets failed by SCC as a result of the combined action of internal stresses and a corrosive environment. The internal stresses had been induced by retubing operations, and the environment had become corrosive when ammonia was introduced into the system by the occasional use of process make-up water. Recommendations included making a standard procedure to stress relieve tube sheets before each retubing operation. The stress relieving should be done by heating at 275 deg C (525 deg F) for 30 min and slowly cooling for 3 h to room temperature.

The onset of leakage adjacent to two butt welds in a 2 in. bore pipe was traced to the development of fine cracks. The pipe carried 40% sodium hydroxide solution. The actual temperature was not known, but the pipeline was steam traced at a pressure of 30 psi, equivalent to a temperature of 130 deg C (266 deg F). Magnetic crack detection revealed circumferential crack-like indications situated a short distance from the butt weld. Cracking originated on the bore surfaces of the tube and was of an intergranular nature reminiscent of caustic cracking in steam boilers. The strength of the solution of caustic soda and possibly the temperature also were in the range known to produce stress-corrosion cracking of mild steels in the presence of stresses of sufficient magnitude. In this instance the location of the cracking suggested that residual stresses from welding, which approach yield point magnitude, were responsible. As all other welds were suspect, the remedy was to remove the joints and to reweld followed by local stress relief.

Two sand-cast low-alloy steel equalizer beams (ASTM A 148, grade 105-85) designed to distribute the load to the axles of a highway truck broke after an unreported length of service. Normal service life would have been about 805,000 km (500,000 mi) of truck operation. Investigation (visual inspection, chemical analysis, tensile testing, unetched 65x and 1% nital etched 65x magnification) supported the conclusions that the steel was too soft for the application – probably due to improper heat treatment. Fracture of the equalizer beams resulted from growth of mechanical cracks that were formed before the castings were heat treated. Recommendations included the following changes in processing: better gating and risering in the foundry to achieve sounder castings; better shakeout practice to avoid mechanical damage; better inspection to detect imperfections; and normalizing and tempering to achieve better mechanical properties.

A valve stem made of 17-4 PH (AISI type 630) stainless steel, which was used for operating a gate valve in a steam power plant, failed after approximately four months of service, during which it had been exposed to high-purity water at approximately 175 deg C (350 deg F) and 11 MPa (1600 psi). The valve stem was reported to have been solution heat treated at 1040 +/-14 deg C (1900 +/-25 deg F) for 30 min and either air quenched or oil quenched to room temperature. The stem was then reportedly aged at 550 to 595 deg C (1025 to 1100 deg F) for four hours. Investigation (visual inspection, 0.7x/50x images, hardness testing, reheat treatment, and metallographic examination) supported the conclusion that failure was by progressive SCC that originated at a stress concentration. Also, the solution heat treatment had been either omitted or performed at too high of a temperature, and the aging treatment had been at too low of a temperature. Recommendations included the following heat treatments: after forging, solution heat treat at 1040 deg C (1900 deg F) for one hour, then oil quench; to avoid susceptibility to SCC, age at 595 deg C (1100 deg F) for four hours, then air cool.

A 150 cm ID boiler drum made form ASTM A515, grade 70, steel failed during final hydrotesting at a pressure of approximately 26 MPa. Brittle fractures were revealed in between two SA-106C nozzles and remainder was found to involve tearing. Short, flat segments of fracture area, indicative of pre-existing cracks, were revealed by examination of the fracture surface at the drain grooves arc gouged at the nozzle sites. A thin layer of material with a dendritic structure was observed at the groove surface. The dendritic layer was revealed by qualitative microprobe analysis to contain over 1% C, higher than the carbon content of the base metal. The cracks in the drain groove surface could have occurred after arc gouging, during subsequent stress-relieving, or during the hydrostatic test. Flame cutting is not recommended for the type of steel used in the boiler drum because it can lead to local embrittlement and stress raisers, potentially initiating major failures.

Rivets from the longitudinal seam of the terminal shell ring of a 12 year old Lancashire boiler broke off easily during examination. Cleavage fractures indicated a brittle material. Microstructure of a sectioned rivet head was typical of a normal rimming steel except the ferrite crystals contained numerous nitride needles. Their existence indicated an abnormally high nitrogen content. If such a steel is heated for a lengthy period to a temperature of that prevailing in a boiler, precipitation of the nitrides may be expected, with consequent embrittlement. In this case, embrittlement of this type was the primary cause of the breaking off of the type rivet heads. Nothing was observed in the course of the examination that suggested caustic cracking.

The self-powered flux detectors used in some nuclear reactors are Pt or V-cored co-axial cables with MgO as an insulator and Inconel 600 as the outer sheath material. The detectors are designed to operate in a He atmosphere; to maximize the conduction of heat (generated from the interaction with gamma radiation) and to prevent corrosion. A number of failures have occurred over the years because of a loss of the He cover gas in the assembly. This has resulted in either acid attack on the Inconel 600 sheath in a wet environment or gaseous corrosion in a dry environment. In the latter case, nitriding and embrittlement occurred at temperatures as low as 300 to 400 deg C (determined from an examination of the oxidation of the Zircaloy-2 carrier rod on which the detectors were mounted). Recent results are described and discussed in terms of the oxidation and nitriding kinetics of Zircaloy-2 and Inconel 600, respectively.