This article introduces some of the general sources of heat treating problems with particular emphasis on problems caused by the actual heat treating process and the significant thermal and transformation stresses within a heat treated part. It addresses the design and material factors that cause a part to fail during heat treatment. The article discusses the problems associated with heating and furnaces, quenching media, quenching stresses, hardenability, tempering, carburizing, carbonitriding, and nitriding as well as potential stainless steel problems and problems associated with nonferrous heat treatments. The processes involved in cold working of certain ferrous and nonferrous alloys are also covered.

This article is dedicated to the fields of mechanical engineering and machine design. It also intends to give a nonexhaustive view of the preventive side of the failure analysis of rolling-element bearings (REBs) and of some of the developments in terms of materials and surface engineering. The article presents the nomenclature, numbering systems, and worldwide market of REBs as well as provides description of REBs as high-tech machine components. It discusses heat treatments, performance, and properties of bearing materials. The processes involved in the examination of failed bearings are also explained. Finally, the article discusses in detail the characteristics and prevention of the various types of failures of REBs: wear, fretting, corrosion, plastic flow, rolling-contact fatigue, and damage. The article includes an Appendix, which lists REB-related abbreviations, association websites, and ISO standards.

During a routine inspection on an aircraft assembly line, an airframe attachment bolt was found to be broken. The bolt was one of 12 that attach the lower outboard longeron to the wing carry-through structure. Failure occurred on the right-hand forward bolt in this longeron splice attachment. The bolt was fabricated from PH13-8Mo stainless steel heat treated to have an ultimate tensile strength of 1517 to 1655 MPa (220 to 240 ksi). A water-soluble coolant was used in drilling the bolt hole where this fastener was inserted. Investigation (visual inspection, 265 SEM images, hardness testing, auger emission spectroscopy and secondary imaging spectroscopy, tensile testing, and chemical analysis) supported the conclusion that failure of the attachment bolt was caused by stress corrosion. The source of the corrosive media was the water-soluble coolant used in boring the bolt holes. Recommendations included inspecting for corrosion all the bolts that were installed using the water-soluble coolant at the spliced joint areas, rinsing all machined bolt holes with a noncorrosive agent, and installing new PH13-8Mo stainless steel bolts with a polysulfide wet sealant.

A preflight inspection found a broken diaphragm from a side controller fabricated from 17-7 PH stainless steel in the RH 950 heat treatment condition. Failure occurred by cracking of the base of the flange-like diaphragm. The crack traveled 360 deg around the diaphragm. Scanning electron microscopy (SEM) revealed that the failure occurred by a brittle intergranular mechanism and stress-corrosion cracking (SCC), and indicated a failure mode of selective grain-boundary separation. The diaphragms were heat treated in batches of 25. An improper heat treatment could have resulted in the formation of grain boundary precipitates, including chromium carbides. It was concluded that failure of the diaphragm was due to a combination of sensitization caused by improper heat treatment and subsequent SCC. It was recommended that the remaining 24 sensor diaphragms from the affected batch be removed from service. In addition, a sample from each heat treat batch should be submitted to the Strauss test (ASTM A262, practice E) to determine susceptibility to intergranular corrosion. Also, it was recommended that a stress analysis be performed on the system to determine whether a different heat treatment (which would offer lower strength but higher toughness) could be used for this part.

Evidence of destructive pitting on the gear teeth (AMS 6263 steel) in the area of the pitchline was exhibited by an idler gear for the generator drive of an aircraft engine following test-stand engine testing. The case hardness was investigated to be lower than specified and it was suggested that it had resulted from surface defects. A decarburized surface layer and subsurface oxidation in the vicinity of pitting were revealed by metallographic examination of the 2% nital etched gear tooth sample. It was concluded that pitting had resulted as a combination of both the defects. The causes for the defects were reported based on previous investigation of heat treatment facilities. Oxide layer was caused by inadequate purging of air before carburization while decarburization was attributed to defects in the copper plating applied to the gear for its protection during austenitizing in an exothermic atmosphere. It was recommended that steps be taken during heat treatment to ensure neither of the two occurred.

Several elbow subassemblies comprising segments of oil-line assemblies that recycled aircraft-engine oil from pump to filter broke in service. The components of the subassemblies were made of aluminum alloy 6061-T6. Two subassemblies were returned to the laboratory to determine cause of failure. In one, the threaded boss had separated from the elbow at the weld. In the other, the failure was by fracture of the elbow near the flange. The separation of the threaded boss from the elbow was due to a poor welding procedure. Crack propagation was accelerated by fatigue caused by cyclic service stresses. The fracture of the second elbow near the flange was caused by overaging during repair welding of the boss weld. Satisfactory weld penetration was achieved by improved training of the welders plus more careful inspection. Repair welding was prohibited, to avoid recurrence of overaging from the welding heat. Additional support for the oil line was installed to reduce vibration and minimize fatigue of the elbow.

Postflight inspection of a gas-turbine aircraft engine that had experienced compressor stall revealed that the engine air-intake bullet assembly had dislodged and was seated against the engine-inlet guide vanes at the 3 o'clock position. The bullet assembly consisted of an outer aerodynamic shell and an inner stiffener shell, both of 1.3 mm (0.050 in.) thick aluminum alloy 6061-T6, and four attachment clips of 1 mm (0.040 in.) thick alclad aluminum alloy 2024-T42. Each clip was joined to the outer shell by 12 spot welds and was also joined to the stiffener. Analysis (visual inspection, dye-penetrant inspection, and 10x/150x micrographs of sections etched with Keller's reagent) supports the conclusion that the outer shell of the bullet assembly separated from the stiffener because the four attachment clips fractured through the shell-to-clip spot welds. Fracture occurred by fatigue that initiated at the notch created by the intersection of the faying surfaces of the clip and shell with the spot weld nuggets. The 6061 aluminum alloy shell and stiffener were in the annealed (O) temper rather than T6, as specified. Recommendations included heat treating the shell and stiffener to the T6 temper after forming.

The purpose of this investigation was to determine the root cause of the differences noted in the fatigue test data of main rotor spindle assembly retaining rods fabricated from three different vendors, as part of a Second Source evaluation process. ARL performed dimensional verification, accessed overall workmanship, and measured the respective surface roughness of the rods in an effort to identify any discrepancies. Next, mechanical testing was performed, followed by optical and electron microscopy, and chemical analysis. Finally, ARL performed laboratory heat treatments at the required aging temperature and follow-up mechanical testing.

A lever (machined from a casting made of AISI type 410 stainless steel, then surface hardened by nitriding) that was a component of the main fuel-control linkage of an aircraft engine fractured in flight after a service life of less than 50 h. Investigation (radiographic inspection) supported the conclusions that the lever broke at a cold shut extending through approximately 95% of the cross section. The normally applied load constituted an overload of the remainder of the lever. Recommendations included adding magnetic-particle inspection to the inspection procedures for this cast lever.

Failure of a case hardened steel shaft incorporated fuel pump in a turbine-powered aircraft resulted in damage to the aircraft. The disassembled pump was found to be dry and free of any contamination. Damage was exhibited on the pressure side of each spline tooth in the impeller and the relatively smooth cavities and undercutting of the flank on this side indicated that the damage was caused by an erosion or abrasion mechanism. A relatively smooth worn area was formed at the center of each tooth due to an abrasive action and an undulating outline with undercutting was observed on the damaged side. Particles of sand, paint, or plastic, fibers from the cartridge, brass, and steel were viewed in the brown residue on the filter cartridge under a low power microscope and later confirmed by chemical analysis. Large amount of iron was identified by application of a magnet. It was concluded that the combined effect of vibration and abrasive wear by sand and metal particles removed from the splines damaged the shaft. Case hardened spline teeth surface was recommended to increase resistance to wear and abrasion.

During a routine inspection on an aircraft assembly line, an airframe attachment bolt was found to be broken. The bolt was one of 12 that attach the lower outboard longeron to the wing carry-through structure. Failure occurred on the right-hand forward bolt in this longeron splice attachment. The bolt was fabricated from PH13-8Mo stainless steel heat treated to have an ultimate tensile strength of 1517 to 1655 MPa (220 to 240 ksi). A water-soluble coolant was used in drilling the bolt hole where this fastener was inserted. Investigation (visual inspection, 265 SEM images, hardness testing, auger emission spectroscopy and secondary imaging spectroscopy, tensile testing, and chemical analysis) supported the conclusion that failure of the attachment bolt was caused by stress corrosion. The source of the corrosive media was the water-soluble coolant used in boring the bolt holes. Recommendations included inspecting for corrosion all the bolts that were installed using the water-soluble coolant at the spliced joint areas, rinsing all machined bolt holes with a noncorrosive agent, and installing new PH13-8Mo stainless steel bolts with a polysulfide wet sealant.

This report covers case histories of failures in fixed-wing light aeroplane and helicopter components. A crankshaft of AISI 4340 Ni-Cr-Mo alloy steel, heat treated and nitrided all over, failed in bending fatigue. The nitrided layer was ground too rapidly causing excessive heat generation which induced grinding cracks and grinding burn. Tensional stresses resulting from grinding developed in a thin surface layer. On another crankshaft, chromium plating introduced undesirable residual tensile stresses. Such plating is an unsatisfactory finish for crankshafts of aircraft engines. Aircraft engine manufacturers and aeronautical standards require magnetic particle inspection to detect grinding cracks after reconditioning. Renitriding after any grinding is needed also, regardless of the amount of undersize as it introduces beneficial residual compressive stresses.

A throttle arm of an aircraft engine fractured and caused loss of engine control. The broken part consisted of a 6.4-mm (1/4-in.) diam medium-carbon steel rod with a thread to fit a knurled brass nut that was inserted into the throttle knob. The threaded rod had been welded to the throttle-linkage bar by an assembly-weld deposit made on the rod adjacent to the threaded portion. The fracture surface exhibited a coarse-grain brittle texture with an initiating crack at a thread root. The throttle-arm failed by brittle fracture because of the presence of cracks at the thread roots that were within the HAZ of the adjacent weld deposit. The heat of welding had generated a coarse-grain structure with a weak grain-boundary network of ferrite that had not been corrected by postweld heat treatment. The combination of the cracks and this unfavorable microstructure provided a weakened condition that resulted in catastrophic, brittle fracture under normal applied loads. The design was altered to eliminate the weld adjacent to the threaded portion of the rod.

A connecting rod from a failed engine ruptured in fatigue without evidence of excessive stresses, detonation, overheating, or oil starvation. The origin of the fatigue failure was completely mutilated but decarburization was observed. Significant amounts of decarburization (0.010 to 0.015 in.) were found also in other forgings, such as exhaust rocker arms, main rotor drag brace clevises, bolts of carriage diagonal struts, and spring legs of main landing gears. The failure mode was low-stress, high-cycle fatigue involving tension and bending loads. The main cause was a manufacturing deficiency. The usual way to eliminate decarburization is to machine off the soft skin or employ better quality control when making them. Many aircraft manufacturers employ forged parts with machined surfaces or with shot-peened as-forged surfaces without excessive decarburization.

A valve stem made of 17-4 PH (AISI type 630) stainless steel, which was used for operating a gate valve in a steam power plant, failed after approximately four months of service, during which it had been exposed to high-purity water at approximately 175 deg C (350 deg F) and 11 MPa (1600 psi). The valve stem was reported to have been solution heat treated at 1040 +/-14 deg C (1900 +/-25 deg F) for 30 min and either air quenched or oil quenched to room temperature. The stem was then reportedly aged at 550 to 595 deg C (1025 to 1100 deg F) for four hours. Investigation (visual inspection, 0.7x/50x images, hardness testing, reheat treatment, and metallographic examination) supported the conclusion that failure was by progressive SCC that originated at a stress concentration. Also, the solution heat treatment had been either omitted or performed at too high of a temperature, and the aging treatment had been at too low of a temperature. Recommendations included the following heat treatments: after forging, solution heat treat at 1040 deg C (1900 deg F) for one hour, then oil quench; to avoid susceptibility to SCC, age at 595 deg C (1100 deg F) for four hours, then air cool.

A 150 cm ID boiler drum made form ASTM A515, grade 70, steel failed during final hydrotesting at a pressure of approximately 26 MPa. Brittle fractures were revealed in between two SA-106C nozzles and remainder was found to involve tearing. Short, flat segments of fracture area, indicative of pre-existing cracks, were revealed by examination of the fracture surface at the drain grooves arc gouged at the nozzle sites. A thin layer of material with a dendritic structure was observed at the groove surface. The dendritic layer was revealed by qualitative microprobe analysis to contain over 1% C, higher than the carbon content of the base metal. The cracks in the drain groove surface could have occurred after arc gouging, during subsequent stress-relieving, or during the hydrostatic test. Flame cutting is not recommended for the type of steel used in the boiler drum because it can lead to local embrittlement and stress raisers, potentially initiating major failures.

Rivets from the longitudinal seam of the terminal shell ring of a 12 year old Lancashire boiler broke off easily during examination. Cleavage fractures indicated a brittle material. Microstructure of a sectioned rivet head was typical of a normal rimming steel except the ferrite crystals contained numerous nitride needles. Their existence indicated an abnormally high nitrogen content. If such a steel is heated for a lengthy period to a temperature of that prevailing in a boiler, precipitation of the nitrides may be expected, with consequent embrittlement. In this case, embrittlement of this type was the primary cause of the breaking off of the type rivet heads. Nothing was observed in the course of the examination that suggested caustic cracking.

The self-powered flux detectors used in some nuclear reactors are Pt or V-cored co-axial cables with MgO as an insulator and Inconel 600 as the outer sheath material. The detectors are designed to operate in a He atmosphere; to maximize the conduction of heat (generated from the interaction with gamma radiation) and to prevent corrosion. A number of failures have occurred over the years because of a loss of the He cover gas in the assembly. This has resulted in either acid attack on the Inconel 600 sheath in a wet environment or gaseous corrosion in a dry environment. In the latter case, nitriding and embrittlement occurred at temperatures as low as 300 to 400 deg C (determined from an examination of the oxidation of the Zircaloy-2 carrier rod on which the detectors were mounted). Recent results are described and discussed in terms of the oxidation and nitriding kinetics of Zircaloy-2 and Inconel 600, respectively.

Two diesel engine crankshafts of similar dimensions, the journal diam being approximately 7 in., failed due to cracking originating in the fillet at the junction between the crankpin and the web nearest to the flywheel. The cracks were discovered before rupture occurred. Several small cracks originated in the fillet, ran together and developed as two main crack fronts that ultimately merged into one, a typical example of a fatigue failure. Electromagnetic crack detection revealed the presence of a number of discontinuities which were located at a position that would correspond to the vertical axis of the original ingot. The crankshaft had not been stress-relieved after a welding operation had been carried out. The only satisfactory course to follow when dealing with a highly stressed part in which defects of the type in question are revealed during machining is to scrap the forging.

Three radiant tubes, made of three different high-temperature alloys, were removed from a carburizing furnace after approximately eight months of service when they showed evidence of failure by collapsing (telescoping) in a region 30 cm (12 in.) from the tube bottoms in the vicinity of the burners. The tubes had an original wall thickness of 3.0 mm (0.120 in.) and were made of three different alloys: the first was Hastelloy X; the second alloy was RA 333, a wrought nickel-base heat-resistant alloy; and the third was experimental alloy 634, which contained 72% Ni, 4% Cr, and 3.5% Si. The three radiant tubes had been operated at a temperature of about 1040 deg C (1900 deg F) to maintain furnace temperatures of 900 to 925 deg C (1650 to 1700 deg F). Analysis (visual inspection and micrographic examination) supported the conclusion that all three tubes failed by corrosion. Recommendations included replacing the material with an alloy, such as RA 333, with a higher chromium content and with an additional element, like silicon, resistant to carburization-oxidation.