A failed spiral gear and pinion set made from 4320H Ni-Cr-Mo alloy steel operating in a high-speed electric traction motor gear unit driving a rapid transit train were submitted for analysis. The pinion was intact, but the gear had broken into two sections that resulted when two fractured areas went through the body of the gear. Wheel mileage of the assembly was 34,000 miles at the time of failure. All physical and metallurgical characteristics were well within specified standards, and both parts should have withstood normal loading conditions. The primary mode of failure was tooth bending fatigue of the gear from the reverse direction near the toe end. The cause of failure was a crossed-over tooth bearing condition that placed loads at the heel end when going forward and at the toe end when going in reverse. The condition was too consistent to be a deflection under load; therefore, it most likely was permanent misalignment within the assembly.

A hypoid pinion made from 4820 Ni-Mo alloy steel was the driving member of a power unit operating a rapid transit car. The pinion had been removed from service at the end of the initial test period because it showed undue wear. The mode of failure was severe abrasive wear. The cause of failure was insufficient surface hardness, resulting from improper heat treatment. A service recall for the remaining pinions was immediately initiated.

A drum pinion shaft (1030 steel) which was part of the hoisting gear of a crane (capacity 18,140-kg) operating in a blooming mill failed while lifting a 9070 kg load. Chatter marks, rough-machining marks, and sharp corner radii were revealed in the keyway which extended into a shoulder at a change in diam. A circular recess below the keyway surface was revealed at each end of the keyway. A sharp corner at the end of the keyway was revealed by examination to be the origin of fracture. Beach marks were found radiating from the origin over a large portion of the fracture surface which confirmed failure of the shaft by fatigue fracture. As a corrective measure the shaft was replaced with one made of 4140 steel, quenched and tempered to a hardness of 286 to 319 HRB. The keyway was moved away from the change in section and was machined with a 1.6-mm radius in the bottom corners and a larger-radius fillet was machined at the change in section.

Several teeth of a bevel pinion which was part of a drive unit in an edging mill failed after three months in service. Specifications required that the pinion be made from a 2317 steel forging and that the teeth be carburized and hardened to a case hardness of 56 HRC and a core hardness of 250 HRB. Two teeth were revealed by visual examination to have broken at the root and fatigue marks extending across almost the entire tooth were exhibited by the surface of the fracture. Cracking in all the tooth was showed by magnetic-particle inspection. The pinion was concluded to have failed by tooth-bending fatigue. Spalling was also noted on the pressure (drive) side of each tooth at the toe end which indicated some mechanical misalignment of the pinion with the mating gear that caused the cyclic shock load to be applied to the toe ends of the teeth.

A gear manufacturer experienced service problems with various gears and pinions that had worn prematurely or had fractured. All gears and pinions were forged from 1.60Mn-5Cr steel and were case hardened by pack carburizing. Gear Failure: One of the gears showed severe wear on the side of the teeth that came into contact with the opposing gear during engagement. The microstructure at the periphery of a worn tooth at its unworn side consisted of coarse acicular martensite with a large percentage of retained austenite. Pinion Failure: The teeth of the pinion exhibited severe spalling; the microstructure at the surface consisted of coarse acicular martensite with retained austenite. Also, a coarse network of precipitated carbide particles showed that the carburization of the case had appreciably exceeded the most favorable carbon content. This evidence supported the following conclusions: 1) High wear rate on the gears was caused by spalling of the coarse-grain surface layer. The underlying cause of the wear was overheating during the carburization. 2) Pinion failure resulted from overheating combined with excessive case carbon content. Thus, no recommendations were made.

The specified elongation of 10% could not be achieved in several hollow pinion gear shafts made of cast Cr-Mo steel GS 35 Cr-Mo 5 3 that were heat treated to a strength of 90 kp/sq mm. The steel was melted in a basic 3 ton arc furnace and deoxidized in the furnace and in the pan with a total of 7 kg aluminum. Fracture of a tensile specimen occurred with low elongation and, apparently, also with low reduction of area. In some places it was coarse grained conchoidal. It was found that the exceptionally low elongation of the cast specimens was due to excessive deoxidation by aluminum.

A pinion gear made of AMS 6470 steel, nitrided all over, lost internal splined teeth due to wear. Spline failure of the power turbine gear caused an engine overspeed and disintegration. Excessive spline wear resulted from a new coupling being mated during overhaul with a worn gear spline. Wear on the spline teeth flanks of the coupling was attributed to severe wear on the mating gear (internal) spline teeth. The assigned cause was an inadequate maintenance procedure which resulted in a wear-damaged component being retained in the power train during engine overhaul. To prevent reoccurrence, specific inspection criteria were issued defining maximum limits for spline wear. A procedure and requirements were specified for installing the coupling and pinion gear at the next overhaul.

A spiral bevel gear and pinion set that showed "excessive wear on the pinion teeth" was submitted for analysis. This gear set was the primary drive unit for the differential and axle shafts of an exceptionally-large front-end loader in the experimental stages of development. There was no evidence of tooth bending fatigue on either part. Several cracks were associated with the spalling surfaces on the concave sides of the 4820H NiMo alloy steel pinion teeth. The gear teeth showed no indication of fatigue. The primary mode of failure was rolling contact fatigue of the concave (drive) active tooth profile. The spalled area was a consequence of this action. The pitting low on the profile appeared to have originated after the shift of the pinion tooth away from the gear center. The shift of the pinion was most often due to a bearing displacement or malfunction. The cause of this failure was continuous high overload that may also have contributed to the bearing displacement.

A spiral bevel gear set in the differential housing of a large front-end loader moving coal in a storage area failed in service. The machine had operated approximately 1500 h. Although the failure involved only the pinion teeth, magnetic particle inspection was performed on each part. The 4817 NiMo alloy steel pinion showed no indication of additional cracking, nor did the 4820 NiMo alloy steel gear. The mode of failure was tooth bending fatigue with the origin at the designed position: root radius at midsection of tooth. The load was well centered, and progression occurred for a long period of time. The cause of failure was a suddenly applied peak overload, which initiated a crack at the root radius. Progression continued by relatively low overstress from the crack, which was now a stress-concentration point. This was a classic tooth bending fatigue failure.

A ‘worn-out’ spiral bevel gear and pinion set was submitted for examination and evaluation. This was a spiral bevel drive set with the gear attached to a differential. The assembled unit was driving a new, large, experimental farm tractor in normal plowing and tilling operations. The primary failure was associated with the 4820H NiMo alloy steel pinion, and thus the gear was not examined. The mode of failure was rolling contact fatigue, and the cause of failure improper engineering design. The pattern of continual overload was restricted to a specific concentrated area situated diagonally across the profile of the loaded side, which was consistent on every tooth.

A cast countershaft pinion on a car puller for a blast furnace broke after one month of service; expected life was 12 months. The pinion was specified to be made of 1045 steel heat treated to a hardness of 245 HRB. The pinion steel was analyzed and was a satisfactory alternative to 1045 steel. The pinion was annealed before flame or induction hardening of the teeth to a surface hardness of 363 HRB and a core hardness of 197 HRB. The broken pinion had a tooth which had failed by fatigue fracture through the tooth root because of the low strength from incomplete surface hardening of the tooth surfaces. Contributing factors included uneven loading because of misalignment and stress concentrations in the tooth roots caused by tool marks. Greater strength was provided by oil quenching and tempering the replacement pinions to a hardness of 255 to 302 HRB. Machining of the tooth roots was revised to eliminate all tool marks. Surface hardening was applied to all tooth surfaces, including the root. Proper alignment of the pinion was ensured by carefully checking the meshing of the teeth at startup.

One end of an axle shaft containing the integral spur pinion was submitted for examination, along with the report of a tooth pitting failure. The spur pinion, integral to the axle shaft, operated in a medium-size, off-highway truck at an open-pit mine, for “a relatively short time.” Only the pinion head had been returned. The shaft portion had been torch-cut away. Chemical analysis along with the microstructure confirmed the specified material was SAE 43BV12 Ni-Cr-Mo alloy steel. The mode of failure was surface contact fatigue through the shear plane subsurface at the lowest point of single-tooth contact. The cause of failure was tooth-tip interference from the mating gear teeth. Because the mating parts within the assembly had not been returned or examined, unanswered questions remained.